The Journal of Immunology, 2002, 169: 4008-4016.
Copyright © 2002 by The American Association of Immunologists
Mucosal Plasma Cell Repertoire During HIV-1 Infection1
Ronald W. Scamurra*,
,
Douglas B. Nelson*,
,
Xue Mei Lin*,
,
Darren J. Miller*,
,
Gregg J. Silverman¶,
Tim Kappel*,
,
Joseph R. Thurn*,
,
Erin Lorenz*,
,
Anjali Kulkarni-Narla*,
and
Edward N. Janoff2,*,
* Mucosal and Vaccine Research Center and Sections of
Infectious Disease,
Gastroenterology, and
Laboratory Medicine and Pathology, Veteran Affairs Medical Center, University of Minnesota School of Medicine, Minneapolis, MN 55417; and
¶ Department of Medicine, University of California at San Diego, La Jolla, CA 92093
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Abstract
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Impaired development of local Ab responses may predispose
HIV-1-infected patients to an increased rate, severity, and duration of
mucosal infections. We characterized the repertoire of Ig-producing
cells in the intestinal effector compartment (the lamina propria) of
HIV-1-infected (n = 29) and seronegative control
(n = 27) subjects. The density of Ig-producing
cells per area was similar in both groups. However, the proportions of
IgA-producing cells were lower in both the duodenum and colon from
HIV-1-infected patients compared with those of control subjects
(p < 0.05), with compensatory increases in
IgG-producing cells in the colon and IgM-producing cells in the
duodenum. Similarly, among Abs in the lumen the proportions of IgA were
also decreased and the proportions of IgG were increased among
HIV-1-infected patients. On a molecular level, VH gene
repertoire analyses by RT-PCR revealed comparable proportions of the
VH3 family among duodenal IgA transcripts (5053%) from
both groups. VH3 expression was decreased only for IgM
among patients with advanced HIV-1 disease (n = 6)
compared with that of control subjects (n = 8)
(48 ± 8 vs 62 ± 13%; p < 0.01).
Moreover, the frequencies of individual IgM and IgA VH3
genes were comparable in each group, including rates of putative HIV-1
gp120-binding VH3 genes (V3-23, V3-30,
V3-30/3-30.5). We conclude that, despite a decrement in local
IgA producing cells, the density and molecular VH
repertoire of mucosal plasma cells are relatively intact among patients
with HIV-1 infection. These data suggest that HIV-1-infected patients
use functional regulatory mechanisms to provide sufficient
VH diversity and effective induction and differentiation of
mucosal B cells.
 |
Introduction
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Patients
infected with HIV-1 experience extremely high rates of
gastrointestinal (GI)3
symptoms and secondary mucosal infections (1, 2, 3, 4).
Underlying these high rates may be the impaired Ab responses to luminal
Ags, which complicate HIV-1 infection (5, 6, 7, 8, 9, 10). The
mechanisms of this impairment of B cell function may derive from T cell
(11, 12) or intrinsic B cell defects
(13, 14, 15, 16). HIV-1 has been proposed to induce intrinsic
defects in B cells through selective depletion of cells expressing Ig H
chains of the third variable region family (VH3)
(17, 18, 19, 20, 21), which comprise about half of the expressed
circulating VH repertoire
(22, 23, 24, 25, 26). HIV-1 surface envelope gp120 may bind in a
superantigen-like fashion to conserved VH3
framework regions (27, 28) and activate (29)
and subsequently deplete these cells (reviewed in Ref.
30).
We have shown that VH3 gene use in the blood of
HIV-1-infected patients is normal among resting, naive
IgM+IgD+ B cells
(21), but decreased in serum IgM Abs and in previously
activated IgG memory B cells (21). Thus, selective
deletions of VH3 family B cells may occur
preferentially in activated and/or differentiated B cells. Moreover,
earlier work suggested a decrement in mucosal IgA-producing cells
(31, 32) and recent data from our laboratory suggest that
rates of somatic hypermutation may be decreased in mucosal plasma cells
from HIV-1-infected patients (5). Both class switch
recombination (CSR) and somatic hypermutation are typically dependent
on engagement of CD40 by its ligand on activated T cells (33, 34), and compromised CD4+ T cell number
and activity are hallmarks of HIV-1 disease (35).
Therefore, we determined whether the dramatic effects of HIV-1 on
intestinal T cells (36, 37, 38, 39) are associated with
perturbations in mucosal plasma cell number, isotype, and
VH repertoire, including the pattern of
VH3 gene use in the GI tract.
 |
Materials and Methods
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Patient samples
HIV-1-infected patients (n = 29; 22 (76%)
males) and control subjects with low-risk for HIV-1 exposure
(n = 27; 16 (59%) males) were enrolled after written
informed consent with protocols approved by Institutional Review Boards
at the Minneapolis Veterans Affairs Medical Center and the University
of Minnesota. Subjects with a history of chronic liver or GI disease,
diarrhea, febrile illness within 5 days of entry, recent use of
antimotility agents, diabetes, immunosuppressive therapy, or cancer
were excluded from the study. The HIV-1-infected group had a higher
mean age (40.4 vs 30.9 years) and was more racially diverse (28 vs 4%
African-American, respectively) than control subjects. The
HIV-1-infected patients represented all clinical stages of disease
(Centers for Disease Control stages: A13, 12 patients; B13,
3 patients; C13, 14 patients) (40) (Table I
). Their peripheral blood
CD4+ T cell counts per microliter were
200 in
12 patients, 200500 in 12 patients, and
500 in 5 patients. Plasma
HIV-1 RNA levels (Amplicor HIV-1 Monitor version 1.0; Roche Molecular
Systems, Pleasanton, CA) ranged from <400 to 106
virions/ml (median, 11,237; mean, 139,949). Six patients were receiving
no antiretroviral therapy and another six received multidrug
combinations with protease inhibitors. Colon samples were obtained from
15 HIV-1-infected patients and 11 control subjects and duodenal samples
from 23 HIV-1-infected patients and 18 control subjects, including
eight HIV-1-infected patients and two control subjects who underwent
both procedures.
After an overnight fast, study participants drank a nonabsorbable
osmolar agent (Colyte; Reed and Carnrick, Piscataway, NJ) at the rate
of 250 ml every 15 min until the onset of watery stools. Clear liquid
specimens were collected, filtered, centrifuged twice, and treated with
protease inhibitors as previously described (41).
Clarified supernatants were stored at -70°C until total Igs were
measured by ELISA as previously described (41). After
lavage, either upper endoscopy or colonoscopy was performed to obtain
pinch biopsies from control subjects and HIV-1-infected patients. Three
biopsies were fixed in 10% formalin and paraffin-embedded for
immunohistochemistry, and four from discrete sites were rinsed and
immediately homogenized in TRIzol (Life Technologies, Rockville, MD)
and stored at -70°C for RNA extraction and PCR amplification.
Immunohistochemistry
Morphological analysis.
Standard 5-µM-thick, formalin-fixed, paraffin-embedded tissue
sections were mounted on glass slides, stained with H&E, and examined
by light microscopy. The samples were evaluated grossly at low power,
as were
10 high-power (x400) fields per section, in a blinded
fashion using standard criteria established for intestinal mucosal
tissues in theses sites (42, 43, 44, 45). An increased ratio of
intraepithelial lymphocytes (>1:5 lymphocytes:epithelial cells in the
small intestine and >1:20 in the colon) was recorded as abnormal.
Abnormal inflammatory cell infiltrates, including the presence or
absence of neutrophils, were subjectively scored as minimally (+1,
could be focal), mildly (+2), or moderate to severely (+3) increased.
Macrophages were identified by histomorphological analysis using a
combination of criteria including size, H&E staining characteristics,
and nuclear features. Macrophages were hand-counted and listed as
abnormally increased if they showed signs of confluence or clustering.
Villous architecture of the small intestinal samples was considered
blunted, a sign of mucosal injury, when the normal villous height:crypt
length ratio of 3:1 to 5:1 was diminished. Colonic crypt architecture
that demonstrated signs of chronic injury, such as branching,
foreshortening, and dropout, was recorded as present or absent
(46).
Plasma cell analysis.
Tissue sections (5 µM) were cut onto slides coated with VECTABOND
(Vector Laboratories, Burlingame, CA) and heated at 56°C overnight.
Slides were deparaffinized by heating to 60°C for 30 min followed by
incubations in xylene. Sections were rehydrated by sequential passage
through graded alcohols into distilled water. To unmask Ags, sections
were heated in 0.01 M sodium citrate (pH 6) in capped Coplin jars in an
800 W microwave for 1 min on high and 5 min on medium. Sections were
blocked in PBS containing 7% goat serum for 30 min. For simultaneous
three-color staining and quantitation of mucosal plasma cells in a
single section, directly labeled fluorescent polyclonal goat
anti-human Igs (Jackson Immunochemicals, Birmingham, AL; IgA
(7-amino-4-methylcoumarin-3-acetic acid; blue, 1/40), IgM (FITC;
green, 1/40), and IgG (Cy3; red, 1/500)) were used. The same Abs with
different fluorochromes were used to obtain confocal images of
triple-stained mucosal plasma cells (IgA, Cy3, 1/75; IgM, Cy5, blue,
1/40; and IgG, FITC, 1/75). Sections were incubated at 37°C in a
humidified chamber for 60 min with the goat anti-human IgG Ab
alone, washed in PBS, and then similarly incubated with the
anti-IgA and anti-IgM Abs. Fluorochrome-labeled normal goat IgG
diluted to equivalent concentrations as the specific antisera served as
a negative control. Plasma cells expressing VH3
Igs were identified in selected colon and duodenal tissue sections by
dual labeling with anti-IgA-Cy3 or anti-IgM-Cy3 (as above) and
a VH3-specific biotinylated chicken single-chain
Fv (scFv; LJ-26, 15 µg/ml) (47) visualized with
FITC-labeled streptavidin (Zymed Laboratories, South San Francisco,
CA). As a negative control, a biotinylated chicken scFv to an
irrelevant Ag was used at an equivalent concentration to LJ-26. After
mounting with VECTASHIELD aqueous medium (Vector Laboratories), digital
images of fluorescently stained sections were acquired on an Olympus
BX60 microscope (Olympus America, Melville, NY) equipped with a
digital spot camera using METAMORPH software (Universal Imaging,
Downingtown, PA). Positive cells for each Ig isotype were quantitated
by both image threshold (48) and direct counting
(r = 0.97) on the basis of total number per square area
in at least eight randomly selected lamina propria fields (
200
cells/section). Epithelium and muscularis, as well as organized
lymphoid nodules, were outlined by hand and excluded in each field. To
acquire confocal images, immunoreactive cells were scanned using a
confocal laser scanning microscope (model 1024; Bio-Rad, Hercules, CA)
with a fluorescence microscope (Nikon, Melville, NY). Images were
acquired using Comos software (version 6.05.8; Bio-Rad) and further
processed using NIHimage (version 1.62;
http://rsb.info.nih.gov/nih-image/) and Adobe Photoshop (version 6.0;
Adobe Systems, San Jose, CA).
RT-PCR amplification of VH genes
VH family-specific RT-PCR was performed
with duodenal RNA, extracted with TRIzol (Life Technologies), using a
set of VH family-specific leader primers as
described previously (21). Briefly, DNase I-treated (Life
Technologies) RNA was reverse transcribed to first-strand cDNA with
Moloney murine leukemia virus reverse transcriptase (Life
Technologies), oligo(dT) (Life Technologies), and random hexamers
(Promega, Madison, WI) (21). For each cDNA sample, a set
of six VH family-specific
(VH16) PCR spiked with
[
-32P]dCTP were separately assembled with
IgM and IgA constant region primers as described (21). The
constant region primers (IgM, 5'-CGGGGAATTCTCACAGGAGAC-3'; IgA,
5'-GAGGCTCAGCGGGAAGACCTT-3') were from Kabat et al.
(49). Amplification of IgA VH
sequences was performed at an annealing temperature of 59°C in
reactions containing 2 mM MgCl2. The relative
radioactivity in the VH family-specific PCR bands
was measured with a PhosphorImager (Molecular Dynamics, Sunnyvale, CA).
All samples were assayed in duplicate and results are expressed for
each VH family as a percentage of the total
signal obtained for all six VH families. Data for
expression of VH2 and VH6
families, which consistently accounted for <5% of the total signal in
all subjects, are not shown.
The number of cycles required for linear amplification of IgA (22
cycles) and IgM (26 cycles) VH sequences were
determined with cycle curves (1834 cycles) based on representative
control and HIV-1-infected samples as described (21).
Cloning and sequencing of VH genes
Biopsies from three HIV-1-infected patients with advanced
disease and three seronegative control subjects were selected for
VH3 gene cloning (Table I
). Nonradioactive
VH3 IgM and IgA PCR products were cloned into
Escherichia coli and plasmid inserts were sequenced in both
directions, as described previously (21). Determination of
the VH3 gene of cloned sequences was performed by alignment
with germline VH3 sequences (Vbase;
http://www.mrc-cpe.cam.ac.uk/imt-doc) using DNAplot accessed at
this site.
Statistical analyses
Mean values for two clinical groups were tested for differences
using an unpaired t test. ANOVA was performed for analyses
comparing three or more groups. Means for significant main effects were
tested by Fishers probable least-square difference test with the
Bonferroni correction. A
2 analysis was used
to analyze the frequencies of specific VH3 gene usage in
HIV-1-infected patients compared with control subjects and in IgA vs
IgM plasma cells.
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Results
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GI morphology
To determine whether HIV-1 infection in these patients was
associated with gross anatomical changes in the intestinal mucosae, we
characterized the morphology of H&E-stained colonic and duodenal tissue
sections. Sections of small intestine from 18 HIV-1-infected patients
(six of whom had <200 CD4+ T cells/ml)
showed normal villous architecture and normal numbers of mononuclear
cells in the lamina propria and epithelial layers compared with those
of 12 control subjects. Moreover, polymorphonuclear cells were not
detected in either group, confirming the absence of significant acute
inflammation in the duodenum of this cohort. Similarly, in colon tissue
sections from 12 HIV-1-infected patients (four of whom had <200
CD4+ T cells/ml), the crypt architecture was
normal and no polymorphonuclear cells were detected. Most
HIV-1-infected patients had normal numbers of intraepithelial
lymphocytes in colon sections compared with those of control subjects.
Two HIV-1-infected patients showed increases in intraepithelial
lymphocytesone focally at the surface and the other in the crypts. In
addition, two other HIV-1-infected patients had increased numbers of
macrophages in the colonic lamina propria. However, in general,
morphological analysis suggested that histologic features of colon and
duodenum were relatively normal in our cohort of HIV-1-infected
patients.
Isotype distribution of intestinal lavage Ig and plasma cells
Although IgA comprised the majority of Ig in intestinal lavage
fluids in both groups, IgA accounted for a lower proportion of total Ig
in fluids from HIV-1-infected patients (n = 27)
compared with that of control subjects (n = 26)
(69.1 ± 16.4 vs 78.2 ± 14.6%, respectively (mean ±
SD); p < 0.05) (Fig. 1
).
In contrast, the proportion of IgG (15.5 ± 11.1 vs 8.5 ±
8.2%; p < 0.05) was higher in those with HIV-1
disease (Fig. 1
), whereas values for IgM were comparable in both
groups. These differences were not directly related to
CD4+ T cell numbers in peripheral blood (<200,
200500, and >500 cells/µl) or plasma HIV-1 RNA levels
(<104,
104105, and
>105 virions/ml).

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FIGURE 1. Isotype distribution of secreted IgA, IgM, and IgG in intestinal lavage
fluids. Intestinal lavage samples were collected from 27 HIV-1-infected
patients and 26 control subjects and prepared as described in
Materials and Methods. Ig levels were determined by
class-specific ELISA (41 ). Data are shown as mean ±
SD. *, p < 0.05 compared with values from
control subjects.
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We next determined whether the altered distribution of Igs in lavage
fluids correlated with perturbations in the isotype distribution of
intestinal plasma cells in the duodenum and colon. Consistent with
results in lavage fluids, the proportions of IgA-producing cells by
simultaneous three-color immunofluorescence were significantly
decreased in HIV-1-infected patients compared with those of control
subjects in both duodenum and colon (Figs. 2
and 3
).
The proportion of IgM-producing cells was increased in duodenum, as was
the proportion of IgG-secreting plasma cells in the colon. Within the
duodenum, the alterations in proportions of IgA- and IgM-producing
plasma cells were restricted to those patients with early HIV-1 disease
(high CD4+ T cell levels and low plasma HIV-1 RNA
levels) (Fig. 3
, lower panel, inset).

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FIGURE 2. Three-color confocal image of IgA, IgM, and IgG plasma cells in colon
and duodenal tissue sections. Sections were stained with fluorescently
labeled polyclonal Abs to human IgA (Cy3; red), IgG (FITC; green), and
IgM (Cy5; blue) to separately visualize the cytoplasmic Ig for each
isotype on the same section. A, Colon section shown at
low-power magnification (bar = 100 µM). B, The
same colon section as in A at high-power magnification
(bar in A = 40 µM). C, Duodenal
section shown at high-power magnification (bar in A
= 40 µM). Single short arrows, single long arrows, and double arrows
denote IgA-secreting, IgG-secreting, and IgM-secreting plasma cells,
respectively. Staining (green with yellowish hue) at the base of the
crypts likely represents extracellular IgG and IgA.
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FIGURE 3. Isotype distribution of lamina propria plasma cells in colon and
duodenum. Upper panel, Colon specimens from
HIV-1-infected patients (n = 10) and control
subjects (n = 10). Lower panel,
Duodenal specimens from HIV-1-infected patients (n
= 20) and control subjects (n = 12). The
inset shows the duodenal data with the HIV-1-infected
patients separated into three peripheral blood CD4+ T cell
groups (<200, 200500, and >500 cells/µl). Sections of
formalin-fixed paraffin-embedded colon and duodenal biopsy samples were
stained with fluorescently labeled polyclonal Abs to human IgA
(7-amino-4-methylcoumarin-3-acetic acid; blue), IgM (FITC; green), and
IgG (Cy3; red) to separately visualize the cytoplasmic Ig for each
isotype on the same section. The total number of positive cells for
each isotype was counted per square area in at least eight microscope
fields. Data are mean ± SD. *, p <
0.05; **, p < 0.02 compared with values for
the same isotype in control subjects.
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Despite changes in the proportions of isotype-specific plasma cells in
duodenum and colon, the overall density of total Ig-producing plasma
cells per area in the duodenal and colonic lamina propria did not
differ between HIV-1-infected patients and control subjects (duodenum,
1952 ± 109 vs 2160 ± 94 cells/mm2;
colon, 1370 ± 173 vs 1422 ± 129
cells/mm2, respectively). However, the density of
duodenal IgA plasma cells was lower among HIV-1-infected patients
compared with that in control subjects (1433 ± 82 vs 1692 ±
65 cells/mm2, respectively; p <
0.05). The density of IgA plasma cells exhibited no consistent pattern
when patients were stratified by CD4+ T cell or
plasma HIV-1 RNA group. Moreover, the density of IgM plasma cells was
increased 60% among HIV-1-infected patients with
CD4+ T cell counts >500/µl compared with that
of control subjects (617 ± 78 vs 385 ± 34
cells/mm2, respectively; p <
0.005). Taken together, these data indicate that the distributions of
colonic and duodenal isotype-specific plasma cells are altered in
HIV-1-infected patients. However, the magnitude of these changes
appears to be relatively small and most prevalent in those with less
severe disease (high CD4+ T cells and low plasma
HIV-1 RNA).
VH family expression in duodenum of HIV-1-infected
patients
We next determined whether changes in the patterns of
differentiation of intestinal plasma cells among HIV-1-infected
patients, as reflected by their isotype distribution, was accompanied
by alterations in the patterns of VH gene
selection and use. We compared the relative expression of the six
VH gene families for IgM and IgA in duodenal
biopsies to explore whether specific gene families, particularly
VH3, were selectively deleted, as has been
described in blood cells from HIV-1-infected patients
(17, 18, 19, 20, 21). Among IgM mRNA transcripts, the
VH3 family tended to be underrepresented in 14
HIV-1-infected patients compared with those of nine control subjects
(53.4 ± 2.9 vs 62.2 ± 4.2%, respectively;
p < 0.06) (Fig. 4
, upper panel). These differences were most prevalent in
HIV-1-infected patients with <200 CD4+ T
cells/µl (n = 6), among whom the relative expression
of VH3 IgM mRNA (47.7 ± 3.2%) was 24%
lower than that of control subjects (p < 0.01)
(Fig. 4
, upper panel). Compensatory increases in the
relative expression of IgM mRNA of the VH1 family
were present in patients with advanced HIV-1 disease vs control
subjects (9.1 ± 1.8 vs 4.8 ± 1.5%; p <
0.01) (Fig. 4
). Finally, the relative expression of
VH4 IgM mRNA was increased in the whole
HIV-1-infected group (Fig. 4
, upper panel, p
< 0.05) as well as among patients with low viral loads (<10,000
virions/ml) compared with that of control subjects (37.2 ± 4.5 vs
26.6 ± 1.7%, respectively; p < 0.005).

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FIGURE 4. VH family distribution in IgM (upper panel)
and IgA (lower panel) plasma cells in the duodenum of
HIV-1-infected patients and control subjects. **, Significant
difference (p < 0.02) compared with control
subjects. The single horizontal bar denotes the mean of each
group.
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In contrast to IgM, we found that the expression of each IgA
VH gene family was comparable among control
subjects and HIV-1-infected patients (Fig. 4
, lower panel),
including in each CD4+ T cell and plasma HIV-1
RNA stratum. The decrement in the frequencies and proportions of
IgA-secreting cells described above in tissues was not related to
preferential perturbations of any VH family. To
further support that HIV-1-infected patients had relatively normal
proportions of VH3 expression among their
intestinal IgA and IgM plasma cells, we used immunofluorescence to
dual-label colon tissue sections with an Ig isotype-specific Ab and a
biotinylated VH3-specific scFv reagent (LJ-26)
raised in chickens (47). In two representative
HIV-1-infected patients and two control subjects, the percentage of
LJ-26+ IgA and IgM cells in colon tissue was
similar (IgA, 3752%; IgM, 2644%).
However, because HIV-1-associated abnormalities in IgM intestinal
plasma cells involved both their relative frequencies and
VH3 family expression, we next determined whether
the decrement in IgM VH3 was associated with
preferential changes in individual VH3 gene products,
including selective deletion of those proposed to interact with HIV-1
gp120 (29, 30, 50, 51).
VH3 gene-specific frequencies in duodenal IgM-
and IgA-producing plasma cells among HIV-1-infected patients
The distribution of individual IgM VH3 genes was
broad; 18 of 22 VH3 genes were expressed in the intestinal
mucosa (Fig. 5
, upper panel).
As in naive IgM+IgD+
peripheral blood B cell populations (21, 52, 53), V3-23
was the most commonly used gene in the mucosa (
25% of all
VH3 genes) from three advanced HIV-1-infected patients and
two control subjects. Similarly, as in blood,
V3-30/3-30.54 and
V3-74 were also prominent (1016 and 911%, respectively). In
contrast, V3-07 was overrepresented in the intestine compared with the
naive circulating B cell repertoire (21). Among cloned IgM
transcripts, we observed no dramatic differences in the frequency of
VH3 gene use between HIV-1-infected patients and control
subjects (Fig. 5
, upper panel). Indeed, even among the
VH3 genes proposed to react directly with HIV-1 gp120
(V3-23, V3-30, V3-30/3-30.5, and to a lesser extent V3-73)
(54), we identified no selective decrement in gene
frequency (38 vs 40%, HIV-1 vs control, respectively) among
HIV-1-infected patients (Fig. 5
, upper panel, genes in
shaded box).

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FIGURE 5. Frequency distribution of VH3 genes used by duodenal IgM
(upper panel) and IgA (lower panel)
plasma cells of HIV-1-infected patients (n = 3; see
Table I ), and control subjects (IgM, n = 2; IgA,
n = 3). A total of 201 VH3-IgM and 221
VH3-IgA clones were sequenced, of which 123 and 120
were derived from HIV-1-infected patients, respectively. The
VH3 gene identity for each sequence was determined by
alignment with the most similar germline gene in the Vbase variable
region sequence database (see Materials and Methods).
The shaded box indicates genes that encode putative gp120-reactive Abs
(54 ). *, Genes that align to VH3 genes
located at two distinct loci (V3-30 and
V3-30/3-30.5). **, Significant difference (V3-15,
p < 0.04; V3-09, p < 0.01)
compared with control subjects.
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Regarding IgA plasma cells in the duodenum, the comparable proportions
of VH3 family mRNA described above from both
groups did not exclude the possibility that selected VH3
genes might be underrepresented in samples from patients with HIV-1
disease. However, the distribution of individual VH3 genes
expressed by IgA plasma cells was very similar to frequencies of IgM
clones (21 of 22 VH3 genes expressed) and was also very
similar among HIV-1-infected patients and control subjects (Fig. 5
, lower panel). Indeed, the putative gp120-reactive gene
products (V3-23 and V3-30/3-30.5)4 comprised
comparable proportions of VH3 genes (37.1 vs 37.8%,
respectively) in the two groups. Moreover, these frequencies were
remarkably similar to those reported previously for naive peripheral
blood IgD+ cells (21) (Fig. 6
). Independent of HIV-1 status, V3-07
was less common among intestinal IgA compared with IgM plasma cells
(
2, p < 0.03), whereas V3-09
was more prevalent (
2, p <
0.02). In addition, V3-09 and V3-15 tended to be overrepresented in the
mucosa in both isotypes in HIV-1-infected patients compared with
control subjects (for IgA cells,
2,
p < 0.01 and p < 0.04, respectively).
These individual changes may be due to the immunologic sequela of HIV-1
infection, differences in the magnitude of mucosal antigenic exposure,
or the genetic differences in the VH repertoire
of the patients tested.
 |
Discussion
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Abs serve an important protective role in controlling many mucosal
pathogens (e.g., Salmonellae spp., Campylobacter
jejuni, Shigellae spp., Giardia lamblia,
Clostridium difficile, and Cryptosporidium) that
complicate HIV-1 infections, particularly in resource-poor nations
(1, 4, 55, 56). Impaired humoral responses to mucosal Ags
during HIV-1 disease may increase the incidence and prolong the
prevalence of these infections (5, 6, 7, 8, 9). However, despite
the extensive analyses of HIV-1-associated B cell defects in the
systemic compartment (13, 14, 15, 16, 17, 18, 19, 20, 21, 27, 28, 29, 50, 51, 57, 58, 59) and
innovative studies on early SIV infections in macaques (36, 39, 60), few data are available on the basic structural and
molecular elements of the human mucosal humoral immune system in this
population. We characterized the integrity of the effector arm of
humoral mucosal defense in the intestinal lamina propria of
HIV-1-infected patients. Although we found significant perturbations in
the isotype distribution and VH repertoire of
mucosal B cells from HIV-1-infected patients, by and large plasma cells
appear to be relatively spared, even in the patients tested with
advanced disease.
Nevertheless, consistent with previous reports (31, 61, 62), we identified lower proportions of intestinal IgA Abs in
HIV-1-infected patients compared with control subjects. This decreased
proportion of IgA in intestinal lavage samples of HIV-1-infected
patients may arise in part due to transudation of serum IgG across a
compromised mucosal barrier (31, 62). However, despite
similar overall densities of plasma cells in the two groups, we also
found lower proportions of IgA-producing plasma cells in both duodenal
and colonic tissues, suggesting local B cell imbalances. Furthermore,
confirming parallel studies in HIV-1-infected humans (32)
and SIV-infected macaques (39, 63), we found a significant
increase in the density of duodenal IgM plasma cells for HIV-1-infected
patients that was most prevalent in those with
CD4+ T cells >500/µl. Among the potential
mechanisms underlying such an increase in IgM-producing plasma cells
and a decrease in IgA-producing plasma cells in the lamina propria is a
decrease in CSR from IgM to IgA during the course of HIV-1/SIV
infection.
Mucosal B cells undergo CSR in germinal centers (GC) in organized
lymphoid tissue (e.g., lymphoid nodules and Peyers patches in the
ileal and appendix regions of the intestine). Intestinal lamina propria
plasma cells are likely derived from B cells activated and selected in
these organized lymphoid tissues (64). Impaired GC
formation, structure, and function in the systemic compartment are well
described in HIV-1-infected patients (59, 65, 66) and may
also relate to changes in the isotype distribution of mucosal B cells
during HIV-1 infection. Prominent data from HIV-1-infected humans and
SIV-infected macaques suggest that widespread depletion of
CD4+ T cells in the effector lamina propria
occurs early after infection, while these cells remain more numerous in
mucosal inductive sites (12, 39, 67). Although these GC T
cells could supply the signaling that B cells require to initiate CSR
(see below), several studies have also shown that these cells can
harbor HIV-1 or SIV (36, 39, 68). Further characterization
of the anatomic and functional integrity of mucosal inductive sites in
HIV-1-infected patients is needed to address these issues.
In general, CSR is dependent on CD4+ T cell help
in the form of cytokines and engagement of the CD40/CD40 ligand (CD40L)
system. Stimulation of a human monoclonal B cell line, CL-01, with
CD40L, IL-4, and IL-10 induced CSR to all seven downstream H chain
isotypes (33). Complete loss of CD40L, as occurs in
patients with X-linked hyper-IgM syndrome (69, 70, 71),
completely blocks CSR. Attenuated activation of intestinal T cells with
decreased expression of CD40L and, potentially, of cytokines may
contribute to the apparent reduced levels of CSR within mucosal plasma
cells of HIV-1-infected patients. Impaired CD40L expression has been
documented in systemic CD4+ T cells from
HIV-1-infected patients (58, 72), but whether these
results are recapitulated among CD4+ T cells in
mucosal inductive sites is not yet known. In related
studies,5 we have
recently shown that targeting of replacement somatic mutations to the
complementarity-determining regions of mucosal
VH3 IgM and IgA sequences, another process
dependent on CD40L (73), is normal in HIV-1-infected
patients. These results suggest that CD40L may be adequately expressed
by CD4+ T cells at mucosal inductive sites of
HIV-1-infected patients.
In addition to CD4+ T cells, some studies suggest
that epithelial cells or APCs (e.g., dendritic cells) supply cytokines
that regulate CSR (e.g., TGF-
1 for IgA production) (74, 75). Decreased expression of such stromal cell-derived cytokines
during HIV-1 infection could also adversely affect CSR in these
patients. Finally, in the murine system, T cell-independent class
switching of IgM-producing B cells to IgA under the influence of lamina
propria stromal cells has been described (76). The authors
hypothesized that these were B1 B cells that develop outside of GCs and
may preferentially target commensal bacteria in the intestine
(77). However, the role of B-1
(CD5+) B cells in the lamina propria of humans is
controversial (78, 79).
Reduced numbers of IgA plasma cells in the intestinal lamina propria of
HIV-1-infected patients may also result from defects in homing of B
cells as they traffic from the inductive Peyers patches to the
effector lamina propria (80, 81). Such defects could
involve altered expression of the receptor-ligand pairs responsible for
initial adhesion or recruitment of lymphocytes to the mucosa
(82). In this regard, cells expressing
4
7 integrin were
dramatically reduced in rectal lymphoid nodules and the lamina propria
of SIV-infected macaques (39). However, expression of the
ligand for
4
7,
mucosal cell adhesion molecule-1 on mucosal endothelial venules, was
elevated in the duodenum of HIV-1-infected patients before highly
active antiretroviral therapy (83). After initiation of
highly active antiretroviral therapy, mucosal cell adhesion molecule-1
expression returned to normal levels in most patients but remained
elevated in those with intestinal infections, although the infections
had resolved (83). In addition, a recently described
chemokine (C-C chemokine ligand 25/thymus-expressed chemokine)
strongly attracts IgA-secreting plasma cells in mice and is highly
expressed by small intestinal epithelial cells (84).
Epithelial cell dysfunction among HIV-1-infected patients may alter
expression of this important chemotactic factor.
We investigated another potential mechanism for decreased numbers of
IgA-expressing plasma cells in the intestinal lamina propria of
HIV-1-infected patients, selective loss of
VH3-expressing mucosal B cells. HIV-1 surface
envelope gp120 has been proposed to bind in a superantigen-like fashion
to conserved VH3 framework regions (27, 28) and to activate (29) and subsequently deplete
these cells. This scenario is unlikely to occur directly with lamina
propria plasma cells because these cells are terminally differentiated,
do not express surface Ig, have highly mutated Ig
genes5 (85, 86), and likely no
longer bind HIV-1 gp120 (54). However, HIV-1 could exert
such effects on naive B cells at immune inductive sites in the
intestine (36, 39, 68), resulting in reduced numbers of
effector lamina propria plasma cells producing
VH3 Ig. However, we identified no signs of
VH3 deletion by both VH
family and VH3 gene-specific analyses among IgA-producing B
cells from HIV-1-infected patients. Thus, we conclude that specific
deletion of VH3 IgA plasma cells does not
contribute to decreased numbers of intestinal IgA plasma cells or IgA
Ab in HIV-1-infected patients.
In contrast to IgA, duodenal VH3 family
expression for IgM was reduced by 24% among HIV-1-infected patients
with CD4+ T cell counts <200/µl compared with
that of control subjects. However, this apparent decrease in
VH3 IgM expression was not correlated with
reduced expression of gp120-reactive VH3 genes, V3-23,
V3-30, and V3-30/3-30.5. Indeed, the proportion of plasma cells
expressing IgM was elevated in the duodenal lamina propria of
HIV-1-infected patients. One might speculate that an influx of B-1 B
cells, purported to be elevated in the blood of HIV-1-infected patients
(87), into the intestinal lamina propria could account for
these differences in IgM-producing plasma cells. In this context, the
preferential usage of VH4 genes by B-1 B cells
(88) could then account for both the decreased
VH3 expression and the increased
VH4 expression that we measured in lamina propria
IgM-producing plasma cells. However, as noted above, convincing
evidence supporting a prominent role for B-1 B cells in the human
intestinal mucosa is quite limited to date (78, 79).
The results of our characterization of VH family
and VH3 gene analyses are consistent with those in the
literature. The relative proportions of each VH
family that we found (VH3 > VH4 >
VH1 > VH5) for our samples are comparable
to those reported by McCabe et al. (89). Moreover, while
others have examined VH4,
VH5, and VH6 genes from
microdissected B cells in ileal lamina propria and Peyers patches
(64, 90, 91), and bulk VH genes from
single intestinal IgA and IgM plasma cells (85), our data
set of 422 unique clones is the largest to specifically characterize
VH3 genes expressed by intestinal plasma cells. In the
latter study (85), >80% of the VH
genes detected were VH3 family members and, of
these,
34% were putative gp120-reactive genes (V3-23 and
V3-30/3-30.5),4 similar to the percentages we
report (3738%). In addition, we now show that the normal
distribution of these selected VH3 genes extends from the
resting naive IgD+ blood B cell repertoire of
HIV-1-infected patients (21) to terminally differentiated
IgA- and IgM-producing cells in the lamina propria of the duodenum (see
Fig. 6
).
In summary, distinct and statistically significant abnormalities are
present in the isotype and VH family distribution
of plasma cells in GI mucosa of HIV-1-infected patients. However, the
magnitude of the changes seems relatively limited and the functional
potential of mucosal plasma cells appears overall intact. The ability
of HIV-1-infected patients, including those with very advanced disease,
to adequately populate their upper and lower intestinal mucosa with
Ig-producing plasma cells with relatively intact isotype distribution,
VH gene use, and appropriate levels of somatic
hypermutation in Ag-binding complementarity-determining
regions5 supports this conclusion. These
processes are regulated, in large part, by initial Ag-responsive
activation and selection in Peyers patches and solitary lymphoid
aggregates. Limited data to date suggest that, in contrast to
peripheral lymph nodes, Peyers patch structure and T cell integrity
may be, to a large extent, spared during HIV-1 infection. Such
preservation of inductive sites, as suggested by the integrity of the
effector sites, provides hope that these anatomic resources can be
harnessed to initiate protective immune responses against the onslaught
of mucosal pathogens in this high-risk population.
 |
Acknowledgments
|
|---|
We thank Patricia Rene and Dennis Knapp for advice and assistance
with immunohistochemistry procedures, Jerry Sedgewick and the staff at
the Biomedical Image Processing Laboratory for help with analysis of
digital images, Tom Sanneman and Anil Asrani for help with intestinal
lavage sample preparation, Linda Dahl for help with molecular biology
procedures, and Cheryl Frobenius for assistance with patient
clinical data.
 |
Footnotes
|
|---|
1 This work was supported by National Institutes of Health Contracts and Grants DE42600, DE72621, A139445, HL-96008, AI48796, and AI41361, National Research Service Award Training Grant DE05703, National Institutes of Health R01 Grant AI49752, a grant from the Great Lakes Center for AIDS Research, the Mucosal and Vaccine Research Center, and the Department of Veterans Affairs Research Service. 
2 Address correspondence and reprint requests to Dr. Edward N. Janoff, Mucosal and Vaccine Research Center, Infectious Disease Section (111F), Veteran Affairs Medical Center, One Veterans Drive, Minneapolis, MN 55417. E-mail address: janof001{at}umn.edu 
3 Abbreviations used in this paper: GI, gastrointestinal; CSR, class switch recombination; GC, germinal center; scFv, single-chain Fv; CD40L, CD40 ligand. 
4 Includes sequences that align to VH3 genes located at two distinct loci (V3-30 and V3-30.5). 
5 R. W. Scamurra, D. B. Nelson, D. J. Miller, E. Lorenz, and E. N. Janoff. Impact of HIV-1 on somatic hypermutation in mucosal B cells. Submitted for publication. 
Received for publication February 21, 2002.
Accepted for publication July 22, 2002.
 |
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