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Department of Microbiology and Immunology, University of Miami Medical School, Miami, FL 33136
| Abstract |
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. This profound Th1 deficiency
was observed despite similar proliferation by neonatal and adult cells
within the recombinase-activating gene 2-/- hosts.
Moreover, neonatal CD4+ cells up-regulated activation
markers in a manner similar to adult CD4+ cells. Therefore,
although their proliferation and phenotypic maturation proceeded
normally, neonatal CD4+ cells appeared to be intrinsically
deficient in the functional maturation of Th1 lineage cells. These
results offer a candidate explanation for the reduced graft-vs-host
responses observed following transplantation of cord blood cells or
murine neonatal lymphoid cells to allogeneic adult
hosts. | Introduction |
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While the observation that neonates are biased to Th2 function is well
established, how this comes about is less clear. The particular
question that arises is whether this process is regulated by the
neonatal environment, T cell intrinsic properties, or both. Data
concerning the ability of the neonatal environment to support Th1
function are mixed. Early studies (14, 15) indicated that
neonatal APC may have limited capacity to promote T cell responses.
More recently, reduced expression of class II MHC and costimulatory
molecules has been reported for murine neonatal dendritic cells
(DC),3 B cells, and
monocytes (16, 17). Diminished production of the
Th1-promoting cytokine IL-12 by neonatal monocytes has also been
described (16). In contrast to those reports, however,
phenotypically mature DC capable of promoting vigorous CTL responses
(and presumably strong Th1 responses) have recently been isolated from
the neonatal spleen, albeit in reduced numbers (18). Thus,
at this point the contribution of APC function to neonatal Th2 skewing
is unclear. Similarly, there are in vitro data that argue both for and
against T cell intrinsic properties as a major contributor to the Th2
skewing seen in neonates in vivo. Over 10 yr ago we showed that freshly
isolated murine neonatal lymph node T cells make high levels of IL-4,
but reduced levels of IFN-
, in response to primary stimulation with
anti-CD3 mAb (19, 20). This cytokine profile was
obtained in the presence of adult APC, suggesting an intrinsic Th2 bias
among the T cells themselves. However, it is clear that neonates
are competent to mount mature Th1 responses because they can do so
under the appropriate experimental conditions. For example, when IL-12
is added to in vitro cultures, both human (21) and murine
(22) neonatal T cells dramatically increase IFN-
production to the levels made by adult T cells.
In addition to in vitro analyses, a number of investigators have shown that it is possible to redirect a neonatal Th2-biased response in vivo. Immunization of neonates with DNA vaccines (13, 23, 24, 25) or the use of strong Th1-promoting agents (26, 27, 28, 29) results in mature Th1 responses when analyzed in later life. These studies are important because they demonstrate that it is possible to elicit mature Th1 responses in intact neonates. However, these approaches do not directly test whether there are intrinsic differences between neonatal and adult T cells or APC because 1) the relative effects of these treatments on neonatal T cells and APC were not distinguishable in intact neonates; and 2) most responses were analyzed later in life, once the animals were past the actual neonatal period. Thus, what is critically needed is a separation of neonatal T cells from neonatal APC in vivo, such that the importance of each can be directly compared with their adult counterparts. The most direct test of this sort was recently reported by Siegrist and colleagues (18). They isolated neonatal and adult DC and compared their capacities to elicit T cell responses in young adult mice in vivo. On a per cell basis neonatal DC were as competent as adult DC in promoting specific CTL responses in vivo. This study indicates that neonatal DC may, in fact, be fully mature in their capacity to support naive Th1 responses. If so, the Th2 bias seen in intact neonates may be largely due to properties intrinsic to T cells. Here we have tested this idea by comparing the in vivo responses of neonatal and adult CD4+ cells adoptively transferred to mature adult hosts. Our findings show that neonatal CD4+ cells are highly deficient in the development of both primary and secondary Ag-specific Th1 responses. Since neonatal and adult CD4+ cells responded very differently within the context of the same environmental signals, these data argue that neonatal and adult CD4+ cells are intrinsically different.
| Materials and Methods |
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BALB/c mice, originally obtained from Charles River Laboratories (Wilmington, MA), were bred and housed under barrier conditions at the Division of Veterinary Resources, University of Miami Medical School. Periodic screening showed the colony to be free of commonly occurring infectious agents. Females from timed matings were monitored closely from days 1921 of gestation, and the date of delivery was recorded. The day of birth was considered day 0. Recombinase-activating gene 2-/- (RAG2-/-) mice were purchased from Taconic Farms (Germantown, NY) and similarly bred and housed under barrier conditions.
CFSE labeling
CFSE was purchased from Molecular Probes (Eugene, OR). Total lymph node cells were labeled with CFSE according to the manufacturers instructions, with the concentrations of cells and CFSE in the labeling reaction adjusted to 5.0 x 106/ml and 0.5 µM, respectively.
Donor cell preparations
Pools of tissues from
10 neonatal (day 6) or
2 adult (6- to
8-wk-old) BALB/c mice were used for the cell preparations. Mesenteric,
inguinal, axillary, brachial, and cervical lymph nodes were collected
to prepare total lymph node cell suspensions (5). Enriched
(9399%) CD4+ lymph node cells were positively
selected (MS+ columns) using the Miltenyi Biotec
(Auburn, CA) MACS system, precisely according to the manufacturers
directions. Tests comparing CD4+ cells prepared
by positive or negative selection showed similar patterns of cytokine
secretion (data not shown).
For the experiment shown in Fig. 4
, adult BALB/c
CD4+ cell preparations were stained with
anti-CD4 CyChrome (BD PharMingen, San Diego, CA) and anti-CD44
biotin (Caltag, Burlingame, CA), followed by fluorescein-coupled
streptavidin (Jackson ImmunoResearch, West Grove, PA).
CD4+CD44low cells were
purified on a Vantage SE cell sorter (BD Biosciences, Mountain View,
CA). Cells were defined as CD44low by comparison
with 48 h anti-CD3-activated CD44high
cells.
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Neonatal or adult CD4+ cells
(1.52.0 x 106) were injected i.v. into 6-
to 12-wk-old RAG2-/- mice. For all experiments
unless indicated (see below), the mice were immunized on the same day
with 100 µg keyhole limpet hemocyanin (KLH; Calbiochem, San Diego,
CA) in PBS. Intact 6-day-old neonatal or adult BALB/c mice were
immunized in parallel. Neonatal mice were weighed and immunized with 5
µg/g of KLH, and adult BALB/c mice (
20 g in weight) were immunized
with 100 µg of KLH in PBS. To ensure Ag draining to the spleen,
mesenteric lymph node, and the majority of peripheral lymph nodes, each
mouse was injected at three sites, i.p., s.c. between the shoulder
blades, and s.c. at the base of the tail. Adult BALB/c and
RAG2-/- mice received 100 µl/site, and
neonates received 10 µl/site. For those experiments analyzing
secondary responses, mice were reimmunized 4 wk after the first
immunization; all mice then received 100 µg of KLH in PBS. For the
experiment shown in Fig. 3
one group of chimeric mice was immunized
with KLH in LPS (Sigma, St. Louis, MO); each mouse received 100 µg of
KLH and 50 µg of LPS.
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Pools of lymph node and spleen cells were prepared from chimeric
RAG2-/- mice or from BALB/c mice age-matched
with the donor CD4+ cells. Cells were stained
with anti-CD4 CyChrome and fluorescein-conjugated
anti-TCR
and simultaneously with PE-coupled anti-CD44,
anti-CD122, anti-CD69, or anti-Ly6C. All Abs were purchased
from BD PharMingen. Gated
CD4+TCR
+ cells were
analyzed for expression of the activation markers.
Cell culture conditions for ELISA
CD4+ cells were prepared from pooled lymph node and spleen cells as described above. To prepare APC, total spleen cells from naive adult BALB/c were treated with anti-Thy-1 (mAb 42-21) plus complement, followed by treatment with 50 µg/ml mitomycin C as described previously (19).
CD4+ cells (2 x 105)
were cultured with 4 x 105 APC in a 96-well
culture dish in the presence or the absence of 50 µg/ml of KLH unless
otherwise indicated. Culture medium consisted of RPMI 1640 (Life
Technologies, Grand Island, NY) containing 1 mM sodium pyruvate (Life
Technologies), 2 mM L-glutamine (Life Technologies), 5
x 10-2 mM 2-ME (Life Technologies), 1%
penicillin-streptomycin (Life Technologies), and 10% heat-inactivated
(56°C, 30 min) FCS (HyClone, Logan, UT). Culture supernatants were
harvested at 72 h, and IFN-
and IL-4 contents were assessed
using mouse-specific cytokine ELISA kits (Pierce Endogen,
Rockford, IL).
| Results |
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To determine the relative contributions of the neonatal environment vs T cell intrinsic properties to Th2-biased neonatal responses, we isolated neonatal CD4+ cells to study their functional responses in mature adult hosts. CD4+ lymph node cells were prepared from day 6 neonatal and adult BALB/c mice, and 1.52.0 x 106 of these cells were injected i.v. into adult RAG2-/- hosts. The animals were then immunized twice with KLH in PBS, a regimen that results in clear Th2-skewing in intact neonates (5). Control animals of the same ages as the donor animals were immunized in parallel. Two weeks after the second immunization, spleen cell suspensions were made from individual chimeric animals. Because of the small sizes of the lymph nodes in RAG2-/- animals, pools of lymph nodes were made from all animals in each group. Aliquots of each tissue were taken for staining, and then all spleen and lymph node cells in each group were pooled for the functional analyses.
To test for chimerism, cells were stained with a combination of
anti-CD4 and anti-TCR
mAb (Fig. 1
and Table I
). We found
that the combination of mAb was critical
for detecting donor cells, since either Ab alone gave relatively high
background in uninjected RAG2-/- mice, while
the two mAb together showed negligible background staining (Fig. 1
, left panel). Although injected with equal numbers of
similarly enriched CD4+ populations,
RAG2-/- hosts injected with neonatal
CD4+ cells contained 1.3- to 3-fold reduced
percentages of donor cells in the spleens and lymph nodes compared with
adult chimeras. These differences were highly significant within
each experiment. However, differences in the absolute numbers of donor
cells were either less significant or not significant at all (Table I
).
Taking these data together, there were very minor differences in the
capacities of neonatal vs adult CD4+ lymph node
cells to colonize RAG2-/- hosts.
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and 3- to 4-fold more IL-4 than did cells from adult animals.
IL-4 production by CD4+ cells prepared from the
RAG2-/- chimeras was somewhat similar, with
neonatal donor CD4+ cells producing
2-fold
more IL-4 than that produced by adult donor CD4+
cells (Fig. 2
than did
neonatal donor cells. This large discrepancy in IFN-
production was
seen at all time points analyzed (48 and 72 h; data not shown) and
over a wide range of KLH concentrations (Fig. 3
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production was measured (Fig. 3
production
by both neonatal and adult donor cells. However, the fold increase was
similar (
2-fold), and neonatal donor cells remained highly deficient
in IFN-
production. Relatively poor Th1 responses are not due to anergy among neonatal CD4+ cells or to the presence of memory cells in the adult CD4+ population
The relatively poor Th1 responses of neonatal cells could arise in
several possible ways. For example, the population as a whole may be
deficient in generating Th1 memory. Alternatively, Th1 memory may
develop, but the cells may be anergic. A hallmark of T cell clonal
anergy is that it can be readily reversed by the addition of IL-2
(31, 32). To distinguish between these possibilities,
cells from chimeric animals were stimulated with KLH in the presence of
exogenous IL-2, using concentrations known to promote the proliferation
and survival of anti-CD3-stimulated lymph node T cells (data not
shown). As shown in Fig. 4
, IFN-
levels secreted by neonatal CD4+ cells increased
in the presence of IL-2 in a dose-dependent manner (343.9 ±
5.6 x 103 pg/ml with no rIL-2; 537.4
± 3.0 x 103 pg/ml with 1 ng/ml rIL-2;
1598.5 ± 32.2 x 103 pg/ml with 10
ng/ml rIL-2). However, these levels remained >10-fold decreased
relative to those produced by adult CD4+ cells.
The amounts of IL-4 produced by donor neonatal as well as adult
CD4+ cells also showed modest increases in the
presence of IL-2, but the overall relative patterns of cytokine
production remained the same (data not shown). Since the addition of
IL-2 would be expected to "break" anergy (31, 32),
these results indicate that the deficient Th1 function of neonatal
CD4+ cells is unlikely to be due to anergy.
Another possibility is that differences in the composition of neonatal
and adult CD4+ populations account for the
functional differences observed. One of the major differences between
neonates and adults is that adults may contain some memory T cells,
whereas neonates do not. Our animals are bred under barrier conditions
and are free of commonly occurring infectious agents. Therefore, it is
unlikely that large numbers of memory cells are present in our adult
animals. In fact, the expression of a number of activation/memory cell
markers is no different on CD4+ cells from
unprimed neonates and that on cells from adults in our colony (see
below). Nonetheless, it was important to rule out the possibility that
the large amount of IFN-
made by adult cells was being produced
primarily by memory cells that cross-reacted with the immunizing Ag. To
address this issue, naive phenotype CD44low
CD4+ cells were purified by sorting of cells from
adult donor animals. These cells were then similarly transferred to
RAG2-/- hosts in parallel with unfractionated
neonatal or adult CD4+ cells. As shown in Fig. 5
, the Th1/Th2 responses of the adult
CD44low CD4+ population
were very similar to those of the total adult
CD4+ cells. These experiments lead to the
conclusion that compared with adult naive CD4+
cells, neonatal CD4+ cells are highly deficient
in the development of Ag-specific Th1 memory.
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The responses we have analyzed in vivo to date are the cumulative
result of many activities, including initial and subsequent activation,
proliferation, development of primary function, conversion to memory,
and cell death. To understand how these responses arise, we decided to
eliminate the later events in memory development by focusing on the
primary response phase only. Chimeric RAG2-/-
animals were prepared and immunized as described above, except that the
responses were analyzed 1 wk after cell transfer and a single
immunization. As we had seen for the long term experiments, neonatal
CD4+ cells showed modestly reduced (1.3- to
1.4-fold) chimerism compared with adult CD4+
cells (Fig. 6
). However, this reduction
was not statistically significant for either the percentage
(p = 0.37) or number (p
= 0.19) of donor neonatal compared with donor adult cells. In addition
to similarities in chimerism, the primary cytokine profiles (Fig. 7
) were remarkably similar to the memory
responses generated after two immunizations and 6 additional wk of in
vivo development (refer to Fig. 2
). Thus, neonatal
CD4+ cells are markedly deficient, compared with
adult CD4+ cells, in the generation of both
primary and memory Th1 function.
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mAb. The CFSE
profiles of the CD4+
TCR
+ cells are shown in Fig. 8
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| Discussion |
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than did neonatal
CD4+ cells. Despite their poor functional
responses, neonatal CD4+ cells proliferated as
well as adult cells in the RAG2-/- hosts and
showed equivalent up-regulation of memory/activation markers. Because
neonatal and adult cells functioned differently within the same in vivo
environment, these data argue that there are intrinsic differences
between neonatal and adult CD4+ cells. In
addition, these results indicate that neonatal
CD4+ cells may have an uncoupling between
proliferation and phenotypic differentiation and the acquisition of Th1
effector function. In the mid-1990s, reports from the laboratories of Matzinger and colleagues (38), Sarzotti et al. (12), and Lehmann and colleagues (28) led to the idea that the differences between neonatal and adult T cell-mediated responses could be accounted for largely by differences in the absolute numbers of T cells, i.e., that the major differences in the neonatal and adult T cell compartments were quantitative. However, because those studies were all performed using intact animals, it was not possible to discriminate between the effects of the experimental treatments on T cells vs non-T cells. Here, we have separated neonatal and adult T cells from their intact environments and compared their relative capacities within the same context in vivo. These studies clearly indicate that in addition to quantitative differences, there are major qualitative differences in the capacities of neonatal and adult T cells to develop Th effector function. These in vivo results are consistent with several earlier studies from our laboratory showing that neonatal and adult T cells are inherently different in their cytokine-secreting potentials in vitro (19, 20). From these conglomerate studies we conclude that the Th1-deficient responses of intact neonates are at least partially due to T cell intrinsic qualitative properties.
In the RAG2-/- chimeric animals, both neonatal
and adult CD4+ cells made more IFN-
than that
made by CD4+ cells from the age-matched, intact
animals. However, the fold increase was much greater for adult than for
neonatal cells. For example, in the experiment shown in Fig. 2
, neonatal cells from chimeric animals produced approximately twice as
much IFN-
as did cells from intact neonates. In contrast, adult
donor cells made
20 times more IFN-
than did their counterparts
from normal animals. How can we explain this phenomenon? As mentioned
previously, we do not believe that this results from the selective
outgrowth of cross-reacting adult memory cells, since naive
(CD44low) adult CD4+ cells
also developed very high levels of Th1 function in the chimeric mice
(see Fig. 5
). Another possibility is that
non-CD4+ adult cells might negatively regulate
the development of Th1 function; separating CD4+
cells from the rest of the population would then be expected to remove
this negative influence. However, this possibility seems unlikely,
since similar results were obtained when total neonatal or adult lymph
node cells were transferred to RAG2-/- hosts
(data not shown). Given these unlikely explanations, it is important to
consider the acquisition of Ag-specific Th1 function within the
specific RAG2-/- environment. In lymphopenic
hosts, donor CD4+ cells not only proliferate, but
also acquire Th1 effector function, even in the absence of specific
immunization (39, 40). The IFN-
produced by Th1 cells
developing in response to homeostatic signals may act to drive
efficient Ag-specific Th1 development. In intact animals homeostatic
development of Th1 function is almost certainly minimal. Thus,
Ag-specific Th1 development would be expected to be more limited in
intact animals than in lymphopenic hosts. This scenario may also
provide an explanation for the relatively poor Th1 function acquired by
neonatal CD4+ in the
RAG2-/- hosts. If neonatal cells develop
limited Th1 function in response to homeostatic signals, this may lead
to their relatively poor development of Ag-specific Th1 function. We
are currently investigating the acquisition of Th1/Th2 function by
neonatal and adult CD4+ cells in
RAG2-/- hosts in the absence of specific
immunization.
Why neonatal CD4+ cells are so deficient at
acquiring Th1 function is not clear. One possibility to consider is
that there may be extensive cell death within the neonatal Th1
population. This is difficult to measure directly within a normal,
polyclonal population of cells. However, two pieces of indirect
evidence address this possibility. First, neonatal and adult
CFSE-labeled cells showed equivalent proliferation in the adoptive
hosts. Second, most clearly for the short term experiments, there were
no significant differences in the recoveries of absolute numbers of
donor neonatal and adult cells. Together these observations suggest
that apoptosis may be occurring similarly among the neonatal and adult
populations. Another possibility is that there may be relatively poor
interaction between neonatal T cells and the APC compartment, resulting
in diminished Th1 development. In that regard it has been reported
(41, 42) that DC are immature in
RAG2-/- mice, but that these cells become
mature in vivo following the adoptive transfer of T cells. It could be
postulated that neonatal CD4+ cells are not able
to efficiently drive the maturation of DC in the
RAG2-/- hosts. Probably the single most
important cell surface molecule for signaling by
CD4+ cells to APC is CD40 ligand (CD40L)
(43). Indeed, Goldman and colleagues (44)
have shown that day 4 neonatal CD4+ cells are
deficient, compared with adult cells, in the up-regulation of CD40L. In
contrast, we have found normal up-regulation of CD40L by
CD4+ cells from day 6 animals (data not shown),
i.e., the age of the donor neonatal animals used in these experiments.
Therefore, it seems unlikely that deficient up-regulation of CD40L by
neonatal T cells leads to such poor relative Th1 function. Nonetheless,
the neonatal T cells we have used are highly deficient in the
production of IFN-
in adoptive hosts. IFN-
up-regulates MHC class
II as well as costimulatory molecules (45) and thus has
potent activating effects on host APC. Thus, the low levels of IFN-
made by neonatal CD4+ may result in limited
maturation of DC and other myeloid lineage APC in the adoptive
RAG2-/- hosts. We are planning experiments to
examine the maturity of DC exposed in vivo to neonatal vs adult
CD4+ cells.
What is clear is that neonatal CD4+ do not have a universal deficiency in the capacity to develop effector function, since they produced up to 4-fold more IL-4 than did donor adult CD4+ cells. This together with their relatively poor Th1 function produce Th2-skewed responses in adoptive adult hosts that are characteristic of the responses found in intact neonates. What could predispose neonatal T cells to underdevelop Th1 function while simultaneously mounting robust Th2 responses? One clear candidate set of molecules is the transcription factors that promote Th1 vs Th2 cytokine gene expression. For example, T-bet is a transcription factor that appears to be essential for Th1 lineage development (46). It is conceivable that neonatal T cells do not efficiently up-regulate T-bet, leading to poor Th1 function. Alternatively, the transcription factor GATA-3 is central to Th2 development (47). GATA-3 is expressed in resting T cells, but is down-regulated during Th1 development (48). One possible scenario is that neonatal T cells fail to down-regulate GATA-3, leading to predominant Th2 development. Our laboratory is currently conducting experiments to investigate these intriguing possibilities.
One of the hallmarks of cord blood transplantation is the limited
graft-vs-host disease (GVHD), relative to that found following
transplantation of adult bone marrow cells (49, 50).
Similar observations have been made in a mouse model system in which
neonatal blood cells are transferred to allogeneic hosts
(51). The mechanisms underlying reduced GVHD in these
systems are not known. The data we have presented here offer a
potential explanation for this phenomenon. That is, neonatal
CD4+ cells appear to be very limited in their
capacity to develop Th1 responses in adoptive hosts. Since Th1 cell
function promotes CTL generation, donor neonatal cells would also be
expected to have limited CTL activity and, hence, reduced anti-host
responses. If, as proposed above, limited IFN-
production by
neonatal CD4+ cells results in poor APC
maturation, a clear prediction is that treatment with exogenous IFN-
should restore GVHD levels to those seen upon transplantation with
adult cells.
| Acknowledgments |
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| Footnotes |
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2 Address correspondence and reprint requests to Dr. Becky Adkins, Department of Microbiology and Immunology, R-138, University of Miami Medical School, P.O. Box 016960, Miami, FL 33136. E-mail address: radkins{at}med.miami.edu ![]()
3 Abbreviations used in this paper: DC, dendritic cells; CD40L, CD40 ligand; GVHD, graft-vs-host disease; KLH, keyhole limpet hemocyanin; RAG, recombinase-activating gene. ![]()
Received for publication May 30, 2002. Accepted for publication September 3, 2002.
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