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The Journal of Immunology, 2000, 165: 539-547.
Copyright © 2000 by The American Association of Immunologists

Repeated Administration of Cytosine-Phosphorothiolated Guanine-Containing Oligonucleotides Together with Peptide/Protein Immunization Results in Enhanced CTL Responses with Anti-Tumor Activity1

Eduardo Davila and Esteban Celis2

Department of Immunology, Mayo Clinic and Mayo Graduate School, Rochester, MN 55905


    Abstract
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The development of therapeutic anti-cancer vaccines designed to elicit CTL responses with anti-tumor activity has become a reality thanks to the identification of several tumor-associated Ags and their corresponding peptide T cell epitopes. However, peptide-based vaccines, in general, fail to elicit sufficiently strong CTL responses capable of producing therapeutic anti-tumor effects (i.e., prolongation of survival, tumor reduction). Here we report that repeated administration of synthetic oligonucleotides containing foreign cytosine-phosphorothiolated guanine (CpG) motifs increased 10- to 100-fold the CTL response to immunization with various synthetic peptides corresponding to well-known T cell epitopes. Moreover, repeated CpG administration allowed the induction of CTL to soluble protein even in the absence of additional adjuvant. Our results indicate that the potentiating effect of CpG in CTL responses required the participation of Th lymphocytes. Repeated CpG administration resulted in overt splenomegaly and lymphadenopathy with a significant increase in the numbers of CTL precursors and dendritic cells. Protein vaccination in combination with repeated CpG therapy was effective in delaying tumor cell growth and extending survival in mice bearing melanoma tumors. These findings support the contention that repeated administration of CpG-oligonucleotides enhances the effect of peptide and protein vaccines leading to potent anti-tumor responses, presumably through the induction of Th1 and dendritic cells, which are essential for optimal CTL responses. The immunostimulatory properties of CpG motifs may be key in inducing a consistent long term immunity to tumor-associated Ags when using peptides or proteins as T cell-inducing vaccines.


    Introduction
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The development of T cell-based immunotherapy against tumors has advanced significantly over the past 5 years. Specifically, two vaccination approaches that induce strong anti-tumor CTL have been shown to be effective in both the prevention and the treatment of established tumors. These vaccines consist of either autologous Ag-pulsed dendritic cells (DC)3 (1) or gene-modified tumor vaccines engineered to secrete immunostimulatory cytokines (2) or to express cell surface costimulatory molecules (3, 4). Although the anti-tumor effects obtained with these vaccines in animal model systems and in initial clinical studies in humans appear promising (5, 6), there are some concerns as to whether this mode of immunotherapy will be effective against most cancer types and whether it can be implemented in the general patient population. It is obvious that live cell vaccines (derived from either Ag-pulsed DC or from gene-modified tumor cells) will be expensive to produce, since they have to be customized to each individual patient and require extensive manufacturing, quality control, and safety monitoring procedures. Thus, realistically, these therapeutic approaches become attractive as proof of principle and probably do not represent a realistic approach for the majority of cancer patients.

The design of simpler and more accessible therapeutic vaccines has been facilitated by the discovery and characterization of several tumor-associated Ags (TAA) that are found in various tumor types, such as melanoma and breast, prostate, and gastrointestinal malignancies (7, 8). These TAA represent cellular products (mostly proteins) that are preferentially expressed by tumor cells, although in many cases they are also found to some extent (but usually in lower amounts) in normal tissues. Studies from several groups have shown that small peptide fragments of 8–10 residues derived from some TAA can be recognized by patient-derived CTL (9). These peptides associate with products of MHC genes and are presented as complexes on the surface of tumor cells, which trigger the effector function of CTL, resulting in tumor cell lysis. In addition, we have shown that synthetic peptides that are selected from sequences of TAA and can bind to MHC molecules are able to elicit in vitro anti-tumor CTL responses by stimulating naive CTL precursors with peptide-pulsed APC (10, 11, 12). As a result of the above studies, several peptide epitopes for tumors, such as breast, colon, and melanoma have been identified that will elicit HLA-A2-, -A3-, -A24-, or -A1-restricted CTL with demonstrable anti-tumor activity (7, 10, 11, 12, 13). The identification of these CTL epitopes makes it possible to design and develop peptide-based therapeutic vaccines for the treatment of cancers expressing the relevant TAA.

The implementation of peptide-based vaccines to stimulate anti-tumor CTL responses in vivo becomes an attractive alternative to the use of live cell vaccines for the treatment of cancer. However, vaccination with proteins or synthetic peptides representing discrete CTL epitopes in most instances fails to induce sufficiently strong CTL responses, offering minimal therapeutic benefit against tumors expressing the relevant TAA. Moreover, in some circumstances peptide vaccination has shown to inhibit T cell responses, possibly by deleting or tolerizing the peptide-reactive T cells (14). The most likely explanation for these unsatisfactory results with peptide vaccination is that the immunizing peptides are not delivered to activated professional APC such as DC and when these epitopes are presented to CTL by cells that lack costimulatory activity, a state of tolerance or anergy is induced. Furthermore, it has been suggested and substantiated that the appropriate inflammatory and/or other danger signals are necessary to activate DC to stimulate naive CTL to attain their effector function (15, 16). Among the various types of danger signals to which the immune system responds are bacterial and viral products, such as toxins, LPS, and DNA, particularly those DNA sequences containing abundant cytosine guanine motifs (17, 18).

With the purpose of developing peptide-based vaccines for the therapy of cancer, we have initiated studies aimed at eliciting strong CTL responses effective against tumors. Herein, we report that repeated daily administration of synthetic oligonucleotides (ODN) containing cytosine-phosphorothiolated guanine (CpG) motifs significantly enhanced CTL responses to poorly immunogenic peptides representing CTL epitopes even in the absence of additional adjuvants. Surprisingly, CpG therapy was also effective in inducing strong CTL activity to soluble protein, resulting in significant prophylactic and therapeutic anti-tumor responses. The enhancement of CTL responses by CpG appears to be mediated by a large increase in the numbers of DC and CTL precursors in peripheral lymphoid organs and to depend, to some extent, on the presence of Th lymphocytes (HTL). These results should facilitate the utilization of well-characterized peptide- or protein-based vaccines for the therapy of cancer.


    Materials and Methods
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Mice

Six- to 8-wk-old female C57BL/6 mice were obtained from The Jackson Laboratory (Bar Harbor, ME) or Charles River Laboratories (Wilmington, MA). The OT-I TCR transgenic mice (19), developed by Dr. F. Carbone (Monash Medical School, Victoria, Australia) were obtained from Dr. M. Mescher (University of Minnesota, Minneapolis, MN). These mice are in the C57BL/6 background (H-2b) and express a transgenic TCR that reacts with the SIINFEKL peptide (positions 257–264 of OVA) in the context of MHC class I, H-2Kb. MHC class II knockout mice (CIIKO) in the C57BL/10 background (H-2b) were provided by Dr. C. David (Mayo Clinic, Rochester, MN).

Immunogens, synthetic peptides, and ODN

OVA protein (grade VI, 99% pure, purified by agarose electrophoresis) and IFA were purchased from Sigma (St. Louis, MO). The OVA-derived peptide SIINFEKL (OVA257–264), the SV40-IV CTL epitope (VVYDFLKC), and the HTL epitope Pan DR Epitope or PADRE (AK(cyclohexyl-alanine)VAAWTLKAAA) (20) were prepared by standard solid phase methods using an Applied Biosystems synthesizer (Foster City, CA) and were purified by HPLC as previously described (12). The purity (>95%) and identity of peptides were confirmed by mass spectrometry analysis. The previously described immunostimulatory synthetic ODN, 1826, containing two CpG motifs (underlined: TCCATGACGTTCCTGACGTT) was used throughout this work (21). CpG-1826 was synthesized with a nuclease-resistant phosphorothiolated backbone by the Mayo Molecular Core Facility. Synthetic ODNs were dried under vacuum, then resuspended in PBS (pH 7.0) and stored for no more than 2 wk at 4°C.

Cell lines

The B16 melanoma, the EL-4 thymoma (H-2b), and the EL-4 derivative, the OVA-expressing EG.7 cell line (22), were obtained from American Type Culture Collection (Manassas, VA). The SV40 T Ag-expressing cell lines, C57SV and 1803.1, both derived from C57BL/6 mice (23, 24), were provided by Dr. B. Knowles (The Jackson Laboratory). The OVA-transfected B16 melanoma cell line (B16-OVA) was obtained from Dr. E. Lord (University of Rochester Medical Center, Rochester, NY). All these cell lines were maintained in tissue culture in DMEM or RPMI containing 10% FBS, L-glutamine, and antibiotics.

Immunizations and CpG therapy

All experiments were routinely performed in groups of three to five mice each. Mice received nine daily injections of 100 µg of CpG-1826 (9X-CpG) in PBS or PBS alone, administered s.c. at the nape of the neck. On day 5 mice were vaccinated s.c. at a different, but proximal, site in the nape of the neck with 50 µg of CTL peptide (SV40-IV or SIINFEKL) or with soluble OVA protein, mixed with 140 µg of PADRE peptide and, unless otherwise stated, emulsified in IFA in a total volume of 100 µl.

CTL assays

Spleens and/or lymph nodes were removed 10–14 days after vaccination, and single-cell suspensions were produced by teasing the organs through a sterile nylon mesh. Cells were pooled from each group of mice. Splenocytes were restimulated with Ag in tissue culture as follows. Spleen cells (5 x 106) from SIINFEKL- or OVA-immunized mice were coincubated with 5 x 105 irradiated (15,000 rad) EG.7 cells in 1.0 ml of IMDM containing 10% FBS (complete IMDM) in 24-well flat-bottom plates. For mice immunized with SV40-IV peptide, the same number of spleen cells were coincubated with 5 x 105 irradiated C57SV cells. Approximately 10–15 wells (each containing 1.0 ml) were prepared for each experimental group. Cell cultures were maintained for 7 days in a humidified 7% CO2 incubator at 37°C. On day 2, the cultures were fed with fresh medium containing 25 IU/ml of human rIL-2. T cell cultures were fed with fresh medium containing IL-2. Lymph node cells were placed in tissue culture at 5 x 106 cells/ml in complete IMDM containing IL-2 for 4 days without the addition of Ag. The cytotoxic activity of the cells was usually determined by a 4-h 51Cr release assay as described previously (12) unless otherwise stated. Peptide-pulsed target cells were prepared by incubating EL-4 cells with 10 µg/ml peptide in tissue culture for 12–16 h. Approximately 1–2 x 106 target cells (EL-4, EG.7, 1803.1) were labeled with 200 µCi of Na51Cr (Amersham Pharmacia Biotech, Piscataway, NJ) for 90 min at 37°C. Cells were washed extensively and mixed with various numbers of effectors in 96-well round-bottom plates. The radioactivity in the supernatant was determined in a Topcount scintillation counter (Packard Instruments, Meriden, CT), and the percent specific lysis was defined by the formula: [(experimental 51Cr release - spontaneous 51Cr release)/(maximum 51Cr release - spontaneous 51Cr release)] x 100, where spontaneous release is the radioactivity of target cells in the absence of effectors (background), and maximum release is the radioactivity released by the targets incubated in 0.1% Triton X-100. All experimental determinations were performed in triplicate and the averages and SDs were consistently <15% of the mean. For some experiments the results are expressed as lytic units-30 (LU30) per 1 x 106 effector cells or per spleen (taking into account the total number of splenocytes). Each LU30 represents the number of effector cells required to produce 30% specific lysis of 1 x 104 target cells. For these determinations, the lysis of targets not expressing the CTL epitope (EL-4 minus peptide) was subtracted from the lysis obtained in the presence of Ag. In practical terms, 1 LU30 represents 30% specific lysis at an E:T cell ratio of 100:1; 10 LU30 = 30% lysis at an E:T cell ratio of 10:1, and 100 LU30 = 30% specific lysis at an E:T cell ratio of 1:1, etc. CTL precursor frequencies were determined by limiting dilution, by stimulating the splenocytes with C57SV cells and autologous irradiated spleen cells for 7 days with 25 IU/ml of rIL-2. Cultures were considered positive for CTL activity when the percent specific lysis of targets pulsed with peptide was at least 20% compared with the lysis obtained with the same targets in the absence of peptide.

Cytofluorometric analyses

Numbers of T cells and DC in lymphoid organs were determined by cytofluorography using fluoresceinated mAbs specific for these cell populations. For the analysis of cell surface expression, 1 x 106 cells were stained with mAb for 45 min at 4°C in 50 µl of PBS containing 0.1% sodium azide and 2% FCS. Cells were then washed and analyzed for CD8, CD3, CD4, CD11c, CD25, CD69, and CD44 expression on a Becton Dickinson FACScan (San Jose, CA). The mAbs used were purchased from PharMingen (San Diego, CA). The DEC-205 murine cell line produces an mAb reactive with mouse dendritic cell Ags (25) and purified from the supernatant of the DEC-205 hybridoma cell line (HB-290, American Type Culture Collection, Manassas, VA).

Evaluation of anti-tumor effects in vaccinated mice

The effect of protein vaccination (with and without 9X-CpG) on tumor growth and survival was evaluated in both prophylactic and therapeutic modes. For prophylaxis, groups of five mice were immunized with OVA protein (or vehicle/PADRE peptide alone) with or without 9X-CpG regimen as described above. Seven days later mice were challenged s.c. with 5 x 104 live B16-OVA cells in the rear leg flank. Mice were observed daily or every other day, and when tumors became evident, their perpendicular diameters were measured using a set of calipers. Although most tumor-bearing mice died on their own, some animals were euthanized when tumors became ulcerated or surpassed 600 mm2. Significance analysis for the prevention and therapeutic use of 9X-CpG in tumor growth results was performed using log-rank tests (26).


    Results
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
CpG is a potent adjuvant for CTL induction using peptide immunogens

For our initial experiments, we selected a well-characterized H-2Kb-restricted CTL epitope derived from the SV40 T Ag, peptide SV40-IV (VVYDFLKC) (27). Normal C57BL/6 mice received a single injection of 50 µg of peptide SV40-IV mixed with 140 µg of HTL epitope peptide, PADRE (20) emulsified in IFA. This vaccine was administered s.c. either with or without 100 µg of CpG-1826. The data presented in Fig. 1Go demonstrate that a single injection of peptide in the presence of CpG-1826 increased severalfold the CTL response to peptide immunization. Similar results were obtained when this peptide was administered without IFA, although the levels of cytotoxicity were 10–20% lower than those observed with IFA (data not shown).



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FIGURE 1. Single injection of CpG-1826 augments the Ag-specific CTL response to peptide vaccination. C57BL/6 mice (three mice per group) were immunized s.c. with SV40-IV peptide and PADRE HTL epitope emulsified in IFA together with CpG-1826 ({blacksquare}) or without CpG-1826 ({square}). The cytolytic activity of splenocytes was determined in a 4-h cytotoxicity assay as described in Materials and Methods against the following targets cells: EL4 (A), peptide-pulsed EL-4 (B), and 1803.1, a SV40 T-expressing cell line (C).

 
It has been reported that ODN containing CpG motifs increase DC activity, which could help explain its ability to enhance CTL responses (18, 28, 29). Also, there are reports that some immunostimulatory factors, such as soluble Flt-3 ligand, increase DC numbers and their activity, but require repeated daily administration (for 9 days) for optimal effects to be achieved (30). Thus, we explored whether a 9-day regimen of CpG therapy (referred to here as 9X-CpG) would further increase its CTL immunostimulatory activity to a single injection of peptide SV40-IV. The results from three separate experiments presented in Table IGo show that repeated administration of CpG was capable of further enhancing CTL responses, as measured by lytic units (LU), to both peptide-sensitized targets (EL4 plus SV-40IV) and 1803.1 cells, which express the SV40 T Ag. These results were substantial when comparing the values of LU that were calculated per spleen in each animal (shown in parentheses).


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Table I. Repeated administration of CpG-1826 enhances CTL responses to peptide vaccination1

 
To determine whether CpG-ODN would also be effective in enhancing CTL responses to poorly immunogenic peptides, we tested the effect of 9X-CpG in mice immunized with a well-known CTL epitope derived from OVA (SIINFEKL) (31), which in our hands routinely fails to elicit CTL when administered in IFA even in the presence of HTL peptides. The results presented in Fig. 2Go demonstrate that only those mice receiving the peptide vaccine in combination with 9X-CpG produced significant CTL responses to the SIINFEKL epitope.



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FIGURE 2. Repeated administration of CpG-1826 promotes the CTL response to immunization with the OVA257–264 peptide. C57BL/6 mice (three mice per group) were immunized s.c. with SIINFEKL peptide and PADRE HTL epitope emulsified in IFA administered in combination with 9X-CpG ({blacksquare}) or PBS ({square}). The activity of splenocytes was determined in a 4-h cytotoxicity as described in Materials and Methods against the following targets cells: EL4 (A), peptide-pulsed EL-4 (B), and EG.7, OVA-expressing EL4 cells (C).

 
Repeated administration of CpG increases the numbers of DC and T cell precursors

Throughout these experiments, we observed that the spleens from 9X-CpG mice that were removed 6 or 7 days after the last CpG administration were ~3–4 times larger than spleens derived from normal animals (or from mice that received a single CpG injection). When we proceeded to quantify the total number of splenocytes in mice that received one to nine daily s.c. injections of CpG, the results showed a continuous increment of cells, which reached a 5-fold increase in cell numbers with nine doses of CpG, reaching up to 3.7 x 108 cells/spleen by day 9, whereas control mice receiving saline injections had ~7 x 107 cells/spleen (data not shown). The dramatic increase in lymphoid cells was also observed in most other lymphoid organs, especially those draining near the injection sites, such as the axillary lymph nodes (not shown). The numbers of DC, measured by cells expressing both the DEC-205 and CD11c markers, in the spleens of mice that received 9 X-CpG were ~30-fold higher than those in mice injected with PBS (41 million/spleen in 9X-CpG vs 1.2 million/spleen in 9X-PBS). Similarly, the total number of CD3+ T cells obtained from spleens of mice treated with 9X-CpG was significantly higher than that in animals that did not received this treatment (71 million/spleen in 9X-CpG vs 13 million/spleen in nontreated mice).

The large increase in DC numbers in spleens of CpG-treated mice could result in the capacity of these APC to prime CTL in vitro during Ag restimulation step of the T cell cultures. If this were the case, the in vitro CTL priming could explain to some extent the magnitude of the responses presented in Figs. 1Go and 2Go and Table IGo. However, this possibility seems unlikely, because CTL responses to the SIINFEKL peptide from OVA were not observed in spleen cell cultures derived from mice that received 9X-CpG and were vaccinated with the PADRE HTL peptide in IFA (without the CTL peptide), although these cultures were restimulated with irradiated EG.7 cells, which express OVA (data not shown). Nevertheless, to establish whether peptide vaccination combined with 9X-CpG or a single injection of CpG-1826 results in the in vivo expansion of CTL, precursor frequency analyses were performed. The results presented in Table IIGo indicate that a single injection of CpG-1826 increased the number of CTL precursors to this CTL epitope 5- to 15-fold (per spleen) compared with that in mice that did not receive CpG. Furthermore, the effect of 9X-CpG was strikingly greater, because it increased 42–270 times the number of CTL precursors (per mouse). These results indicate that the potentiating effect of CpG requires the presence of Ag in vivo, and as a result of CpG administration, Ag-specific CTL expand more effectively in vivo than in mice receiving Ag alone.


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Table II. CpG-1826 increases the number of Ag-specific CTL precursors resulting from peptide vaccination1

 
Although the numbers of Ag-specific CTL increased significantly in the spleens of mice receiving nine daily doses of CpG, these numbers are relatively small compared with the increase in the total number of T cells that results from this therapy. Therefore, it is likely that CpG also stimulates the expansion of other T cells in addition to those activated by the immunizing Ag. To analyze the non-Ag-driven T cell stimulatory activity of CpG and to further assess the in vivo requirement of Ag for CTL induction, OT-1 TCR transgenic mice were treated with the 9X-CpG regimen in the presence and the absence of a single injection of the SIINFEKL peptide (which is recognized by the T cells from this mouse strain). Nine days after the last injection of CpG (or PBS in control mice), the draining axillary lymph nodes were examined to determine whether the OT-1 CTL were activated as the result of the various modes of treatment. Lymph node T cells expressing the V{alpha}2 TCR (present on the OT-1 T cells) were studied for their increase in the expression of several activation markers (CD44, CD25, and CD69) by cytofluorometric analysis. The results presented in Table IIIGo indicate that the percentage of OVA-specific CTL (as determined by V{alpha}2+ T cells) in lymph nodes of OT-1 mice did not vary significantly in response to 9X-CpG or peptide vaccination. However, when taking into account the overall increase in lymph node size (and cell numbers), the mice that received 9X-CpG had ~3 times more V{alpha}2+ T cells than the untreated mice. Analyses of T cell activation molecules (CD44, CD25, and CD69) revealed that the expression of these markers was increased only in V{alpha}2+ T cells from mice vaccinated with peptide plus 9X-CpG therapy and not in the mice that received the 9X-CpG treatment alone or the control untreated mice.


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Table III. CpG-9X therapy increases the number of CTL, but Ag is required to activate these cells1

 
The cytotoxic activity of the lymph node-derived OT-1 cells was measured after placing these cells in tissue culture for 4 days in the presence of IL-2 without further addition of Ag. The data shown in Fig. 3Go demonstrate that the CTL derived from the peptide-immunized OT-1 mice had significant cytolytic activity against peptide-pulsed EL4 cells and OVA-expressing EG.7 target cells. On the other hand, considerably less activity was observed in the CTL from the mice that did not receive peptide immunization. Taken together, these results suggest that although repeated CpG administration induces an overall expansion of T cells, Ag is required to fully activate these cells into mature effector CTL.



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FIGURE 3. Requirement for the presence of Ag in the induction of cytolytic activity by 9X-CpG therapy. OT-1 TCR transgenic mice (two per group) were left untreated (•), received the 9X-CpG therapy combined with peptide (SIINFEKL) vaccination ({square}), or were treated with 9X-CpG without Ag vaccination ({diamondsuit}). Seven days after vaccination, the axillary lymph nodes were removed, and the cells were placed in tissue culture for 4 days in the presence of 25 IU/ml IL-2. The cytotoxic activity was determined in 4-h (A–C) or 8-h (D–F) 51Cr release assays using the following targets: EL4 without peptide (A and D), EL4 plus SIINFEKL (B and E), and EG.7 (C and F). These experiments were repeated once more with almost identical results.

 
Role of HTL in the potentiating effect of CpG therapy in CTL responses

Because HTL are believed to play an important role in CTL responses mainly by producing growth factors for CTL (IL-2) and by conditioning DC for presentation of Ag to CTL precursors, we routinely include in our vaccination protocols a peptide that induces strong HTL responses. To directly examine the role of HTL in the CTL responses enhanced by 9X-CpG therapy, we performed experiments in CIIKO mice, which lack CD4+ HTL. The results presented in Fig. 4Go show that, as in past experiments, 9X-CpG treatment increased CTL responses in normal mice immunized with either SV40T or SIINFEKL peptide epitopes. On the other hand, 9X-CpG therapy did not potentiate the CTL response of CIIKO mice to peptide SV40-IV immunization. Nevertheless, a small enhancing effect of 9X-CpG was observed on the response of CIIKO mice to SIINFEKL peptide immunization (Fig. 4Go, C and D). These results indicate that HTL participate in the potentiating effect of CpG in CTL responses to peptide vaccination.



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FIGURE 4. Role of HTL in the potentiating effect of 9X-CpG therapy in CTL responses to peptide vaccination. Normal C57BL/6 mice (open symbols) or CIIKO mice (filled symbols) received 9X-CpG therapy (squares) or no treatment (circles). Mice (two per group) were vaccinated with peptides SV40-IV (A and B) or SIINFEKL (C and D). Seven days after vaccination, the splenocytes were restimulated in tissue culture with irradiated C57SV cells (A and B) or EG.7 cells (C and D), and 1 wk later the cytolytic activity was determined in a 4-h assay against the following targets: EL4 plus SV40-IV (A), 1803.1 (B), EL4 plus SIINFEKL (C), and EG.7 (D). The cytolytic activity of all effector cell populations against unpulsed EL4 cells was <5% in all cases (data not presented).

 
9X-CpG therapy augments CTL responses to soluble protein

In general, CTL responses are difficult to generate when intact soluble proteins are used as immunogens. Nevertheless, there are reports that insoluble vaccine formulations, such as proteins bound to polymer beads (32) or to ISCOMS (33), can elicit CTL responses. It appears that the particle-bound protein may become immunogenic for CTL by targeting the Ag into specialized phagocytic cells that are able to process and present these Ags within the MHC class I pathway. Because the particulate forms of protein Ag tend to be difficult to produce and characterize, we evaluated whether 9X-CpG therapy would facilitate the induction of CTL to a soluble protein. The results presented in Fig. 5Go show that 9X-CpG therapy was successful in enhancing the generation of CTL to OVA when this protein was administered in either IFA or PBS. The responses in IFA were moderately higher than those obtained in PBS. On the other hand, immunization with OVA protein in IFA in the absence of 9X-CpG failed to generate any detectable CTL. Because the CTL responses to EL4 cells pulsed with the OVA peptide (SIINFEKL) were almost identical with the responses observed to the EG.7 targets (which express the whole OVA molecule), it is likely that the majority of the CTL induced by the protein were directed toward this immunodominant epitope. Thus, from these results it is evident that repeated administration of CpG up-regulates the immune system to allow the generation of CTL after the administration of vaccines prepared containing soluble Ag. We have recently obtained similar results using another protein (VP2 from Theiler’s virus; data not shown), suggesting that this effect of CpG may extend various types of soluble proteins in the absence of additional adjuvants.



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FIGURE 5. 9X-CpG therapy is effective for the induction of CTL responses to soluble protein. Normal C57BL/6 mice (three per group) were treated with 9X-CpG plus OVA protein in IFA ({square}) or OVA protein in PBS ({circ}). A third group received OVA protein in IFA without the 9X-CpG regimen ({triangleup}). Seven days after vaccination, the spleen cells were restimulated in tissue culture with irradiated EG.7 cells, and 1 wk later the cytotoxic activity was measured against the following targets: unpulsed EL4 (A), EL4 pulsed with SIINFEKL (B), or EG.7 (C). These experiments were repeated several times with almost identical results.

 
Anti-tumor activity of CTL induced with 9X-CpG therapy

To evaluate the physiological role of CTL induced by protein vaccination in combination with 9X-CpG therapy, groups of five mice were immunized once with OVA protein plus PADRE in IFA with and without the 9X-CpG regimen. In addition, a third group was immunized with the PADRE peptide alone in IFA in combination with 9X-CpG therapy, and a fourth group received no treatment. One week after vaccination all mice were challenged s.c. with 4 x 105 live B16 melanoma cells that express the OVA protein (B16-OVA). The data presented in Fig. 6Go indicate that the animals that were not treated and those that received 9X-CpG with PADRE in IFA in the absence of OVA rapidly developed tumors (by day 12), and all died by day 20. Similarly, three of the mice that were injected with OVA and PADRE in IFA without 9X-CpG therapy developed tumors by day 17 and were dead by day 20. Nevertheless, two mice from this group had a delay in their tumor growth, but died by day 50. In contrast, four of five animals that received 9X-CpG treatment in conjunction with protein vaccine remained tumor free and survived until day 60, when the experiment was terminated. Furthermore, the only animal that developed a tumor in this group survived for a significant longer period than the mice that were not treated or those that received 9X-CpG and HTL peptide without protein vaccination.



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FIGURE 6. Prophylactic protein vaccination increases overall survival in response to tumor challenge. Normal C57BL/6 mice (five per group) were left untreated ({square}), were vaccinated with the PADRE HTL epitope and received the 9X-CpG regimen ({diamond}), were vaccinated with OVA protein and PADRE peptide without 9X-CpG ({circ}), or were vaccinated with OVA protein plus PADRE peptide in IFA and received the 9X-CpG therapy ({triangleup}). The data were analyzed using log-rank tests (26 ), and a statistically significant difference was observed between the control group ({square}) and the protein-vaccinated groups ({circ} and {triangleup}) at p < 0.01.

 
Next, we proceeded to ascertain whether protein immunization in combination with 9X-CpG would be capable of exhibiting any therapeutic effect in established s.c. tumors. For this experiment, groups of five mice were injected s.c. with 4 x 105 live B16-OVA cells, and 3 days later 9X-CpG therapy was initiated. Protein vaccine in IFA was administered 7 days after tumor inoculation. The results presented in Fig. 7Go indicate that the mice that received the protein vaccination without CpG therapy developed tumors and died at approximately the same rate as those mice that received 9X-CpG therapy in the absence of the protein vaccine. In contrast, all five mice that received 9X-CpG therapy in combination with the protein vaccine had a significant delay in the occurrence of tumors, and their overall survival time approximately doubled compared with those of the other two groups (Fig. 7Go).



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FIGURE 7. Therapeutic protein vaccination increases the overall survival of tumor-bearing mice. C57BL/6 mice (five per group) were injected with 5 x 104 live B16-OVA cells in the left hind legs. Seven days later, the animals were left untreated ({square}), were vaccinated with OVA protein and PADRE HTL epitope in IFA ({diamond}), or were vaccinated with OVA protein plus PADRE peptide in IFA and received the 9X-CpG therapy ({circ}). The data were analyzed using log-rank tests (26 ), and significant differences were observed between the control group ({square}) and the protein-vaccinated, 9X-CpG-treated group ({circ}) at p < 0.01. These experiments were repeated once more with almost identical results.

 
Together, the above results indicate that protein vaccination in combination with 9X-CpG results in the induction of strong Ag-specific CTL responses that correlate with protective and therapeutic anti-tumor effects.


    Discussion
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The results presented herein show that a 9-day repeated administration of synthetic ODN containing CpG motifs significantly enhanced CTL responses to peptide and protein immunogens and that this effect depends to some extent on the participation of MHC class II-restricted T cells. Furthermore, the 9X-CpG regimen that we used to enhance CTL responses produced a substantial increase in the number of DC, similar to what has been reported with the administration of Flt-3 ligand (30). In addition to the increase in DC numbers, 9X-CpG therapy generated an Ag-independent proliferative response of T and B lymphocytes, which resulted in splenomegaly and lymphadenopathy (34). However, the activation of T cells to become effector CTL appears to require the in vivo presence of Ag in the form of either peptide or protein. In agreement with this finding is the in vitro observation of the requirement of TCR signaling for the maturation of T cell responses in the presence of CpG (35).

Peptide vaccination, administered usually in IFA emulsions, is commonly thought to be an effective way to induce CTL responses, which in some cases provides protection against live tumor challenges (36). However, the magnitude and effectiveness of the CTL responses derived from peptide vaccination vary significantly depending on the specific peptide used and possibly due to other factors that are more difficult to control, such as the presence of stimulatory factors such as endotoxin (LPS) in the vaccine formulation or the presence of micro-organisms or their products in the animal’s living environment, which could provide the necessary "danger signals" to the immune system. Most importantly, it has been reported that in some circumstances peptide vaccination, even in the presence of adjuvant, may result in the induction of T cell tolerance/anergy, which would have the opposite effect desired for tumor immunotherapy (14). The most likely explanation of these variable effects is that to obtain an effector CTL response, peptides may need to be presented to the naive CTL precursors by a professional APC in the context of a danger signal (15). On the other hand, peptide presentation by non-APC or even by professional APC in the absence of such danger signals could result in T cell anergy or inactivation (37). Our results suggest that the repeated administration of CpG not only increases the total number of professional APC (DC), but also may provide the necessary danger signal to facilitate the activation and expansion of CTL to vaccination with poorly immunogenic peptides. In fact, it has been reported that CpG can induce activation and maturation of DC (28, 29), which is one of the effects caused by danger signals (LPS, TNF, necrosis) necessary for effective CTL induction (16).

It is thought that the ability of some peptides to induce CTL may be due to the lack of a processing requirement that may allow the peptides to bind directly to cell surface MHC molecules that are temporarily empty or by displacing low affinity binding peptides. In fact, the capacity of peptides to induce CTL responses derived from vaccination correlates with their MHC binding affinity (38). On the other hand, vaccines containing intact soluble proteins usually fail to elicit CTL responses, because the peptide epitopes need to be generated intracellularly through the MHC class I Ag-processing pathway. Furthermore, exogenous Ags that are endocytosed by most APC are more likely to generate MHC class II epitopes than class I CTL epitopes. Despite this, it has been reported that proteins in the form of particles (conjugated to beads, incorporated into immune-stimulating complexes (ISCOMS), liposomes, or in detergent micelles) are capable of inducing CTL responses, possibly by targeting the Ags to specialized APC that can ingest the particles, process the proteins, and target the epitopes to the class I MHC pathway (32, 33, 39, 40). Our results show that vaccination with soluble protein using the 9X-CpG regimen results in strong CTL responses that are not be observed in the absence of CpG. Thus, it appears that the APC that are generated and stimulated by 9X-CpG treatment are capable of capturing and processing soluble proteins into class I MHC CTL epitopes. In support of this, there are various examples that DC pulsed in vitro with intact soluble proteins are capable of inducing CTL responses when injected into mice (41). It is currently unknown whether the soluble protein is processed intra- or extracellularly by the APC in our system. The possibility that the OVA preparation used here may contain some peptide fragments including the SIINFEKL peptide was considered, but seems unlikely, because target cells (EL-4) incubated overnight with a high concentration of OVA protein (1 mg/ml) could not be sensitized for lysis by OVA-specific CTL (data not shown).

In addition to the production of high numbers of potent APC, 9X-CpG therapy results in a substantial increase in T lymphocytes in peripheral lymphoid organs. However, these T cells do not appear to be fully activated, as determined by the presence of several cell surface activation markers (CD25, CD44, and CD69). Furthermore, our results show that Ag (in the form of either peptide or protein) is required in vivo to produce CTL with lytic activity. The ~5-fold increase in the numbers of nonactivated T cells indicates that repeated administration of CpG somehow disrupts the regulatory mechanisms involved in T cell homeostasis that normally operate in both the thymus and the periphery (42). Such an increase in T cell numbers could be the result of an enhancement in the generation and efflux of these cells from bone marrow and thymus and/or the product of cell expansion occurring in the peripheral lymphoid organs. Experiments in thymectomized and/or bone marrow chimeric mice should facilitate identification of the source of the additional T cells (and DC) resulting from 9X-CpG therapy.

The potentiating effect of 9X-CpG treatment in the generation of CTL with effector (cytolytic) activity appears to require the presence of CD4+ HTL, because the increase in CTL responses was minimal in CIIKO mice. However, 9X-CpG treatment in CIIKO resulted in an overall increase in DC and T cell numbers similar to those obtained in normal mice (data not shown), indicating that CD4+ HTL are not required for the expansion of T cell and DC numbers induced by this therapy. Th cells could participate in the enhancement of CTL responses in 9X-CpG-vaccinated mice via several mechanisms. First, Ag-stimulated HTL can activate DC via CD40/CD40 ligand interactions, although it is possible that CpG may directly activate DC in a CD40-independent way as previously suggested (18). Second, administration of CpG has been reported to preferentially stimulate Th1 vs Th2 responses that would be more conducive for the induction of CTL (17, 18). Indeed, we have observed that the PADRE-reactive HTL derived from the 9X-CpG therapy preferentially produce Th1 cytokines when challenged in vitro with Ag (unpublished observations). Thus, it is likely that 9X-CpG therapy enhances CTL responses not by a single mechanism, but possibly through a combination of immunostimulatory effects that this immune modulator exerts in DC, HTL, and CTL precursors.

The immune responses derived from protein or peptide vaccination combined with 9X-CpG were effective in the prevention and treatment of tumors in mice. Because vaccination using OVA protein generated strong CTL responses, we assume that CTL played a significant role in the in vivo destruction of B16-OVA cells, resulting in the delay of tumor growth and increased survival. However, it is possible that OVA-reactive HTL, which are probably generated by this immunization, may also play a significant role in anti-tumor immunity. Nonetheless, we have obtained similar results in experiments in which mice were vaccinated with the SIINFEKL peptide (plus the PADRE HTL epitope) instead of the intact OVA protein, suggesting that OVA-reactive HTL are not absolutely required in this system to obtain anti-tumor effects.

The occurrence of tumors in the 9X-CpG treated/protein-vaccinated mice (one of five in the prophylactic mode and five of five in the therapeutic mode) indicates that this mode of immunotherapy will require additional manipulations to achieve a higher degree of success. For instance, it is possible that the tumors that grow and kill the vaccinated mice cease to express either the relevant tumor Ag (OVA in this case) or class I MHC molecules, as has been reported to occur in human melanoma patients undergoing immunotherapy (43, 44). It is also possible that CTL responses in tumor-bearing mice are short-lived. For example, down-regulatory signals, such as those produced via CTLA-4, may contribute to the early dismissal of CTL before they have completed their task (45). If these possibilities do indeed constitute a serious threat to the success of CTL-based immunotherapy, the use of multiple tumor-associated Ags in a vaccine formulation together with CTLA-4 blockade should presumably improve the outcome of this therapeutic approach. In fact, in preliminary experiments we have observed that the administration of blocking anti-CTLA-4 mAbs significantly improved the efficacy of therapeutic peptide vaccination combined with 9X-CpG treatment (E. Davila, manuscript in preparation).

One final point worth discussing is that the capacity of synthetic peptides and soluble proteins to induce CTL responses when administered together with 9X-CpG has significant practical and economical implications for the production of vaccines. First, although insoluble proteins (coupled into latex or biodegradable beads, incorporated into immune-stimulating complexes or liposomes) can induce CTL, these vaccine formulations tend to be complicated and expensive to produce. Furthermore, particle-based vaccines require extensive quality control testing with respect to those parameters that may contribute to their immunogenicity, such as particle size, composition, and quantity of Ag per particle mass. Lastly, the stability of particulate forms of protein/peptide Ags is likely to be an issue, in contrast to pure soluble proteins or peptides that in most instances can be stably preserved in a lyophilized form for long periods of time. The results presented here indicate that soluble proteins may be employed as well-characterized and stable vaccine preparations to generate effective CTL responses when repeated CpG administration is used to generate large numbers of DC capable of capturing and processing soluble Ags into MHC class I T cell epitopes.


    Acknowledgments
 
We thank Dr. Daniel Sargent for his help with the statistical analyses, and Drs. P. Wettstein and D. McKean for critically evaluating our manuscript.


    Footnotes
 
1 This work was supported by National Institutes of Health Grants R01CA80782 and R01CA82677 and funds provided by the Mayo Cancer Center. Back

2 Address correspondence and reprint requests to Dr. Esteban Celis, Department of Immunology, GU-421A, Mayo Clinic, Rochester, MN 55905. Back

3 Abbreviations used in this paper: DC, dendritic cells; TAA, tumor-associated Ags; ODN, oligonucleotides; CpG, cytosine-phosphorothiolated guanine; HTL, Th lymphocytes; CIIKO, MHC class II knockout mice; PADRE, Pan DR epitope; 9X-CpG, nine daily injections of 100 µg of CpG-1826; LU, lytic unit; LU30, 30% specific lysis at an E:T cell ratio of 100:1. Back

Received for publication January 13, 2000. Accepted for publication April 13, 2000.


    References
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
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M. Tritel, A. M. Stoddard, B. J. Flynn, P. A. Darrah, C.-y. Wu, U. Wille, J. A. Shah, Y. Huang, L. Xu, M. R. Betts, et al.
Prime-Boost Vaccination with HIV-1 Gag Protein and Cytosine Phosphate Guanosine Oligodeoxynucleotide, Followed by Adenovirus, Induces Sustained and Robust Humoral and Cellular Immune Responses
J. Immunol., September 1, 2003; 171(5): 2538 - 2547.
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Clin. Cancer Res.Home page
B. J. Weigel, D. A. Rodeberg, A. M. Krieg, and B. R. Blazar
CpG Oligodeoxynucleotides Potentiate the Antitumor Effects of Chemotherapy or Tumor Resection in an Orthotopic Murine Model of Rhabdomyosarcoma
Clin. Cancer Res., August 1, 2003; 9(8): 3105 - 3114.
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JEMHome page
J. A. Shah, P. A. Darrah, D. R. Ambrozak, T. N. Turon, S. Mendez, J. Kirman, C.-Y. Wu, N. Glaichenhaus, and R. A. Seder
Dendritic Cells Are Responsible for the Capacity of CpG Oligodeoxynucleotides to Act as an Adjuvant for Protective Vaccine Immunity Against Leishmania major in Mice
J. Exp. Med., July 21, 2003; 198(2): 281 - 291.
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Clin. Cancer Res.Home page
J. Baines and E. Celis
Immune-mediated Tumor Regression Induced by CpG-containing Oligodeoxynucleotides
Clin. Cancer Res., July 1, 2003; 9(7): 2693 - 2700.
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Cancer Res.Home page
E. Davila, R. Kennedy, and E. Celis
Generation of Antitumor Immunity by Cytotoxic T Lymphocyte Epitope Peptide Vaccination, CpG-oligodeoxynucleotide Adjuvant, and CTLA-4 Blockade
Cancer Res., June 15, 2003; 63(12): 3281 - 3288.
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Int ImmunolHome page
Y. Wang and A. M. Krieg
Synergy between CpG- or non-CpG DNA and specific antigen for B cell activation
Int. Immunol., February 1, 2003; 15(2): 223 - 231.
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BloodHome page
E. Davila, M. G. Velez, C. J. Heppelmann, and E. Celis
Creating space: an antigen-independent, CpG-induced peripheral expansion of naive and memory T lymphocytes in a full T-cell compartment
Blood, September 18, 2002; 100(7): 2537 - 2545.
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JEMHome page
E. G. Rhee, S. Mendez, J. A. Shah, C.-y. Wu, J. R. Kirman, T. N. Turon, D. F. Davey, H. Davis, D. M. Klinman, R. N. Coler, et al.
Vaccination with Heat-killed Leishmania Antigen or Recombinant Leishmanial Protein and CpG Oligodeoxynucleotides Induces Long-Term Memory CD4+and CD8+T Cell Responses and Protection Against Leishmania major Infection
J. Exp. Med., June 17, 2002; 195(12): 1565 - 1573.
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Clin. Cancer Res.Home page
K. L. Knutson, K. Schiffman, M. A. Cheever, and M. L. Disis
Immunization of Cancer Patients with a HER-2/neu, HLA-A2 Peptide, p369-377, Results in Short-lived Peptide-specific Immunity
Clin. Cancer Res., May 1, 2002; 8(5): 1014 - 1018.
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Mayo Clin Proc.Home page
C. Buteau, S. N. Markovic, and E. Celis
Challenges in the Development of Effective Peptide Vaccines for Cancer
Mayo Clin. Proc., April 1, 2002; 77(4): 339 - 349.
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BloodHome page
T. Decker, S. Hipp, R. J. Kreitman, I. Pastan, C. Peschel, and T. Licht
Sensitization of B-cell chronic lymphocytic leukemia cells to recombinant immunotoxin by immunostimulatory phosphorothioate oligodeoxynucleotides
Blood, February 15, 2002; 99(4): 1320 - 1326.
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J. Immunol.Home page
I. Miconnet, S. Koenig, D. Speiser, A. Krieg, P. Guillaume, J.-C. Cerottini, and P. Romero
CpG Are Efficient Adjuvants for Specific CTL Induction Against Tumor Antigen-Derived Peptide
J. Immunol., February 1, 2002; 168(3): 1212 - 1218.
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J. Immunol.Home page
Y. Kawarada, R. Ganss, N. Garbi, T. Sacher, B. Arnold, and G. J. Hammerling
NK- and CD8+ T Cell-Mediated Eradication of Established Tumors by Peritumoral Injection of CpG-Containing Oligodeoxynucleotides
J. Immunol., November 1, 2001; 167(9): 5247 - 5253.
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Clin. Cancer Res.Home page
G. Auf, A. F. Carpentier, L. Chen, C. Le Clanche, and J.-Y. Delattre
Implication of Macrophages in Tumor Rejection Induced by CpG-oligodeoxynucleotides Without Antigen
Clin. Cancer Res., November 1, 2001; 7(11): 3540 - 3543.
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BloodHome page
B. R. Blazar, A. M. Krieg, and P. A. Taylor
Synthetic unmethylated cytosine-phosphate-guanosine oligodeoxynucleotides are potent stimulators of antileukemia responses in naive and bone marrow transplant recipients
Blood, August 15, 2001; 98(4): 1217 - 1225.
[Abstract] [Full Text] [PDF]


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