The Journal of Immunology, 2002, 168: 2302-2306.
Copyright © 2002 by The American Association of Immunologists
Evolution of Ig DNA Sequence to Target Specific Base Positions Within Codons for Somatic Hypermutation1
Gary S. Shapiro*,
Katja Aviszus*,
James Murphy
and
Lawrence J. Wysocki2,*
*
Department of Immunology, National Jewish Medical and Research Center and University of Colorado School of Medicine, and
Division of Biostatistics, National Jewish Medical and Research Center, Denver, CO 80206
 |
Abstract
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Ig variable (V) region genes are subjected to a somatic
hypermutation process as B lymphocytes participate in immune reactions
to protein Ags. Although little is known regarding the mechanism of
mutagenesis, a consistent hierarchy of trinucleotide target preferences
is evident. Analysis of trinucleotide regional distributions predicted
and we now empirically confirm the surprising finding that the
framework 2 region of
V region genes is highly mutable despite its
importance to the structural integrity and function of the Ab molecule.
Interestingly, much of this mutability appears to be focused on the
third codon position where synonymous substitutions are most likely to
occur. We also observed a trend for high predicted mutability for codon
positions 1 and 2 in complementarity-determining regions. Consequently,
amino acid replacements should occur at a higher rate in
complementarity-determining regions than in framework regions due to
the distribution and subsequent targeting of microsequences by the
mutation mechanism. Our results reveal a subtle tier of V region gene
evolution in which DNA sequence has been molded to direct mutations to
specific base positions within codons in a manner that minimizes damage
and maximizes the benefits of the somatic hypermutation
process.
 |
Introduction
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The
importance of somatic hypermutation to
acquired immunity is revealed by the observation that memory B cells
almost invariably express mutant Abs with improved functional
characteristics that include an increased affinity for cognate foreign
Ag and reduced cross-reactions with self-Ags (1, 2, 3, 4, 5, 6, 7).
Somatic mutations are not distributed randomly throughout Ab V region
genes. While some of this unevenness is an indirect result of selection
pressures acting on B lymphocytes via mutant B cell Ag receptor, much
of it is a direct effect of local differences in intrinsic mutability
within the V region gene (8, 9). Palindromes, repeated
sequences, secondary structure of encoded transcripts, distance from
the transcriptional promoter, and DNA microsequence have all been
implicated in mutation targeting (10, 11, 12, 13), but the latter
two seem to be most significant. For example, sequencing studies have
revealed a sharp 5' mutation boundary delimited by the promoter, with
mutation frequencies being highest in the coding exon and gradually
diminishing to background levels over a 2-kb range
(14, 15, 16, 17). Inserting an Ig promoter and leader immediately
upstream of the constant region targeted mutations to a previously
unsusceptible location (18). Similarly, increasing the
distance between the Ig promoter and the V coding region did not change
the overall frequency of mutations but did alter their distribution
(19). These studies, along with several other lines of
evidence, have implicated the Ig promoter in broadly targeting the
mutation mechanism (20, 21).
Although several studies have demonstrated the mutability of non-Ig DNA
(13, 19, 22, 23), indicating no requirement for the Ig
coding sequence, high resolution studies have revealed that short DNA
sequences exhibit varying levels of intrinsic mutability, indicating
that mutation per se or repair mechanisms that may follow are strongly
influenced by local microsequence context (9). RGYW and
TAA were the first highly mutable motifs identified (10),
but we have found that there is a consistent hierarchy of mutability
for all di- and trinucleotide sequences (24, 25). This
conclusion was drawn from analyses of somatic mutations located within
V gene introns or nonproductively rearranged exons to avert a mutation
sample bias due to indirect, but substantial, influences of selection
on the Ab sequence.
We previously demonstrated that nonproductively rearranged human
VH genes displayed regional mutability
differences. Triplet sequence composition predicted and empirical data
confirmed that complementarity-determining regions
(CDR)3 were more intrinsically mutable than the
framework region (FR) in VH genes
(24). This result is consistent with the widely held view
that CDR influence Ag binding most directly, while FR serve as a
scaffold to provide overall structural integrity to the V region domain
(26). This view is supported by the general observation
that naturally occurring replacement mutations in FR are less frequent
than in CDR (27, 28, 29) and by results of in vitro
mutagenesis studies demonstrating that FR are relatively intolerant of
amino acid replacements (30, 31). Our parallel analyses of
light chain V region genes, however, led to the unexpected and
surprising prediction that human and mouse V
FR2 would be as highly
mutable as CDR. In this study we tested this prediction and analyzed
positional mutability within V gene codons to determine whether V
FR2 might be inordinately prone to acquire silent mutations.
 |
Materials and Methods
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The mutability indexes for di- and trinucleotides were
calculated as described previously (24, 25). Briefly, the
number of times a given oligonucleotide within a segment of DNA
contained a mutation was divided by the number of times the
oligonucleotide was expected to be mutated for a mechanism with no
bias. Mutability indexes are normalized for the di- and trinucleotide
compositions of unmutated templates covering the precise regions for
which mutational data were analyzed. Positional mutabilities of bases
in trinucleotides were calculated in an analogous fashion. The
predicted mutability index for a region was calculated by determining
the number of times each di- or trinucleotide occurred within each
region of each gene (regardless of frame of reference) and multiplying
by its mutability index. The resulting products for the 16
dinucleotides or 64 trinucleotides were summed and then divided by the
total number of di- or trinucleotides in the region under
consideration. The composite mutability index predicted for a type of
region, for example nucleotide sequences encoding human
VHFR1, was determined by summing all di- or
trinucleotide products (occurrences x mutability index) and
dividing this number by the sum of all di- or trinucleotide occurrences
in the region for all such sequences in the database. The predicted
codon positional mutabilities were calculated in an analogous fashion.
The observed mutability index for each region of the nonproductively
rearranged human VH (32, 33) and
V
(34) genes were determined by dividing the number of
mutations per nucleotide for a region by the number of mutations per
nucleotide for the entire gene. In essence, this gives the
observed/expected mutability ratio for a region, where the expected
frequency is the average frequency of mutations for the whole gene. The
length of each region is therefore considered when its composite
mutability index is calculated.
 |
Results and Discussion
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Using recently published data presented in the report by Foster et
al. (34), we calculated regional mutation frequencies for
Kabat FR and CDR (35) in nonproductively rearranged human
genes. As shown in Fig. 1
, the
regional predictions based solely on di- and trinucleotide composition
and empirically derived mutability indexes for doublets and triplets
accurately forecasted the overall distribution of mutations observed in
human
sequences. It is noteworthy that the doublet and triplet
mutability data used in this forecast were derived from mouse intronic
sequences, thus reinforcing our view that microsequence targeting of
mutagenesis is similar for all parts of Ab genes in both mice and
humans (24). The high mutability of V
FR2 is striking
because it is apparently at odds with the observation that amino acid
changes to FR are often damaging to V region integrity. It is also
incongruous with aforementioned results of parallel analyses performed
on VH genes that revealed the CDR to be more
mutable than the FR (24).
To resolve the apparent discrepancy between the high mutability of V
FR2 and its importance to the structural integrity of the Ab molecule,
we hypothesized that bases in the third position of V
FR2 codons
might be inordinately more mutable than those in the first two
positions. This hypothesis was inspired in part by a report by Kepler
(36) indicating that synonymous codon usage among CDR and
FR differed in a manner favoring replacement mutations in CDR relative
to FR. This preceding analysis was necessarily restricted to the
translational reading frame and the findings could be the result of a
lower overall mutability, a higher likelihood of sustaining silent
mutations or a combination of both factors in FR vs CDR codons.
Similarly, Chang and Casali (37) reported intrinsic
sequence differences between CDR and FR codons favoring random amino
acid replacements in the former over the latter, but this analysis did
not take into consideration targeting biases of the mutation
mechanism.
We analyzed V
FR2 codons to determine whether somatic mutations were
predicted to be asymmetrically distributed according to the base
position within the codon. Intrinsic mutabilities of each base position
in all triplets (regardless of frame) were first determined using a
database of somatic mutations located within nonproductively rearranged
human VH genes or murine Ig introns
(24). Nonproductive genes or introns were specifically
chosen to avert influences of selection on the mutation database. It is
important to recognize that there is no known frame of reference for
the mutation mechanism. Thus, in calculating these data any single
mutation was ascribed to the last position of one triplet, the second
position of the +1 triplet, and the first position of the +2 triplet.
Table I
lists the mutability indexes for
each position of all nucleotide triplets.
Using the triplet positional mutability data from human
VH sequences, we then calculated the predicted
mutabilities of each base position in V
FR2 codons of germline human
V
genes. We performed this analysis on representative members of the
four largest V
gene families. Due to the high sequence similarity
among family members, these examples should adequately represent the
majority of the known human
genes. In calculating the mutability of
a given base in a V
codon, we averaged its mutability in all three
triplet reading frames, thus taking into account the three triplets
that encompass a given nucleotide. This contrasts with earlier analyses
(36, 38) that only considered the translational reading
frame despite no evidence supporting a coincidental mutational reading
frame. The example calculation in Fig. 2
demonstrates that the mutability of a base within a codon is highly
dependent on the overlapping triplet composition.

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FIGURE 2. Calculating positional mutability within a codon. The mutability of a
given base in a codon is taken as its average mutability in the context
of the three encompassing trinucleotides. Sequence adjacent to a codon
affects the intrinsic mutability of nucleotides in the codon.
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The results of this analysis revealed that for each V
gene the
average predicted mutability was highest for the third position of FR2
codons (Fig. 3
). We used a test of
contrasts within an ANOVA and determined that mutability of the third
codon position for the combined V
FR2 dataset was statistically
different from that of both the first and second codon positions
(p values of 0.0033 and 0.0006, respectively). In
more straightforward terms, the random likelihood that the third
position would be the most mutable in a given V
FR2 is 1/3, and the
chance that four independent V
genes share this characteristic
is 1/81.
We extended this analysis to other regions of V
genes and then to
human VH genes. Fig. 4
shows that there is a general trend in
which the first or second codon position within V
CDRs is the most
mutable. It is interesting to note that this trend holds for all V
CDRs except for the two in which the mutation mechanism shuns the
region (as defined by an observed/expected mutability ratio of <1 for
each codon position). As predicted from the wobble effect, an analysis
of the four V
genes demonstrates increased amino acid replacements
when alterations occur within either the first or second codon position
of CDRs (97%) compared with the third codon position of FR2 (40%).
Similarly, in four human VH genes representing
the largest families, the most mutable bases are generally located in
the first or second position of CDR codons and in the third position of
FR1 and FR2 codons (Fig. 5
). However, the
trend does not hold for FR3 or for CDR1 of VH
1-02, which has a high predicted mutability (observed/expected
mutability >1). In some Abs the FR3 loop between the D and E
strands is located in the same solvent face as the CDRs and therefore
might be preferentially targeted for somatic hypermutation. To
investigate this possibility we calculated the predicted mutability of
all FR3 codons for four V
and VH genes. As
shown in Fig. 6
, no correlation between
high predicted mutability and structural location is evident, although
it is interesting that the predicted mutability is greatest near the 3'
ends of V
FR3 and VH FR3.

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FIGURE 5. Contributions of different base positions within codons to regional
mutability indexes of human VH genes. Predictions for base
positions within codons (first bar is first position, etc.) are
calculated from positional mutability indexes of trinucleotides
obtained from nonproductively rearranged human VH genes
(Table I ). The gene family appears in parentheses.
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Higher structural constraints, as evidenced by greater homology in
V
, may have precluded evolution from decreasing the overall V
FR2
mutability in the same manner as in VH. Yet, as
indicated in Fig. 7
, VH and V
FR2 amino acid homology was
equivalent for most codons, and no obvious correlation between the
extent of chemical conservation of a residue and predicted mutability
was evident. Also, V
FR2 codons of higher mutability were not
preferentially confined to a particular form of secondary structure.
Therefore, it is unclear why VH FR2 evolved to
attain a low degree of mutability while V
FR2 did not. It is
possible that a subtle form of conservation that is not obvious from
grouping chemically related amino acids is resident in V
FR2.
If the somatic mutator obeyed a single triplet frame of reference that
was coincidental with the translational reading frame, the described
mutability trend could be achieved by substituting mutationally
"hot" codons with synonymous "cold" ones and vice versa.
However, there is no evidence for a mutational triplet reading frame.
AGC, for example, is the hottest of all triplets regardless of frame
(25). Thus, for evolution to maximally enhance or diminish
somatic mutation frequencies at a given codon position, particularly in
the first and last positions, adjacent codons would have to
coordinately evolve in a manner that would often unavoidably produce
nonsynonymous changes. Conservation of protein integrity presumably
enforced strict limits on evolutionary adjustments affecting positional
mutability. This could explain why the somatic positional mutability
trend is not always strong or absolute for every CDR and FR. FR3, for
example, may have demanded more conservation than FR1 or FR2 during
evolution.
Igs have apparently evolved in two different ways to subtly increase
the benefits and reduce the detriments of somatic mutagenesis. In a
preceding study we demonstrated that VH gene
sequences preferentially direct somatic mutations to CDRs and away from
FR regions (24). Here we provide evidence that evolution
has again taken advantage of the microsequence bias of the mutation
mechanism by manipulating V region gene sequences to direct mutations
to specific base positions within codons. This is most obvious for V
FR2 sequences, where mutation frequencies are unexpectedly high and
mutations are preferentially targeted to the third base position. This
finding supports the idea that during an immune reaction, damage to V
region structure and function caused by somatic mutagenesis may be a
substantial obstacle to the rapid development of B cells expressing
receptor Abs with improved affinity and specificity for Ag
(39).
 |
Acknowledgments
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We thank David Ikle and David McCormick for statistical guidance
and Christopher Snyder, Amanda Guth, Diana Smith, Prasanna Jena,
Xianghua Zhang, and Holly Maier for their insights and critical reading
of the manuscript.
 |
Footnotes
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1 This work was supported by National Institutes of Health Grant RO1AI39563. 
2 Address correspondence and reprint requests to Dr. Lawrence J. Wysocki, Department of Immunology K902, National Jewish Medical and Research Center, 1400 Jackson Street, Denver, CO 80206. E-mail address: wysockiL{at}njc.org 
3 Abbreviations used in this paper: CDR, complementarity-determining region; FR, framework region. 
Received for publication May 18, 2001.
Accepted for publication December 18, 2001.
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