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The Journal of Immunology, 2002, 168: 5764-5770.
Copyright © 2002 by The American Association of Immunologists

Sustained Impairment of IFN-{gamma} Secretion in Suppressed HIV-Infected Patients Despite Mature NK Cell Recovery: Evidence for a Defective Reconstitution of Innate Immunity1

Livio Azzoni2,*,{ddagger}, Emmanouil Papasavvas{ddagger}, Jihed Chehimi{dagger}, Jay R. Kostman{dagger},§, Karam Mounzer{dagger},§, Joe Ondercin§, Bice Perussia2,* and Luis J. Montaner3,{ddagger}

* Department of Microbiology and Immunology, Kimmel Cancer Center, Thomas Jefferson University, and {dagger} Philadelphia Field Initiating Group for HIV-1 Trials, Philadelphia, PA 19107; {ddagger} HIV-1 Immunopathogensis Laboratory, The Wistar Institute, and § Division of Infections Diseases, University of Pennsylvania, Philadelphia, PA 19104


    Abstract
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The impairment of NK cell functions in the course of HIV infection contributes to a decreased resistance against HIV and other pathogens. We analyzed the proportion of mature and immature NK cell subsets, and measured subsets of IFN-{gamma} and TNF-{alpha}-producing NK and T cells in viremic or therapy-suppressed HIV-infected subjects, and noninfected control donors. Viremic HIV+ individuals had significantly lower proportions of mature CD3-/CD161+/CD56+ NK cells and of IFN-{gamma}-producing NK cells compared with noninfected donors, independent of CD4+ T cell counts. HIV-infected subjects with undetectable viral load recovered mature CD3-/CD161+/CD56+ NK cells and cytotoxicity against tumor (K562) and HSV-infected target cells to percentages comparable with those of uninfected individuals, but their NK cells remained impaired in their ability to produce IFN-{gamma}. In parallel to these ex vivo findings, in vitro NK cell differentiation of CD34-positive cord blood precursors in the presence of R5 or X4 HIV-1 resulted in the production of NK cells with a normal mature phenotype, but lacking the ability to produce IFN-{gamma}, whereas coculture of uninfected PBMC with HIV failed to affect mature NK cell properties or IFN-{gamma} secretion. Altogether, our findings support the hypothesis that mature NK cell phenotype may be uncoupled from some mature functions following highly active antiretroviral therapy-mediated suppression of HIV-1, and indicate that relevant innate immune functions of NK cell subsets may remain altered despite effective viral suppression following antiretroviral treatment.


    Introduction
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Human immunodeficiency virus infection progressively compromises the host’s innate and adaptive immune function, leading to functional impairment of several hemopoietic cell lineages (1, 2, 3, 4). A dysfunction of NK cells is present in the course of HIV infection, as indicated by a decrease in NK cell numbers (5, 6, 7, 8, 9) and MHC-nonrestricted (10) and Ab-dependent cell-mediated cytotoxicity (6, 11, 12, 13). In addition to their role in antiviral immunity (14, 15, 16), NK cells produce cytokines and chemokines with antiviral activity (17, 18) and IFN-{gamma}, which may directly contribute to HIV control and lack of disease progression. IFN-{gamma} secretion by NK cells also contributes to adaptive type 1 responses, via IFN-{gamma} priming for IL-12 production by APC (4) associated with type 1 T cell differentiation (19, 20, 21, 22). Although a decrease in type 1 responses in AIDS patients is associated with reduced serological levels of IFN-{gamma} (23) and decreased IFN-{gamma} secretion by activated NK and T cells (24, 25), it remains undetermined to what extent IFN-{gamma}-secreting NK cell subsets decrease in frequency, and whether or not they increase following suppressive therapy, as shown for T cell IFN-{gamma} responses (25). Studies that have addressed recovery of NK subsets following antiretroviral therapy have largely focused on changes of frequency of mature NK phenotypes and cytotoxicity (26, 27, 28, 29, 30, 31, 32).

To define, on a cell-specific basis, the distribution of IFN-{gamma}-secreting NK cell subpopulations in uninfected and infected (viremic or suppressed) subjects, we have analyzed phenotype and intracellular cytokine expression of proinflammatory (TNF-{alpha}) and type 1 (IFN-{gamma}) cytokines in peripheral blood-derived NK cells after an acute 6-h stimulation. Our results show a sustained impairment of IFN-{gamma} production in viremic and highly active antiretroviral therapy (HAART)4-suppressed HIV-infected subjects, regardless of a normalization of the proportion of NK cells with mature phenotype and restored cytotoxic function following viral suppression, indicating that a persistent dysfunctional subset of mature NK cells results in a sustained impairment of innate immune function. The association between HIV-1 infection and the presence of a dysfunctional mature NK subset(s) observed ex vivo is further supported by the observed in vitro differentiation, in the presence of HIV-1, of phenotypically mature NK cells with impaired ability to produce IFN-{gamma}.


    Materials and Methods
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Human subjects

Peripheral blood samples from 56 HIV-infected individuals were provided by the Philadelphia Field Initiating Group for HIV Trials (FIGHT, Philadelphia, PA). The clinical profile of the patients is summarized in Table IGo. Peripheral blood samples from healthy volunteers (three females, six males, age 27–50) were used as controls. Informed consent was obtained from all donors in accordance with protocols approved by the Institutional Review Boards of the Wistar Institute of Anatomy and Biology (Philadelphia, PA), Philadelphia FIGHT, and Thomas Jefferson University (Philadelphia, PA). Umbilical cord blood samples from HIV-1-noninfected placentas were provided by R. Wapner (Department of Obstetrics and Gynecology, Thomas Jefferson University Hospital, Philadelphia, PA).


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Table I. Patient cohort

 
HIV stocks

HIV-1 strains NL4.3 (T-tropic, provided by A. Srinivasan, Thomas Jefferson University), BA-L, and Ada-M (M-tropic) were used. Viral stocks were prepared in CEMx174 cells. The infectivity of the viral stocks was titrated assessing 7-day syncytia formation in CEMx174 (minimum infectious multiplicity of infection = 2 x 10-5). Concentrations corresponding to 4 x 10-4 multiplicity of infection were used in all experiments (respectively 50 ng/ml p24/p27 for NL4.3, 28 ng/ml for Ada-M, and 32 ng/ml for BA-L).

Cell culture

PBMC were obtained from peripheral or umbilical cord blood after density gradient centrifugation (Histopaque-1077; Sigma-Aldrich, St. Louis, MO). To support mature NK cell viability in short-term infection experiments with or without the indicated viral strains, PBMC were cultured with IL-2 (100 U/ml) or with 50 Gy-irradiated lymphoblastoid B cell line RPMI 8866 (33) for 15 days.

Surface phenotype and intracellular cytokine detection

Based on prior time course analysis, PBMC or cells from long-term cultures were stimulated for 6 or 18 h, as indicated, with the indicated combinations of IL-2 (100 U/ml) and IL-12 (5 ng/ml, sp. act. 4.5 x 106 U/mg, provided by S. Wolf, Genetics Institute, Andover, MA). A combination of PMA (10-9 M; Sigma-Aldrich), Ca2+ ionophore (A23187, 0.1 µg/ml; Sigma-Aldrich) was used as a lineage-independent control stimulus to assess cytokine detection; T cell-specific stimuli (plastic-immobilized anti-CD3 mAb (OKT3), 10 µg/ml in 0.05 M Tris (pH 9.5) alone or in combination with PMA) were used to control for NK cell-specific effects. Surface phenotype was detected in multiple color immunofluorescence with FITC-labeled anti-CD56 or anti-CD3 mAb (Caltag Laboratories, Burlingame, CA), biotin-labeled anti-CD161 mAb (B199.2) (34), and CyChrome streptavidin (BD PharMingen, San Diego, CA). Results are percentage of CD3- cells expressing the indicated markers (result range is lower than expected >50% range due to use of PBMC rather than PBL in the assays). Intracellular cytokines were detected in cells treated with 10 µg/ml brefeldin A during the last 3 h of culture; fixed in 3.7% formaldehyde; permeabilized with a solution of 0.5% saponin, 0.02% FBS, and 0.005% Tween 20; and stained with PE-labeled anti-IFN-{gamma} or anti-TNF-{alpha} (Caltag Laboratories). Nonreactive isotype-matched mAb were used as negative controls.

The samples were analyzed using an EPICS Profile cytofluorometer (Coulter, Fullerton, CA) and WinMDI version 2.8 (J. Trotter, The Scripps Research Institute, La Jolla, CA; http://www.scripps.edu). The percentage of cytokine-producing cells upon stimulation was calculated by subtracting the percentage of background production in parallel nonstimulated samples; this was similarly negligible in both HIV+ and control donors.

Target cells and NK cell-mediated cytotoxic assays

The 51Cr release cytotoxic assays with K562 and FS4-HSV-infected fibroblasts. The erythroleukemia cell line K562 was maintained in RPMI 1640 medium, supplemented with 10% FBS. Human neonate foreskin fibroblasts (FS4, kindly provided by J. Vilcek, New York Medical Center, New York, NY) were maintained in Eagle’s modified MEM (Flow Laboratories, McLean, VA) supplemented with 10% heat-inactivated FBS, and used at passage 16–24. FS4 cells were infected with HSV-1-NS (kindly provided by H. Friedman, University of Pennsylvania) and cryopreserved, as previously described. Target cells (K562 1 x 106 viable cells) were labeled with Na251CrO4 (100 µCi) for 1 h (K562) or 3 h (HSV-1-FS4) at 37°C, washed, and resuspended at a concentration of 5 x 104 cells/ml in culture medium. Effectors and labeled targets were incubated in triplicates in 0.2-ml vol at different E:T ratios (50:1, 25:1, 12.5:1, and 6.25:1) in round-bottom 96-well plates and incubated for 4 h for K562 and HIV-infected targets and 18 h for the HSV-FS4. Percentage of lysis was determined by the following formula: ((experimental cpm - spontaneous released counts)/(total cpm - spontaneous released cpm)) x 100 (35, 36).

IFN-{gamma} ELISA

Cell-free supernatants were collected from cells cultured and stimulated for 18 h, as described above. IFN-{gamma} ELISA was performed with anti-IFN-{gamma} mAb B133.1 for capture and biotin-conjugated anti-IFN-{gamma} mAb B133.5 and HRP-conjugated streptavidin for detection, as previously described (37). Sensitivity of the assay was 0.05 ng/ml.

NK cell differentiation culture

The in vitro differentiation model used has been described in detail (38) (see also Refs. 39 and 40). CD34+ cells were obtained from umbilical cord blood lymphocytes by indirect panning using anti-CD34 mAb My10 (American Type Culture Collection, Manassas, VA); this procedure routinely resulted in cell preparations of >90% CD34+ cells, expressing no detectable CD16, CD56, or CD161. CD34+ cells were cultured for 30 days on monolayers of SL/SL4/hSCF220, a murine stromal cell line expressing the p220 membrane-bound form of human stem cell factor (provided by D. Williams, University of Indiana, Indianapolis, IN) (41), with 50 U/ml IL-2 (Hoffman-LaRoche, Nutley, NJ; obtained through the Biological Response Modifier Program, National Cancer Institute, Bethesda, MD), or 10 ng/ml IL-15 (sp. act. 2.95 x 108 U/mg; Immunex, Seattle, WA), and with or without the indicated viral strains. Fresh viral inoculum was provided every week. This culture system has been studied extensively, and allows the differentiation of distinct populations of immature (CD3-/CD161+/CD56-/low, exert cytotoxicity via TNF-related apoptosis-inducing ligand, but not Fas ligand or granule release; unable to produce IFN-{gamma}) and mature NK cells (CD3-/CD161+/CD56high, exert cytotoxicity via Fas ligand and granule release, but not TNF-related apoptosis-inducing ligand; able to produce IFN-{gamma}).

Statistical analysis

Results (median, 25th and 75th percentile) are expressed as background-subtracted percentage of positive cells. Where indicated, the HIV+ cohort was stratified based on CD4+ T cell counts (< or >= 500/mm3) or serum HIV RNA levels (<50; 50–5000, >5000 copies/ml, as detected by PCR by an independent clinical laboratory). We did not assume Gaussian distributions and used nonparametric tests (Mann-Whitney and Spearman’s) for analysis. Two-tailed p values <0.05 were considered significant.

To analyze interstrata differences, we used nonparametric ANOVA (Kruskal-Wallis test), followed by Dunn’s postrun analysis on runs with p < 0.05. In selected experiments, in which data were found to follow a normal distribution based on Kolmogorov-Smirnoff analysis, we also performed classical parametric ANOVA.


    Results
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 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
NK cell phenotype in HIV-infected donors

CD56 is expressed at later differentiation stages than CD161 in NK cells, and its expression is associated with functional maturation (38, 42, 43). Because CD161 is the earliest marker of the NK lineage, and allows the recognition of both mature and immature NK cells (40–50% of CD3- PBMC in control or HIV+ donors), we will henceforth define total NK cells as CD3-/CD161+ cells. To determine whether HIV infection results in alteration of the relative proportions of NK cell subpopulations, we investigated CD161 and CD56 expression on CD3- PBMC from 36 HIV+ patients and 9 control donors. The percentage of CD3-/CD161+/CD56+ NK cells was significantly lower (p = 0.0095) in the HIV+ donors (median = 15.2% (9.2; 23.8), n = 39) than control HIV- individuals (median = 27.8% (18.8; 43.9), n = 9), in accordance with previous reports (5, 6, 7, 8, 9). However, similar percentages of mature CD3-/CD161+/CD56+ NK subsets were observed in HAART-treated HIV+ individuals with <50 RNA copies/ml and control donors (Fig. 1Go), whereas viremic donors had significantly lower percentages of the same cells. Consistent with percent-based findings, analysis of a representative subset of HIV+ individuals (n = 37) demonstrated that also absolute CD3-/CD161+/CD56+ cell numbers were significantly lower (median = 31.2 cells/µl (19.1; 44.9)) in viremic patients with viral load >5000 RNA copies/ml, as compared with patients with viral load <50 (median = 88.3 (73.4; 140.6); p < 0.05). A negative correlation between numbers of CD3-/CD161+/CD56+ cells and serum viral load (Spearman r = -0.38, p < 0.05) further suggests that a reconstitution of the CD161+/CD56+ mature NK cell subset may result from viral suppression.



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FIGURE 1. Recovery of mature CD3-CD161+/CD56+ NK cells and cytotoxicity in viral-suppressed subjects. A, PBMC from HIV+ and HIV- donors were stained with fluorochrome-labeled mAbs to CD3 (CyChrome), CD161 (PE), and CD56 (FITC), as described in Materials and Methods. Numbers are percentages of CD161+/CD56+ cells in gated CD3- lymphocytes. Stratification of phenotype according to serum HIV RNA levels, as follows: RNA, <50 copies/ml, n = 10; RNA, 50–5000 copies/ml, n = 13; RNA, >5000 copies/ml, n = 16; control HIV-, n = 9. B, PBMC from HIV+ or control donors were tested for cytotoxicity against the erythroblastoid cell line K562 at the E:T ratio of 50:1. Percentages of specific 51Cr release are indicated. Viral load-based stratification, as above: RNA, <50 copies/ml, n = 4; RNA, 50–5000 copies/ml, n = 9; RNA, >5000 copies/ml, n = 7; control HIV-, n = 8 individuals. Horizontal bars represent median of each distribution. Boxes represent 25th and 75th percentile. Significant differences are indicated.

 
Analysis of CD4 count strata, in a range of 52–861 CD4+ T cells/mm3, showed no correlation between this parameter and the percentage of CD3-/CD161+/CD56+ NK cells. However, the absolute number of cells of this subset was positively correlated to CD4 counts (Spearman r = 0.44, p < 0.05). In contrast to the CD3-/CD161+/CD56+ NK subset, the percentages and absolute numbers of CD3-/CD161+/CD56-, CD3-/CD161-/CD56+, CD3+/CD56+, or CD3+/CD161+ cell subsets were not significantly different between HIV+ patients (viremic or suppressed) and controls.

Assessment of cytotoxic activity of PBMC from HIV+ donors (Fig. 1GoB) demonstrated that cytotoxicity to the erythroleukemia cell line K562 was significantly reduced in donors with viral load of 50–5000 (median = 23% (22;31)) and >5000 (median = 14% (12.5;17)) as compared with normal control donors (median = 41% (39;50)) or virally suppressed donors (median = 32% (25;40)). However, no significant difference was found between suppressed and uninfected donors; comparable results were also obtained using HSV-infected fibroblast FS4 as targets (not shown), suggesting the possibility of a reconstitution of NK cell function(s) upon viral suppression; in support of this contention, cytotoxicity was inversely correlated to the log viral load (Spearman r = -0.4285; p = 0.0008, and r = -0.8346; p < 0.0001, respectively).

Impairment of IFN-{gamma} secretion irrespective of mature NK cell frequency in HIV+ donors

The ability of NK cells to produce type 1 and/or proinflammatory cytokines was analyzed detecting IFN-{gamma} and TNF-{alpha} accumulation at the single cell level, using total PBMC from HIV+ or control individuals treated with IL-2 in combination with Ig-sensitized bovine erythrocytes or IL-12, the latter combination being known to optimally activate production of these cytokines in NK cells (44, 45). Upon 6-h IL-2/IL-12 stimulation, the percentage of IFN-{gamma}-producing CD3-/CD161+ NK cells (total NK cells) was significantly lower (p = 0.038) in HIV+ patients (median = 2.9 (0.5; 6), n = 36) as compared with uninfected controls (median = 23.8 (2.1; 45.4), n = 9) (Fig. 2GoA, representative experiment). Furthermore, analysis of absolute numbers of IL-2/IL-12-induced CD3+/CD161+/IFN-{gamma}+ cells in a representative subset of HIV+ individuals (n = 20) showed no significant difference between patients with viral load <50 RNA copies/ml (median = 2.39 cells/µl (0.96;3.62)), 50–5000 RNA copies/ml (median = 2.43 (1.11; 2.9)), or >5000 RNA copies/ml (median = 0.92 (0.85; 1.57)). No correlation was detected between percentage or absolute numbers of IFN-{gamma}-producing CD3-/CD161+ cells and serum viral load. Stratification of HIV+ donors based on CD4+ T cell counts or viral load (see Materials and Methods) did not reveal significant differences between strata. Taken together, these data indicate that, in contrast to the changes in phenotype and cytotoxicity described above, IL-2/IL-12-induced cytokine secretion remains impaired in HAART-suppressed subjects (Table IIGo). Consistent with an impaired cytokine response, following IL-2/IL-12 the percentage of TNF-{alpha} NK cells was also decreased in HIV+ individuals. Furthermore, the differences in percentage or absolute numbers of TNF-{alpha}-producing CD3-/CD161+ NK cells between HIV RNA-stratified groups were not significantly different, supporting the hypothesis that TNF-{alpha} production may remain affected in HIV+ patients, regardless of viral suppression. No positive correlation was detected between percentages or absolute numbers of IFN-{gamma}-producing NK cells and mature CD3-/CD161+/CD56+ NK cells, indicating that a loss of IFN-{gamma}-producing capability was not directly attributable to loss of the mature NK cell subset. As expected, CD3-mediated control stimulations (see Materials and Methods) did not elicit responses in CD3-/CD161+ NK cells, but resulted in percentages of IFN-{gamma}-producing CD161+ and CD161- T cells that were not significantly different between HIV+ and control HIV- donors. Similar results were observed comparing 6- and 18-h stimulations, confirming that prolonged cytokine treatment did not lead to a recovery of the cytokine-producing ability of NK cells from HIV+ individuals to the same levels of HIV- donors, albeit higher cytokine-producing frequencies were detected in all conditions following prolonged stimulation (Fig. 2GoB).



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FIGURE 2. Impaired IFN-{gamma} production in NK cells upon 6- and 18-h stimulation with IL-2 and IL-12. A, PBMC from HIV- or HIV+ donors were stimulated for 6 or 18 h with IL-2 and IL-12, as described in Materials and Methods. Intracellular accumulation of IFN-{gamma} was detected by immunofluorescence in brefeldin A-treated, gated CD3-/CD161+ NK cells. B, Intracellular accumulation of IFN-{gamma} and TNF-{alpha} detected as above in gated CD3-/CD161+ NK cells from nine HIV+ or five control HIV- donors after stimulation with IL-2 and IL-12 for the indicated time, as described in Materials and Methods. Medians of each distribution are represented by horizontal bars. Boxes represent 25th and 75th percentile. Significant differences are indicated.

 

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Table II. Expression of intracytoplasmic cytokines by 6-h stimulated NK cells from HIV+ and control donors1

 
Impaired IFN-{gamma} secretion in NK cells differentiated in vitro in the presence of HIV-1

The observed decrease in IFN-{gamma}-producing NK cells in HIV+ donors suggested that chronic HIV infection may inhibit mature NK cell cytokine secretion or affect their differentiation. To address these two possibilities, we cultured: 1) PBMC-derived mature NK cells, and 2) CD34+ cord blood precursor cells with R5 or X4 HIV-1 isolates, and measured the effects of viral particles on NK cell cytokine secretion and in vitro NK differentiation.

To model in vitro the effects of chronic viremia on mature NK cells, we analyzed cytokine production in mature NK cells from HIV- PBMC cultured for 15 days (in the presence of IL-2 or the lymphoblastoid B cell line RPMI 8866 to support NK cell viability) with X4 or R5 HIV-1 strains (same concentrations used in the differentiation experiments). Consistent with HIV affecting NK cell during their differentiation rather than directly inhibiting cytokine production in functional mature subsets, the presence of HIV in mature PBMC cultures did not affect NK cell phenotype as defined by CD161/CD56 expression on CD3- lymphocytes, or the percentage of IFN-{gamma}-producing CD3-/CD161+ NK cells detected by immunofluorescence after IL-2/IL-12 stimulation (not shown).

Using an in vitro model, we have previously demonstrated that NK differentiation to mature CD161+/CD56+ cells capable of cytotoxicity and IFN-{gamma} production involves an intermediate CD3-/CD161+/CD56- stage, at which they do not exert granule release-dependent cytotoxicity nor produce IFN-{gamma} (38). Phenotypically mature NK cells generated in the presence of X4 (NL4.3) infectious HIV viral particles were tested for production of IFN-{gamma} following an 18-h stimulation with IL-2/IL-12, as compared with controls that cultures differentiated without HIV-1. Cell numbers and viability were comparable in HIV-treated and control cultures. IFN-{gamma} secretion was evaluated by ELISA, measuring the cytokine levels in cell-free culture supernatants from IL-2/IL-12/PMA-stimulated cells (Fig. 3Goa). Supernatant from cultures without virus showed increased (mean = 475%) IFN-{gamma} upon stimulation with IL-2/IL-12, as compared with those from cells differentiated in the presence of HIV (mean = 81%). The observed lack of IFN-{gamma} production was confirmed analyzing its intracellular expression in gated CD3-/CD161+ NK cells (38): low intensity accumulation of intracellular IFN-{gamma} was detectable (Fig. 3Gob) in control cells upon stimulation (nonstimulated = 0.8, IL-2/IL-12/PMA = 1.53; mean fluorescence intensity values, average of three experiments), but was absent in NL4.3-treated cultures (nonstimulated = 1.07, IL-2/IL-12/PMA = 0.72). Analysis of the phenotype of NK cells differentiated in vitro in the presence of X4 or R5 HIV, as described above, revealed that both immature CD3-/CD161+/CD56-/low and mature CD3-/CD161+/CD56+ cells were produced in similar numbers and proportions (data not shown), indicating that the presence of virus did not alter the production of phenotypically mature NK cells.



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FIGURE 3. IFN-{gamma} secretion in NK cells differentiated in vitro in the presence of HIV-1. NK cells from Lin- cells cultured with IL-2 and SL/SL4/hSCF220 in the presence or absence of X4 HIV-1 NL4.3 were kept in IL-2 alone (control) or stimulated with a combination of IL-2, IL-12, and PMA. A, IFN-{gamma} was detected in the culture supernatant by ELISA (sensitivity, 0.05 ng; range detected, 0.4–3.1 ng/ml). Percentage of increase was calculated as (IFN-{gamma}exp/IFN-{gamma}ctrl x 100) - 100 (exp., experiment; ctrl, control). Bars represent the mean of two experiments; data ranges are indicated. B, Accumulation of IFN-{gamma} was detected by intracellular immunofluorescence in gated CD3-/CD161+ cells treated with the indicated stimuli in the presence of brefeldin A, as described in Materials and Methods.

 

    Discussion
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Our results demonstrate for the first time that mature NK cells from suppressed HIV-infected donors are unable to secrete IFN-{gamma}, despite the presence of CD161+/CD56+ mature NK cells in proportions similar to these observed in uninfected control donors. The observation that this cell subset could sustain a competent cytotoxic response to tumor and viral-infected targets suggests that viral suppression may result in reconstitution of a mature NK cell subset with selective functional impairment of cytokine production. We also expand previous population-based NK cell analyses by showing that a decreased IFN-{gamma} secretion by NK cells represents a loss of cytokine-producing NK cell subsets, in accordance with previous reports showing a loss of mature CD56+ NK cells in HIV infection (5, 6, 7, 8, 9). Unlike previous reports addressing NK cell cytokine production in HIV infection, which have been limited to the measurement of secreted cytokines in supernatants from cultures of purified NK cell populations, we have defined the activation-induced cytokine production of NK cells obtained ex vivo without prior purification or extended culture, thus reducing the possibility of in vitro culture artifacts. The use of CD161, the only known marker expressed in the majority of NK cells that encompasses both immature and mature subsets, allowed us to study cytokine production in the total NK cell population, avoiding the potential underestimation of relative variations in cytokine-producing cells due to decreased percentages of CD56+ cells in HIV+ donors. Although a CD56bright NK cell subset responsible for high levels of IFN-{gamma} production has been previously described (46) without description of the amount of CD161 expressed in this subset, we ruled out a segregation of cytokine secreting in regard to CD161 expression by demonstrating that a CD56 was expressed at comparable fluorescence intensity in CD3-/CD161+ and CD3-/CD161- cells. Interestingly, the depletion of IFN-{gamma}-producing NK cells observed does not correlate with viral load or CD4+ T cell counts, suggesting that the onset of NK cell alterations may represent an early event following infection. This is in agreement with observations by Hu et al. (6), reporting a decrease in NK cells despite sustained CD4+ T cell percentages in HIV-1-infected PBMC. However, our data do not rule out that studies of an expanded number of end-stage patients with CD4 counts below 200 might reveal CD4-associated differences.

In determining the effects of HIV infection on NK cytokine secretion, our results, if confirmed with studies based on direct analysis of NK cell differentiation of precursors derived from HIV-infected individuals, support the hypothesis that HIV selectively affects some aspects of the differentiation of NK cell precursors from CD34+ precursors, as the ability of NK cells to produce IFN-{gamma} in response to IL-2/IL-12 is greatly reduced when their differentiation takes place in vitro in the presence of HIV. The surprising finding that HIV-1 did not affect the in vitro development of mature CD161+/CD56+ NK cells when analyzed by phenotype rather than cytokine secretion suggests an uncoupling of these otherwise associated properties of mature NK cells. The potential existence of this uncoupling in vivo is supported by the same observation in suppressed subjects, in which phenotypically mature subsets of NK cells are also impaired in IFN-{gamma} secretion. Of particular interest is the observation that, parallel to mature phenotype, NK cell-dependent cytotoxic activity is not significantly different in suppressed patients and control donors, but is significantly reduced in viremic patients, suggesting that selected NK cell functions are restored upon viral suppression and reconstitution of a mature phenotype.

Importantly, our data also suggest that, while in viremic patients the loss of the CD56+ NK cell subset may contribute to the loss of IFN-{gamma} secretion, the latter represent a distinct impairment that, unlike mature phenotype and cytotoxic activity, might not be recovered following effective antiretroviral therapy. Further investigation on the possible replication of HIV-1 in bone marrow sites of NK cell differentiation despite plasma viral levels of <50 copies/ml is needed to define whether or not HIV replication is inhibited within these compartments. Recent reports (29, 30, 31) have demonstrated the enhancing effects of G-CSF and GM-CSF over HAART alone in restoring CD56+ NK cell numbers, indicating that bone marrow stimulation may directly result in increased production of mature NK cells in vivo. Although a comprehensive study of the innate immune function in these patients has not been published to date, and will require longitudinal studies following HIV+ patients throughout HAART-mediated viral suppression and immune reconstitution, it is tempting to speculate whether approaches that also target the bone marrow compartment may result in a more complete reconstitution of NK cell functions as compared with approaches directly targeting circulating mature NK cells such as those using IL-2 or IL-12 (26, 27, 32). The alternative hypothesis that a loss of IFN-{gamma} production by NK cells depends on a direct effect of the virus on mature NK cells is not supported by our data, as IFN-{gamma} secretion was sustained by mature PBMC-derived NK cells exposed to R5 or X4 HIV-1 in vitro. Because in our in vitro developmental model the virus was added to the cultures from day 0, rather than just before the experimental tests as in prior reports of NK inhibition of function following acute exposure to soluble gp120 (47), our experiments do not directly address acute effects of exposure to viral particles, but rather suggest the presence of a sustained inhibitory effect. Lack of cytokine-induced IFN-{gamma} production could also be explained by a reduced response to cytokine-receptor signaling (e.g., through IL-2R or IL-12R chains) in NK cells from HIV+ individuals, as described for the response to IFN-{alpha} (48). However, our observations are most consistent with an intrinsic defect in the transcriptional activation or synthesis of IFN-{gamma} within mature NK cells, as independent induction by IL-2 or IL-12 did enhance TNF-{alpha} secretion and cytotoxic function (not shown). It will be important to expand this study to other NK-tropic cytokines (e.g., IL-18) to determine whether any alternative NK cell stimulation (direct or indirect) can overcome the impaired IFN-{gamma}-producing response in HIV+ individuals. The potential mechanisms associated with intrinsic impairment, such as methylation of the regulatory region of the IFN-{gamma} gene (49), or indirect mechanisms, such as depletion of HLA-DR+ cells accessory to NK cell functions (50, 51, 52, 53), remain to be addressed; further studies of transcriptional events correlated to cellular activation in NK cells from HIV-infected individuals may help unravel the biochemical underlying the suppression of cytokine production. Importantly, the impairment of IFN-{gamma} production response to IL-2/IL-12 was restricted to cells of NK lineage, as indicated by the fact that HIV infection did not result in significantly reduced proportions of IFN-{gamma}-producing cells in CD3+/CD161- T cells or CD3+/CD161+ NK-like T cells from the same samples. These observations, together with a lack of association with CD4+ T cell counts, raise the hypothesis that an early impairment of NK cell function may precede the onset of T cell dysfunction and act to increase susceptibility to infection, inflammation, and HIV replication (19, 20, 21, 22).

Although novel longitudinal population studies, presently underway, will allow us to directly address the issues of immune reconstitution of the NK cell subsets and function upon HAART, the observations reported in this study strongly suggest that a decrease in the viral load, such as observed during HAART, may not result in a recovery of NK cell IFN-{gamma} production, which may bear on overall immune control and disease resistance.


    Acknowledgments
 
We thank the patients and providers (E. Schmidt and Drs. S. Allen, R. Jones, H. Kwakwa, and G. Stewart); B. Abebe, M. Loza, R. Smith, P. Lloyd, P. Cooper, R. Anthony, C. Gallo, A. Green, S. Black, and K. Hart for technical assistance and patient coordination; Jane Shull and the Board and Staff of Philadelphia FIGHT; and Dr. G. Trinchieri for critical review of the manuscript.


    Footnotes
 
1 This work was supported by The John M. Lloyd Foundation, The Philadelphia Foundation (Robert I. Jacobs Fund), M. Stengel-Miller, H.S. Miller, Jr., AIDS funds from the Commonwealth of Pennsylvania, and National Institutes of Health Grants AI47760, AI44304, and AI34412 (to L.J.M.), and CA45284 and CA77401 (to B.P.). Back

2 Current address: HIV-1 Immunopathogenesis Laboratory, The Wistar Institute, 3601 Spruce Street, Philadelphia, PA 19104. Back

3 Address correspondence and reprint requests to Dr. Luis J. Montaner, HIV-1 Immunopathogenesis Laboratory, Immunology Program, The Wistar Institute, 3601 Spruce Street, Philadelphia, PA 19104. E-mail address: montaner{at}mail.wistar.upenn.edu Back

4 Abbreviation used in this paper: HAART, highly active antiretroviral therapy. Back

Received for publication January 16, 2002. Accepted for publication March 20, 2002.


    References
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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