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The Journal of Immunology, 2001, 166: 3297-3308.
Copyright © 2001 by The American Association of Immunologists

Modes of Salmonid MHC Class I and II Evolution Differ from the Primate Paradigm1

Benny P. Shum2,*, Lisbeth Guethlein*, Laura R. Flodin*, Mark A. Adkison{dagger}, Ronald P. Hedrick{dagger}, R. Barry Nehring{ddagger}, René J. M. Stet§, Christopher Secombes and Peter Parham*

* Departments of Structural Biology and Microbiology and Immunology, Stanford University School of Medicine, Stanford, CA 94305; {dagger} Department of Medicine and Epidemiology, University of California School of Veterinary Medicine, Davis, CA 95616; {ddagger} Department of Natural Resources, Colorado Division of Wildlife, Montrose, CO 81401; § Department of Animal Sciences, Cell Biology and Immunology Group, Wageningen University, Wageningen, The Netherlands; and Department of Zoology, University of Aberdeen, Aberdeen, United Kingdom


    Abstract
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Rainbow trout (Oncorhynchus mykiss) and brown trout (Salmo trutta) represent two salmonid genera separated for 15–20 million years. cDNA sequences were determined for the classical MHC class I heavy chain gene UBA and the MHC class II {beta}-chain gene DAB from 15 rainbow and 10 brown trout. Both genes are highly polymorphic in both species and diploid in expression. The MHC class I alleles comprise several highly divergent lineages that are represented in both species and predate genera separation. The class II alleles are less divergent, highly species specific, and probably arose after genera separation. The striking difference in salmonid MHC class I and class II evolution contrasts with the situation in primates, where lineages of class II alleles have been sustained over longer periods of time relative to class I lineages. The difference may arise because salmonid MHC class I and II genes are not linked, whereas in mammals they are closely linked. A prevalent mechanism for evolving new MHC class I alleles in salmonids is recombination in intron II that shuffles {alpha}1 and {alpha}2 domains into different combinations.


    Introduction
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
In mammals, polymorphic MHC class I and II molecules that present peptide Ags to T cells are encoded by linked families of genes within the MHC (1). Comparison of human and other primates, the most thoroughly investigated phyletic group among all vertebrates, has revealed many differences in the number of genes, the details of their structure, and their polymorphism (1). In general, these comparisons have revealed the MHC class I genes to be more divergent and rapidly evolving than the MHC class II genes (2, 3). The force driving MHC polymorphism within species and MHC variability between species is believed to be the varied and idiosyncratic selections imposed upon the immune response by diverse and changing environmental pathogens.

Structural and functional similarities of MHC class I and II molecules almost certainly reflect a common origin. For several reasons, including the restriction of class II genes to the MHC in mammals but the presence of various class I-like genes on other chromosomes, the MHC class I gene is considered to be the ancestral form and MHC class II gene to be the derivative (4). The association of class I and II genes in the MHC and the linkage disequilibrium between them suggest that there may be an advantage to this arrangement and persistent selection to maintain it.

Evidence available from the study of birds, amphibians, and cartilaginous fish indicates that these other vertebrate classes, like mammals, have an MHC that contains genes for both the polymorphic class I and II molecules (5, 6, 7). Exceptional are the bony fishes (teleosts), in which the polymorphic class I and II genes segregate as though unlinked (8, 9, 10); thus, in these species there is no single genetic region that can be called the MHC. The absence of genetic linkage between MHC class I and II genes has potentially important implications for the way that natural selection shapes the polymorphism at individual class I or II loci. To illustrate, when the two types of genes are linked, selection for a particular class II allele will inevitably change the allele frequencies at an unselected, but linked, class I locus, and vice versa. On the other hand, selection at the class II locus will have no effect on the allele frequencies at an unselected, unlinked class I locus, and vice versa. Thus, it is possible that the paradigms established from study of mammalian MHC polymorphism need not apply to their counterparts in teleosts.

To study the evolution and polymorphism of class I and II genes in bony fish, we have compared rainbow trout (Oncorhynchus mykiss) and brown trout (Salmo trutta), two species of salmonid. The rainbow trout is representative of salmonids of the Pacific drainage (genus Oncorhynchus) and the brown trout of salmonids of the Atlantic drainage (genus Salmo) (11, 12). The two genera are estimated to have separated for 15–20 million years (13, 14). The salmonids are considered to be relatively primitive teleosts, and the modern species are characterized by pseudotetraploidy resulting from a whole genome duplication that occurred in their common ancestor some 25–100 million years ago (15). Consequently, four copies of a gene can be present, as shown for a chemokine gene (16) and also for {beta}2-microglobulin ({beta}2m)3 genes (17) (K. E. Magor, B. P. Shum, and P. Parham, manuscript in preparation). In addition to {beta}2m, rainbow trout class I heavy chain and class II genes have been described (9, 18, 19, 20, 21, 22, 23, 24, 25, 26). Previously, we characterized two class I heavy chain genes: UAA, which encodes a highly divergent and nonpolymorphic gene expressed at low levels, and UBA, which is polymorphic, highly expressed in spleen, and has structural features characteristic of classical class I molecules that present diverse peptide Ags to T cells (25). There are multiple UBA-related MHC class I genes in the rainbow trout (9, 22, 23) (our unpublished observations), with some members not linked to the main class I region (9); however, the number of functional genes is uncertain. Through extensive analysis of genomic DNA, Miller and Withler classified three salmonid class I genes (A, B, and UA) and reported limited diversity within each gene (22). Hansen et al. (9) described three transcribed classical class I alleles in individual fish, while Nakanishi et al. (23) reported expression of a classical class I gene from one haploid set of chromosomes in a diploidized genome. For the rainbow trout MHC class II {beta}-chain, there is evidence for two loci, although it is not clear whether both are transcribed (18, 19, 21, 24). Recently, the rainbow trout class II {alpha}-chain, Onmy-DAA, was shown to be encoded by a single, expressed, polymorphic locus (26).

In this study, the polymorphism of the transcribed UBA class I gene and that of the DAB class II gene in 15 rainbow trout and 10 brown trout were compared. Our results are consistent with individuals of both species expressing single, polymorphic UBA and DAB genes.


    Materials and Methods
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Animals

Ten rainbow trout (O. mykiss) and 10 brown trout (S. trutta) were collected from the headwaters of the Colorado River near Parshall, CO, in the spring of 1999. Five additional rainbow trout samples were from California hatcheries. All Colorado River trout were collected from the same excursion. All wild rainbow trout were spawning females; all brown trout were randomly selected. Fish were not genetically typed or selected for MHC polymorphism in any way before sequence analysis. Animals were euthanized by immersion in 0.5% 3-aminobenzoic acid ethyl ester (MS-222; Sigma, St. Louis, MO).

RT-PCR

Freshly collected spleen and liver samples were fixed immediately and stored in the reagent RNAlater (Ambion, Austin, TX). Total RNA was extracted, and first-strand cDNA were prepared by priming with oligonucleotide(dT)16 following standard protocols (27). For RT-PCR amplification, oligonucleotide primers were designed from regions conserved among full-length salmonid MHC cDNA sequences available from the GenBank database, including those from both the genera Oncorhynchus and Salmo. Primers were chosen conservatively to facilitate successful amplification from both rainbow trout and brown trout; thus, most, but not all, of the coding regions were amplified.

The MHC class II {beta}-chain DAB cDNA was amplified with the primers DAB-LAf1 (5'-TC TCT GGA ACA GAT GGA TAT T-3') and DAB-CTr1 (5'-TA CTA CAG CAC CCC AGA AGA-3') under the following PCR conditions: initial denaturation at 94°C for 1 min; then 22 cycles of denaturation at 94°C for 15 s, primer annealing at 50°C for 15 s, and extension at 72°C for 1 min; and a final 10-min incubation at 72°C included for complete DNA extension. We used a relatively low-stringency annealing temperature for all PCRs with the aim of increasing the number of allelic variants that could be amplified.

For MHC class I heavy chain gene amplification, three different forward primers were paired in separate reactions with a common reverse primer, UBA-3UTr1 (5'-TGT GTT ATG TTC TTG AGA AGT TCC-3'). The PCR conditions were the same as described for DAB, except that the extension time was increased from 1 to 2 min. Together, the three PCRs produced one or two different MHC class I sequences from each fish. The combination of the forward primer UBA-5UTf1 (5'-G GAG ATA ACA TAG TTC GTC AAC AT-3') with UBA-3UTr1 generates PCR products that include the entire coding region (the first two nucleotides of the initiation codon are included in the forward primer). This primer pair worked for 9 of the 15 Onmy-UBA alleles, but for none of the Satr-UBA alleles in our trout samples. The combination of the forward primer UBA-LBf1 (5'-T ATT ATC TTG CTG GTG CTG GGA AT-3') with UBA-3UTr1 amplifies cDNA from all but two UBA alleles; however, the product lacks part of the leader peptide-encoding sequence. Therefore, all alleles amplified by the first primer set (UBA-5UTf1/UBA-3UTr1) were also amplified by the second set (UBA-LBf1/UBA-3UTr1); the reverse was not true. The combination of forward primer UBA-LCf1 (5'-T TTC ATC ATT TTG CTC CTG GGA AT-3') with UBA-3UTr1 amplified Onmy-UBA*0202 and Satr-UBA*1001 cDNA, neither of which could be amplified by the former two primer sets.

DNA sequencing

PCR-amplified cDNA was cloned into the pCR4-TOPO plasmid (Invitrogen, Carlsbad, CA), and multiple clones were selected for DNA sequence analysis. Sequences were determined on both DNA strands using the BigDye Terminator Cycle Sequencing kit (Applied Biosystems, Foster City, CA) and a 377 Automated DNA Sequencer (Applied Biosystems). Sequence assembly and initial analysis were performed with the computer program AutoAssembler (version 2.1; Applied Biosystems) and the Wisconsin Sequence Analysis software package (version 10.1; Genetics Computer Group, Madison, WI).

Nomenclature and sequences

The nomenclature used in this paper adheres to the recommended convention for other species beginning with the prefixes Onmy- for genes of rainbow trout (O. mykiss) and Satr- for brown trout (S. trutta). Four digits are used to number alleles of the UBA class I heavy chain gene and the DAB class II {beta}-chain gene: the first two digits are used for lineages and major alleles, and the second two digits are used for variants or subtypes (28). A fifth digit is added to indicate noncoding changes. The salmonid UAA is a nonclassical, nonpolymorphic class I heavy chain gene, the first class I gene isolated from rainbow trout (17, 25). The rainbow trout Onmy-UBA*0101 allele was previously described by us (25). The full-length Onmy-UBA*0201 cDNA (formerly named Onmy-UCA) was isolated by screening a rainbow trout cDNA library in Aberdeen (R. J. M. Stet and C. Secombes); this allele was not found in the Colorado and California fish analyzed. New sequences reported here were deposited into the GenBank database under the accession numbers AF296359AF296373 for Onmy-UBA alleles, AF296374AF296383 for Satr-UBA alleles, AF296384AF296397 for Onmy-DAB alleles, and AF296398AF296409 for Satr-DAB alleles.

Sequence analysis

Sequences were aligned with the Pileup program of the Genetics Computer Group package and then adjusted manually. Phylogenetic analysis was performed using PAUP software (Phylogenetic Analysis Using Parsimony (and Other Methods), version 4.0b4a, Sinauer, Sunderland, MA). Uncorrected genetic distances "p" were used to generate dendrograms with the neighbor-joining method (29). Confidence in individual nodes was evaluated from 1000 bootstrap replications, and only those with frequencies over 70% were retained. For MHC class I UBA, nucleotide sequences encompassing the entire mature protein coding region were analyzed as well as sequences for individual domains. For MHC class II, the entire PCR-amplified DAB sequences encoding ~97% of the mature protein were used.

Pairwise comparisons of amino acid sequences were computed using the Distance program of the Genetics Computer Group package with no corrections. Included in the analyses were Onmy-UBA*0101, Onmy-DAB*0101, and Onmy-DAB*0201. Complete sequences for mature proteins were compared, except that the Onmy- and Satr-DAB polypeptides lacked seven residues in total from the two ends. The human HLA sequences used in this analysis were all those for which a complete sequence for the mature polypeptide is known; these include 80 HLA-A, 130 HLA-B, 27 HLA-C, and 25 HLA-DRB1 allotypes. All human sequences were obtained from the database (April 2000 update) at the Anthony Nolan Bone Marrow Trust (London, U.K.) maintained by Steven G. E. Marsh (http://www.anthonynolan.org.uk/HIG/data.html). Leopard shark class I sequences were reported by Okamura et al. (30).

The program Reticulate was used to analyze sets of allelic sequences for phylogenetic inconsistency and to identify candidate events of past recombination (31).

The rates of nonsynonymous (dN) and synonymous (dS) nucleotide substitutions were calculated according to the method of Nei and Gojobori (32) with the program Synonymous/Nonsynonymous Analysis Program (SNAP; available at http://hiv-web.lanl.gov/SNAP/WEBSNAP/SNAP.html). Peptide binding pocket residues in the Ag recognition site of salmonid MHC class I molecules were predicted by homology with mammalian structures (33, 34).


    Results
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
We determined the MHC class I and class II sequences of 10 rainbow trout and 10 brown trout collected from the Colorado River headwaters and also of 5 hatchery-raised rainbow trout from California (Table IGo). These sequences were obtained from clones generated by RT-PCR, thus ensuring that only transcribed genes were studied. The class I heavy chain clones gave complete mature protein-coding region sequences for alleles of the UBA locus; the class II {beta}-chain clones gave mature protein-coding region sequences for alleles of the DAB locus that lacked four nucleotides from the 5' end and 15 nucleotides from the 3' end (Fig. 1Go).


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Table I. MHC class I and class II alleles from 25 individual fish

 



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FIGURE 1. Comparison of amino acid sequences of MHC class I and class II allotypes from rainbow trout and brown trout. Amino acid identity with the reference sequence is denoted by a dash. The leader peptides for trout molecules are predicted according to the method of Nielsen et al. (39 ). Secondary structures determined for HLA-A*0201 and HLA-DRB1*0101 are noted below the sequences by a for {alpha} helices and b for {beta}-strands. Highly conserved cysteine residues that probably form intradomain disulfide bonds are denoted by C beneath the sequences. A, Onmy-UBA*0101 is used as reference and is numbered accordingly. Eight positions potentially important for anchoring the peptide termini are marked by triangles; these correspond to Y7, Y59, Y84, T143, K146, W147, Y159, and Y171 in HLA-A*0201. Two conserved intradomain salt bonds are noted by + and - for corresponding positively and negatively charged residues, respectively. A conserved N-linked glycosylation site is indicated by =. B, Onmy-DAB*0101 is used as a reference. Three conserved residues in mammals that interact with the peptide Ag, corresponding to W61, H81, and N82 in HLA-DRB1*0101, are marked by triangles. Eight species-specific amino acid substitutions are noted by o. A potential N-linked glycosylation site in trout is indicated by =. A conserved lysine residue at the boundary of the connecting peptide and the transmembrane domain that could form an interchain salt bond with the class II {alpha}-chain is indicated by +.

 
From brown trout (S. trutta), 10 class I Satr-UBA alleles and 12 class II Satr-DAB alleles were defined (Table IIGo). All of these alleles were novel, as this is the first report of MHC class I and II alleles from this species. From rainbow trout (O. mykiss), 15 class I Onmy-UBA and 14 class II Onmy-DAB were identified (Table IIGo). Of these, 14 UBA and 11 Onmy-DAB alleles were novel (Table IIIGo). None of the fish expressed more than two class I or II alleles, and many of the fish were heterozygotes (Table IGo). These data are consistent with diploid expression of single class I UBA and class II DAB genes.


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Table II. Number of MHC alleles characterized

 

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Table III. Allele frequency and related sequences

 
The numbers of alleles found in relatively small numbers of fish demonstrate that our MHC class I and II genes are both highly polymorphic in these species. This is also apparent from comparison of the rainbow trout samples from California and Colorado. Of the 15 rainbow trout class I and 14 class II alleles, only one class I allele (Onmy-UBA*1501) was common to the two samples (Table IGo and IIGo).

Several groups of investigators have previously reported MHC class I heavy chain and class II {beta}-chain sequences from rainbow trout. These include sequences derived from both genomic DNA (21, 22) and cDNA (9, 17, 19, 20, 23, 24, 25). Additional heterogeneity arises from how much of the coding region has been sequenced. Each group of investigators has used a different nomenclature with the result that identical loci and alleles can have different names, while distinct loci can have the same name. Within this investigation we have aimed for as complete coding sequences as was practically possible and an internally consistent and parsimonious nomenclature. For rainbow trout, the alleles identified here are compared with representative reported sequences in Table IIIGo, where the different names are also listed as well as their frequency in our sample of fish.

UBA class I alleles are older and more divergent than class II DAB alleles

Variation at the salmonid MHC loci was compared using phylograms constructed from nucleotide sequences and shown in Fig. 2Go. The phylograms for class I (Fig. 2GoA) and class II (Fig. 2GoB) are of very distinct topologies that differ in two important ways. First, the class II alleles are considerably less divergent than the class I alleles, as shown by the relatively compact size of the class II tree and the shortness of its branches, which tend to radiate in a stellate fashion. In contrast, the class I tree has much deeper branches and more hierarchical structure. Second, in the class II phylogram the alleles for the two species are completely segregated, whereas in the class I tree there is an intermingling of Onmy- and Satr-UBA alleles in most of the major branches. The phylograms indicate that old lineages of MHC class I alleles, which predate separation of the genera Salmo and Oncorhynchus, have been retained in modern rainbow and brown trout. In contrast, almost all of the class II DAB diversity now seen in rainbow and brown trout is species specific and thus originated subsequent to genera divergence. Eight positions in the DAB amino acid sequence have species-specific patterns of substitution (Fig. 1GoB). These asymmetries are the opposite of what have been observed in the higher primates, where most of the MHC class I variation is species specific, while older lineages of MHC class II alleles are shared by different species (2, 3).



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FIGURE 2. Phylograms of MHC class I and class II sequences of rainbow trout and brown trout. Phylogenetic analyses were performed using the neighbor-joining method on cDNA sequences. Shown are consensus phylograms (phylogenetic trees) allowing polytomy. Nodes were calculated from 1000 bootstrap replications, and only groups with frequencies >70% were retained; corresponding bootstrap values are noted. The phylograms were drawn at the same scale. In the sequence labels, class I UBA is abbreviated as B and class II DAB as D.

 
For the MHC class I alleles, phylograms were also constructed for cDNA sequences encoding separate protein domains ({alpha}1, {alpha}2, {alpha}3, and transmembrane/cytoplasmic regions). These comparisons showed that highly divergent pairs of alleles, such as Onmy-UBA*0101 and *0201 and Satr-UBA*0101 and *0501, are divergent throughout the sequence (data not shown).

Inspection of the sequences shows that substitutions distinguishing UBA allotypes are present throughout the coding region, but with particular concentration in the {alpha}1 and {alpha}2 domains (Fig. 1GoA). In addition, there are various insertions/deletions (indels) at the junction between the extracellular domains and the transmembrane anchor. For DAB allotypes, most variation (~82%) is concentrated in the {beta}1 domain (Fig. 1GoB), which also contains an indel in some brown trout alleles.

To assess further the diversity in rainbow and brown trout MHC class I and class II allotypes, the distributions of pairwise differences in amino acid sequence were determined for mature UBA and DAB polypeptides. For comparison, distributions for human class I, shark class I, and human class II allotypes were also presented (Fig. 3Go). Onmy-UBA and Satr-UBA are much more diverse than HLA class I allotypes, as assessed by both the range and the mean of pairwise differences (Fig. 3Go, A–C). Whereas HLA-B, the most polymorphic HLA class I locus, has a mean difference of 5.4%, the values are 23.8 and 23.4% for Onmy-UBA and Satr-UBA, respectively. Even when all three highly polymorphic HLA class I genes are included in the analysis, neither the mean nor the range approach the values seen for salmonid class I (Fig. 1GoC). Because of the large range of differences and the small number of sequences sampled, the distribution of salmonid class I differences is flatter and more amorphous than the well-defined shapes of the HLA class I distributions. The distribution of pairwise differences in the class I allotypes of the leopard shark (Triakis scyllium; Fig. 3GoD), the most comprehensive dataset of class I alleles from a lower vertebrate, is more similar to that of the human class I and is distinct from that of the trout class I. However, the intra- and interlocus modes are not well defined in sharks due to the sharing of an {alpha}2 lineage between all Trsc-UBA and some Trsc-UAA allotypes (30).



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FIGURE 3. Pairwise comparison of MHC class I and class II allotypes. Percent amino acid differences were computed for all possible pairs of mature protein sequences in each group. Differences are shown as a percentage of the total length of the sequence compared. In parentheses are the numbers of sequences included in each analysis. The mean pairwise difference is 23.8% for Onmy-UBA, 23.4% for Satr-UBA, 5.4% for HLA-B, and 8.6% for Trsc-UAA/UBA. The comparison of HLA-A, -B, and -C allotypes gives a bimodal distribution in which intralocus comparisons give the distribution with a lower mean of 5.6%, and interlocus comparisons give the distribution with a higher mean of 14.7%. For MHC class II the mean percent pairwise comparisons are 6.6% for Onmy-DAB, 9.1% for Satr-DAB, and 7.2% for HLA-DRB1.

 
Onmy-DAB, Satr-DAB, and HLA-DRB1 have distributions of pairwise differences that are comparable in range, mean, and shape (Fig. 3Go, E–G). From this sampling Satr-DAB is slightly more variable than HLA-DRB1, the most polymorphic HLA class II locus, and Onmy-DAB is comparable in diversity to HLA-DRB1. Thus, MHC class II diversity in human and the two salmonid species appears similar, whereas the MHC class I diversity is very different.

New salmonid class I alleles have frequently been generated by recombination within intron II

We used the program Reticulate to assess the role of recombination in the generation of MHC diversity in trout (Fig. 4Go). This program has been used previously for the analysis of recombination in HLA class I and II genes (31). The result obtained for Onmy- and Satr-DAB resembles that reported for HLA-DRB1 (Fig. 4GoB) (31). Thus, as apparent from sequence inspection, there is evidence for extensive recombination in the region encoding the {beta}1 domain (represented as filled squares in Fig. 4GoB). Indeed, Satr-DAB*0301 could be a recombinatorial product of the parental sequences Satr-DAB*0201 and *0601 (data not shown).



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FIGURE 4. Role of recombination in generating salmonid class I and II polymorphisms. Shown are graphical outputs from analyses with the computer program Reticulate (31 ) on the 27 UBA class I sequences (A) and the 28 DAB class II sequences (B) from rainbow trout and brown trout. The alleles from both species were combined in this analysis. Reticulate compares each informative site of nucleotide polymorphism with all other such sites in the sequence to determine whether they are consistent with a simple diverging phylogeny. In this figure, the informative sites are in numerical order and labeled according to the protein domain to which they contribute. T/C, transmembrane and cytoplasmic regions. {square}, Phylogenetic compatibility between pairs of sites; {blacksquare}, incompatibility. A mirror image is defined by the diagonal line. Incompatibilities are potentially the result of recombination. The number of informative sites for UBA class I is 424 and that for class II DAB is 95.

 
In contrast, the analysis of Onmy- and Satr-UBA class I alleles produced a pattern very different from that seen with either HLA class I alleles or the salmonid class II alleles (Fig. 4GoA). Although evidence for past recombinations can be seen throughout the gene (presence of small filled squares), the pattern is dominated by phylogenetic inconsistencies between sites in exon II encoding the {alpha}1 domain and sites in the 3' exons that encode the remainder of the mature class I heavy chain. These phylogenetic inconsistencies provide evidence for the prevalence of recombinations within intron II of the UBA gene and its role in the generation of new salmonid MHC class I alleles. Additional analyses were performed separately for rainbow and brown trout class I alleles, yielding similar patterns (data not shown). This type of recombination, which serves to shuffle {alpha}1 domains into novel combinations with {alpha}2 domains and the remainder of the heavy chain, has been seen in HLA class I, but is not common (35). The species difference could be due to variation in the size of intron II, which is ~250 bp in length in human MHC class I genes, but is estimated to be 10–20 kb in rainbow trout.

From simple inspection of the sequences, ancestral alleles resembling Onmy-UBA*02 appear to have been particularly active in recombination within intron II. The {alpha}2 domain through the carboxyl terminus of Onmy-UBA*02 is highly similar to Onmy-UBA*0301, *0401, *0501, and *0601, but in the {alpha}1 domain they are divergent (Figs. 1GoA and 5). Sequences with the reverse recombinatorial type (those resembling Onmy-UBA*02 only in the {alpha}1 domain and in the leader sequence) were not found in our samples, but have been reported by Hansen et al. (e.g., Onmy-UBA*SP3 in Fig. 5Go) (9). Together, Onmy-UBA*02 and allotypes related to it by recombination (Onmy-UBA*03–06) represent one-third of the UBA allotypes found among our rainbow trout (5 of 15). Furthermore, two related brown trout allotypes (Satr-UBA*0901 and *1001) are also identified, although a counterpart of Onmy-UBA*02 has yet to be described in the brown trout (Figs. 1GoA and 5). To assess whether intron II recombination in rainbow trout is specifically a property of the Onmy-UBA*02-related alleles, reticulate analysis was performed on UBA alleles excluding this group. A strong phylogenetic inconsistency was still present at the boundary between regions encoding the {alpha}1 and {alpha}2 domains (data not shown). Thus, {alpha}1 shuffling appears to be a general phenomenon among UBA allotypes.



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FIGURE 5. Recombination within intron II that shuffles {alpha}1 and {alpha}2 domains generates many new class I UBA alleles. The schematic depicts the three extracellular domains ({alpha}1, {alpha}2, and {alpha}3) of Onmy-UBA*0201 and related class I heavy chain allotypes. The numbers on each domain denote the percent amino acid sequence identities with the corresponding domain in Onmy-UBA*0201. Domains with >85% sequence identities are filled. Onmy-UBA*SP3 (AF115522) and the carp sequence, Cyca-UA1*01 (X91015), were previously reported by others (9 37 ).

 
Indeed, this type of recombination might occur relatively frequently and involves sequences with varying degrees of divergence. Another example with a reciprocal recombination pattern involves the brown trout allotype Satr-UBA*0501 which is considerably divergent from Satr-UBA*0101. Satr-UBA*0501 is similar to Satr-UBA*0701 and Onmy-UBA*0701 in {alpha}1, but is similar to Satr-UBA*0601 in {alpha}2 and other downstream regions (Fig. 1GoA). The {alpha}1 domains are also identical in Onmy-UBA*0101/*1101, Onmy-UBA*0601/*1501, and Satr-UBA*0201/*0301, and the {alpha}2 through the carboxyl termini are identical in Onmy-UBA*0202/*0401/*0501, Onmy-UBA*0701/*0801, Onmy-UBA*1501/*1601, and Satr-UBA*0401/*0801 (Fig. 1GoA).

Evidence for diversifying selection in the Ag presentation site is more apparent in salmonid class II than class I

As well as their high polymorphism, the salmonid class I and II molecules reported here have primary structures consistent with them being Ag-presenting molecules. To search for evidence of natural selection, we examined how the ratio between rates of dN and dS substitution varied within the molecule (Table IVGo). For the class II DAB alleles of either rainbow trout or brown trout, simple comparison of the sequences encoding the {beta}1 and {beta}2 domains revealed a role for positive selection (dN/dS > 1) in generating {beta}1 domain polymorphism. The {beta}1 domain forms part of the Ag binding site, whereas the {beta}2 domain is not directly involved in Ag presentation. In striking contrast, in neither rainbow trout nor brown trout did similar comparisons of sequences encoding the class I Ag binding site ({alpha}1 and {alpha}2 domains) and those encoding the {alpha}3 domain provide any evidence for diversifying selection. This showed that the recent and relatively small amount of sequence diversity acquired by the class II alleles is readily seen as the result of natural selection, whereas for the much larger amount of class I diversity accumulated over a much longer time period, the noise appears to have obscured any signal.


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Table IV. Rate of dN over dS nucleotide substitutions

 
To investigate this latter possibility, we performed analysis on the lineage of class I alleles that has the shortest branching pattern, which includes Onmy-UBA*0101, *1001–1401, and Satr-UBA*0101–0401 (Fig. 2GoA). By confining analysis to more recent, species-specific diversification within this single lineage, evidence for natural selection was detected (Table IIGo). For both rainbow and brown trout this was evident from simple comparison of the Ag binding site ({alpha}1 and {alpha}2) vs {alpha}3 and was strengthened when the pocket residues (those that directly contact bound Ag) of the {alpha}1 and {alpha}2 domains were analyzed separately.


    Discussion
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Characterization of the MHC class I UBA and class II DAB sequences from 15 rainbow trout and 10 brown trout demonstrated that these two salmonid species have highly polymorphic MHC class I and class II genes. In both species, the class I and class II genes have many alleles that differ by complex patterns of amino acid substitutions.

This study demonstrates a striking difference in the polymorphism of the MHC class I and II loci of the rainbow and brown trout that is reflective of very different evolutionary histories. The MHC class I alleles represent highly divergent and ancient lineages that predate separation of the genera Oncorhynchus and Salmo, whereas the MHC class II alleles form closely related, species-specific clusters that radiated after genera separation; Miller and Withler have made similar observations for salmonid class II alleles (21). That both rainbow and brown trout are similar in these respects indicates firstly that these properties are likely to have generality for other salmonid species (a similar situation is also seen in the Atlantic salmon (U. Grimholt and R. J. M. Stet, unpublished observations)), and secondly that as the species have been separated for 15–20 million years with no overlapping range, it is unlikely that the overall difference between the class I and II polymorphisms is a consequence of selection by particular pathogens.

MHC class I and II polymorphisms have been studied most extensively in humans and other primates, and these data have been compared here to those obtained from the salmonids. The extent of sequence diversity among the salmonid DAB class II allotypes is comparable to that of HLA-DRB1, the most polymorphic human class II locus. As for HLA-DRB1, there is clear evidence in the Onmy- and Satr-DAB sequences for polymorphism in the Ag binding site being the result of positive selection.

What distinguishes the salmonid class II DAB locus from its primate counterparts is the absence of distinct lineages common to rainbow trout and brown trout. In primates, certain human HLA-DQ and DR lineages can be recognized in prosimians, which last shared a common ancestor with humans around 85 million years ago (3).

In contrast, HLA class I lineages can only be recognized in the great apes, which diverged from humans ~6 million years ago (2). In this context it is particularly impressive that salmonid class I UBA has lineages that can be recognized in rainbow trout and brown trout and thus are at least 15–20 million years old. In addition, the extent of diversity within UBA allotypes is much greater than that seen in human HLA-A, -B, and -C loci. Much of this diversity was not apparent as the result of selection on the Ag binding site, an effect that was only evident when alleles with a single lineage were compared. These properties were consistent with the class I lineages being ancient, and for them to have accumulated many neutral mutations that in the analysis overwhelmed the effects of selection. Thus current methods of comparing the rates of synonymous and nonsynonymous substitutions might not be appropriate for ancient lineages, a conclusion also reached by Flajnik et al. (36).

Evidence for the divergent salmonid MHC class I lineages also comes from the work of other investigators, using different nomenclature (shown in Table IIIGo). From analysis of genomic DNA, Miller and Withler (22) described three groups of salmonid MHC class I sequence (UA, A, and B), conserved in several salmonids species and thus predating their divergence. The UA lineage resembles Onmy-UBA*02 and the related recombinant alleles described here; the A lineage resembles Onmy-UBA*01-like sequences. In contrast, the B lineage is distinct from the sequences we found, but it is not known whether it is expressed. In rainbow trout, Hansen et al. (9) described three lineages of MHC class I sequence (UAA, UBA, and UCA), each of which resembles certain of the Onmy-UBA alleles defined here: their UAA lineage corresponds to Onmy-UBA*01-like alleles, their UBA lineage corresponds to recombinant alleles with Onmy-UBA*0201-like {alpha}1-coding sequences (e.g., Onmy-UBA*SP3 in Fig. 5Go), and their UCA lineage corresponds to the Onmy-UBA*02–06 group of alleles that have {alpha}2-coding sequences like that of Onmy-UBA*0201. Of the two rainbow trout MHC class I sequences described by Nakanishi et al. (23), one resembles Onmy-UBA*0401, and the other resembles Onmy-UBA*1101 (Table IIIGo).

Hansen et al. (20) first noted that the {alpha}2 domain of Onmy-UCA*C32 (identical with Onmy-UBA*0301) has similarity with class I sequences from common carp and zebrafish. Here, we found that such similarity between different orders of teleost is not restricted to the {alpha}2 domain; for example, the common carp, Cyca-UA1*01, is 74% identical in amino acid sequence with Satr-UBA*0501 in {alpha}1 and 73% identical with Onmy-UBA*0201 in {alpha}2 (Fig. 5Go) (37). This preservation is remarkable, since the orders of salmoniforms and cypriniforms last shared a progenitor over 120 million years ago.

The divergence of the UBA lineages raises the question of whether they represent different loci or different alleles. Of relevance to this is the historical tetraploidy of the salmonid genome and the observation that at least some other genes are still present in four copies (16). The data we obtained are consistent with all UBA sequences being alleles of a single, diploid locus, which is also corroborated by Nakanishi et al. (23). Thus, if four copies of the UBA gene are present in an individual salmonid genome, then it appears that only two are expressed. The only piece of evidence not consistent with this view is one example of individual rainbow trout expressing three different classical MHC class I sequences (9). That could have been a situation where three copies of the UBA gene were being transcribed or where two haplotypes were expressed but one of them had duplicated UBA genes (seen for shark as Trsc-UAA/UBA). However, the method we used should have identified this phenomenon if it was present in any one of the 15 rainbow trout studied, and hence it may be infrequent. Until additional evidence supporting a more complicated model is found, the simplest interpretation of the data is that all of the UBA sequences represent a single set of alleles. Another example of divergent lineages of MHC class I alleles is to be found in the African clawed frog Xenopus laevis, with the f/f and g/g alleles sharing only 78% amino acid identity overall (36).

Characteristic of salmonid class I polymorphism is the prevalence of alleles formed by recombination in intron II that separates the exons encoding the two halves of the Ag binding site (the {alpha}1 and {alpha}2 domains). This type of recombinant {alpha}1-shuffled allele has been described in humans, but is not common (35). What could explain its increased frequency in salmonids is the presence of a much larger intron II than in HLA class I genes. The length of this intron in UBA is not precisely known, but there is substantial indirect evidence suggesting that it is large. Analyses of UBA genomic clones corresponding to transcribed genes by both Hansen et al. (9) and ourselves (unpublished observations) have only revealed clones containing exon III (encoding {alpha}2) and all the downstream exons. Moreover, the intron II of the Cyca-UA1 class I gene of common carp was estimated by PCR analysis to be about 14 kb in length (37), and the intron II of the zebrafish class I gene Dare-UEA was estimated to be about 10 kb and contains repetitive elements (38). In general, the salmonid genome is rich in repetitive elements, so their presence combined with length could explain a high rate of recombination in the intron II of the UBA gene. It is also intriguing that the carp Cyca-UA1*01 sequence shared homology in its {alpha}1 domain with Satr-UBA*0501 and in its {alpha}2 domain with Onmy-UBA*0201. Thus, the mechanism for {alpha}1 shuffling could be old and operative in many teleost species.

From analysis of separately isolated genomic DNA fragments encoding the class I {alpha}1 and {alpha}2 domains from several salmonid species, Miller and Withler (22) concluded that salmonids have limited class I diversity. By studying the exons separately, their study would have missed the considerable diversity contributed by recombination in intron II. To mimic the approach taken by Miller and Withler with our dataset we compared the variability in the individual domains of the peptide binding site and found it to be substantial, even when the analysis was restricted to a single lineage of alleles. For example, the average pairwise differences in amino acid sequence for the {alpha}1 and {alpha}2 domains of the six Onmy-UBA*01-like alleles were 10.3 and 12.8%, respectively. These differences are comparable to those observed for HLA-B (10.4 and 7.6%, respectively). Similar analysis of the seven rainbow trout {alpha}1 domain sequences from the A lineage dataset reported by Miller and Withler (22) gave a comparable value (16.0%); their dataset contained only three rainbow trout {alpha}2 sequences from this lineage, and these had a mean pairwise difference of 2.4%. In our dataset, we found limited polymorphism in the Onmy-UBA*02 lineage, where the {alpha}2 domains have an average pairwise difference of only 2.3%, a value that does not increase when the brown trout Satr-UBA*0901 allotype is included in the analysis (2.2%). Thus, the extent of the polymorphism in Onmy-UBA can vary with the allelic lineage and with the protein domain. There are also likely to be differences between trout populations that could also contribute to the difference between our assessment of the extent of salmonid class I polymorphism and that of Miller and Withler (22). Our approach has been to compare MHC class I diversity in trout with that in humans, which is generally considered to be highly polymorphic. By that criterion, the UBA loci of the rainbow and brown trout populations we studied are also highly polymorphic.

Bony fish are estimated to represent about one-half of all vertebrate species (12). Whereas other species have linked class I and II genes within a single chromosomal region called the MHC, in bony fish the class I and class II genes are on different chromosomes (8, 9, 10). In teleosts this is probably a derived character because the phylogenetically more primitive cartilaginous fish have linked class I and II genes (7). Linkage, or the lack of it, has the potential to profoundly influence the evolution of polymorphism at class I and II genes. In bony fish, unlike other species, selection upon class I polymorphism need have no consequences for class II polymorphism or vice versa. Thus, the presence in rainbow trout and brown trout of old, divergent MHC class I lineages may reflect such independent modes of evolution. That this situation is seemingly the opposite of that described for humans and other higher primates illustrates the inherent problems in extrapolating the properties of MHCs from one species to another.


    Acknowledgments
 
We thank Dr. Raja Rajalingam for critical review of this manuscript.


    Footnotes
 
1 This work was supported by National Institutes of Health Grant AI31168 (to P.P.) and a generous gift from the Whirling Disease Foundation (Bozeman, MT). Back

2 Address correspondence and reprint requests to Benny P. Shum, Department of Structural Biology, Stanford University School of Medicine, 299 Campus Drive West, Sherman Fairchild Building, D-151, Stanford, CA 94305-5126. Back

3 Abbreviations used in this paper: {beta}2m, {beta}2-microglobulin; dN, number of nonsynonymous substitutions per site; dS, number of synonymous substitutions per site; indel, insertion/deletion event. Back

Received for publication August 24, 2000. Accepted for publication December 12, 2000.


    References
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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