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Department of Oncology, Johns Hopkins University School of Medicine, Baltimore, MD 21205
| Abstract |
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| Introduction |
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Peripheral T cell tolerance can be mediated by a variety of mechanisms that range from physical elimination of the self-reactive T cell (4, 5, 6) to ignorance of the cognate Ags (7, 8). Between these two extremes, T cells can be desensitized to antigenic stimulation by down-regulation of the TCR (9) or accessory molecules (i.e., CD8) (10). Additionally, T cells can be functionally inactivated or anergized (11, 12, 13, 14). However, it is not clear which mechanism of peripheral tolerance will be used for a given self-Ag, although a number of factors such as cellular localization (compare Refs. 7 and 8 to 12 and 15), tissue site (16, 17), and level of expression (18) have been shown to be important variables affecting tolerance induction.
The pathways leading to the various forms of tolerance also remain to be completely elucidated. In the case of physical elimination, an initial phase of activation and cell proliferation appears to precede cell death (19, 20, 21, 22, 23). This process of clonal exhaustion appears to be mediated via the Fas-Fas ligand pathway (24, 25). While T cell proliferation appears to be involved in the tolerization pathway leading to elimination, it is not clear whether proliferation plays a role in the induction of anergy. In vitro studies using CD4+ T cell clones have indicated that anergy can be induced by TCR occupancy in the absence of costimulation (26). In response to this tolerizing stimulus, the T cells either proliferate weakly (27) or not at all (28, 29), suggesting that anergy induction is not linked to mitosis. In support of this notion, the observation that T cell clones could be rendered anergic when stimulated with APCs expressing costimulatory activity when IL-2-dependent proliferation is blocked suggested that the absence of a strong proliferative response immediately following Ag recognition results in anergy rather than activation (30). One hypothesis to explain this finding was that an intracellular inhibitor of lymphokine gene activation was induced upon TCR occupancy and a requisite number of cell divisions was required to dilute the inhibitor and allow for lymphokine production characteristic of an activated CD4 cell. An insufficient number of divisions maintained high enough concentrations of the inhibitor to produce a state of anergy (30). In vivo, the relationship between mitosis and anergy induction has not been as well established. As a population of anergic T cells often remain following clonal exhaustion (19, 20, 21), anergy might represent an intermediate step in a tolerization pathway in which proliferation precedes deletion (31). Alternatively, a distinct subpopulation of Ag-specific T cells might undergo proliferation followed by deletion, while another might be induced into an anergic state without undergoing a significant proliferative response. While it has been documented that CD4 cell division in vivo can precede the induction of a tolerant phenotype that resembles anergy (32, 33), it is not clear whether the rate of mitosis induced under these conditions might fall below a critical threshold required to induce effector/memory function rather than tolerance.
We have recently described a transgenic mouse system in which the expression of low levels of the model Ag hemagluttinin (HA)5 in a variety of nonlymphoid organs results in the induction of tolerance in a clonotypic population of adoptively transferred HA-specific CD4+ T cells. The mechanism of tolerance is consistent with anergy in that a significant number of nonresponsive T cells persist that express normal levels of TCR and CD4 molecules. These T cells are not tolerized through direct interaction with HA-expressing parenchymal cells, but rather by bone marrow-derived APCs that have acquired and presented the class II-restricted HA epitope in a toleragenic manner (34). In the present study, we first compared the tolerance induction pathway in the same CD4+ T cell population when adoptively transferred into transgenic mice expressing different levels of peripheral HA. High levels of transgenic HA expression induce an expansion in the clonotypic CD4 cell population that subsequently become functionally tolerant, while low levels of transgenic HA expression induce tolerance without clonal expansion. The fluorescent marker 5,6-carboxyfluorescein diacetate succinimidyl ester (CFSE) (35) was used to analyze the proliferative responses of the clonotypic CD4 cells during tolerance induction. Consistent with the observed clonal expansion, the clonotypic HA-specific CD4 cells proliferated vigorously upon transfer into transgenic mice expressing high levels of HA. Interestingly, the clonotypic cells also proliferated, albeit at a less rapid rate, in mice in which clonal expansion was not apparent (i.e., expressing low HA levels). In contrast, when clonotypic T cells were transferred into nontransgenic (NT) recipients and stimulated with a recombinant vaccinia virus-expressing HA, they underwent a similar proliferative response as T cells that had encountered HA as a self-Ag, but did not become tolerant. These results indicate that the context of Ag expression determines the functional outcome of Ag encounter (i.e., priming vs tolerance) by a mechanism that is independent of the mitotic rate induced upon TCR engagement.
| Materials and Methods |
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The C3-HA transgene expression cassette has been previously
described (34). In short, the HA gene derived from the
influenza virus A/PR/8/34 (Mount Sinai strain) has been placed under
the control of the rat C3(1) promoter. Upon microinjection of the DNA
into B10.D2 embryos (performed at the University of Michigan Biomedical
Research Core Facilities, Ann Arbor, MI), two founder lines were
established. The first, line 142 (C3-HAlow),
contains approximately three intact copies of the transgene and
expressed the C3-HA hybrid mRNA in many nonlymphoid tissues including
the prostate and lung (34). The second line, 137
(C3-HAhigh), contains
3050 transgene copies
and expresses HA mRNA in the same subset of tissues as the 142 line
(data not shown).
The TCR transgenic mouse line 6.5 (36) (generously provided by H. von Boehmer, Institut Necker, Paris, France) that expresses a TCR recognizing an I-Ed-restricted HA epitope (110SFERFEIFPKE120) was back-crossed nine generations onto the B10.D2 genetic background.
Flow cytometry
A total of 1 x 106 cells were
preincubated with the Fc-
receptor blocking Ab 2.4G2 (HB-197;
American Type Culture Collection, Manassas, VA). mAbs used for staining
were: biotinylated anti-clonotypic TCR (6.5, provided by H. von
Boehmer), avidin-PE, and FITC-conjugated anti-CD4 (CT-CD4, Caltag,
Burlingame, CA). CyChrome-conjugated anti-CD4 (RM4-5) and
FITC-conjugated anti-CD44 (IM7) were purchased from PharMingen (San
Diego, CA). A total of 20,000 lymphocyte-gated events were collected on
a FACScan (Becton Dickinson, San Jose, CA) for double stains (i.e., CD4
vs 6.5). For three-color stains,
1000 clonotype-positive events were
collected.
Adoptive transfer
Adoptive transfers were performed as previously described (34). In short, 2.5 x 106 clonotypic CD4 cells, prepared from pooled lymph nodes (LN) of 6.5 transgenic mice, were resuspended in 0.20.5 ml sterile Hanks buffer (Life Technologies, Rockville, MD) and injected i.p. into unirradiated male recipient animals and retrieved from the spleen and LN 514 days posttransfer for functional analysis. For CFSE-labeling experiments, clonotypic CD4 were labeled using the previously reported protocol (35) with the following modifications. LN suspensions from 6.5 mice were resuspended in CTL media (RPMI medium (Life Technologies) with 10% FBS (HyClone, Logan, UT), 0.1 mM 2-ME, 2 mM L-glutamine, 1 mM sodium pyruvate, and 1x nonessential amino acids and penicillin/streptomycin solutions (Sigma, St. Louis, MO)) at 1 x 107 cells/ml and incubated with 1 µM CFSE ((Molecular Probes, Eugene, Oregon) stored as a 5-mM stock in DMSO desiccated at -20°C) at 37°C for 10 min and then washed three times in Hanks buffer before adoptive transfer of 2.5 x 106 clonotypic CD4 cells. NT recipients receiving recombinant vaccinia virus-expressing HA (vacc-HA) (37) were vaccinated with 1 x 105 pfu virus i.p. 18 h after adoptive T cell transfer. CFSE-labeled T cells were retrieved from the spleen and LN 5 and 14 days posttransfer for FACS analysis.
Proliferation assays
A total of 1.5 x 105 splenocytes or LN cells extracted from transfer recipients were incubated in round-bottom 96-well tissue culture plates with the indicated concentration of synthetic HA peptide. Seventy-two hours later, cultures were pulsed with 1 µCi [3H]thymidine and incubated an additional 24 h before harvest and determination of the amount of incorporated radioactive counts.
Measurement of HA protein
Tissues taken from transgenic mice were homogenized in PBS using a hand-held tissue homogenizer (Omni International, Gainesville, VA). Tissue extracts were then incubated in a 96-well plate in hybridoma media (IMDM (Life Technologies), 10% FCS, 1x essential and nonessential amino acids, 1 mM sodium pyruvate, 3 mM dextrose, 8 mM sodium bicarbonate, 0.1 mM 2-ME, and penicillin/streptomycin solutions (Sigma)) with 5 x 105 B10.D2 splenocytes and 7 x 104 hybridoma cells (derived from the 6.5 transgenic mice) that secrete IL-2 when stimulated with APCs presenting the 110-120 I-Ed-restricted HA epitope. IL-2 levels in media taken from overnight cultures were measured using an ELIZA kit for murine IL-2 as per the manufacturers instructions (Endogen, Woburn, MA). Data is expressed as OD units (read with a 450-nm filter). An OD value of 2.5 represents saturating IL-2 levels, while a value of 0.1 represents the background.
| Results |
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RT-PCR analysis indicated that the C3-HA transgenic founder lines
137 and 142 mice express HA mRNA in the same subset of organs that
include the ventral prostate, dorsal lateral prostate, testis, vas
deferens, penis, seminal vesicles, bulbourethral gland, lung, salivary
gland, kidney, skeletal muscle, and heart (142, Ref. 34
and 137, data not shown). To quantitate the relative levels of HA
protein expression in these mice, protein extracts prepared from
positively expressing organs were incubated with NT splenocytes (APC
source) and an HA-specific CD4+ hybridoma that
secretes IL-2 when stimulated with the I-Ed HA
epitope. Protein extracts from several organs derived from the 137
founder line induced significant IL-2 secretion by the hybridoma (Fig. 1
). HA expression was highest in the lung
and ventral prostate where 1000-fold dilutions of extract induced IL-2
levels above the detection limit of the assay. Intermediate and lower
HA levels were observed in the dorsal lateral prostate, penis, testis,
seminal vesicles, vas deferens, and bulbourethral gland. Other tissues
that showed positive expression by RT-PCR, such as the heart, salivary
gland, kidney, and skeletal muscle as well as serum did not produce
detectable IL-2 levels, nor did any of the extracts prepared from the
142 founder line (data not shown). While the difference in total HA
protein expression between the 137 (C3-HAhigh)
and 142 (C3-HAlow) founder lines could not be
directly measured, in the lung and prostate the difference is at least
1000-fold.
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Previously, we had shown that naive HA-specific CD4 cells
(prepared from the TCR transgenic line 6.5 (36)) become
functionally tolerant after adoptive transfer into unirradiated
C3-HAlow mice. Although the clonotypic cells had
neither expanded or contracted in number, they did exhibit alterations
in the expression of the cell-surface markers CD44 and CD45RB,
indicative of TCR engagement. Furthermore, they were functionally
tolerant as demonstrated by their hyporesponsiveness to in vitro
restimulation with APCs pulsed with HA peptide (34). To
ascertain whether the level of peripheral HA expression affects CD4
cell tolerance induction, adoptive transfer experiments were performed
in both the C3-HAlow and
C3-HAhigh animals. Consistent with our previous
studies, clonotypic cells retrieved from the spleen of
C3-HAlow mice did not exhibit either a
significant expansion or contraction in number (relative to NT control
recipients) 9 days posttransfer (Fig. 2
A). Nonetheless, they did
exhibit increased expression of surface CD44, indicating that they had
encountered their cognate epitope and lost their naive phenotype (Fig. 2
B). In contrast, clonotypic CD4 cells reextracted from the
spleens of C3-HAhigh recipients underwent a
marked clonal expansion (Fig. 2
A). On average, the number of
clonotypic cells was 11- and 2-fold greater than in NT control
recipients in the spleen and LN, respectively (Fig. 2
C).
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The clonotypic expansion observed in the
C3-HAhigh mice is consistent with the induction
of tolerance being linked with cell division. However, in the case of
the C3-HAlow mice, it was not clear whether cell
division was occurring. Although these T cells did exhibit altered
surface expression of TCR engagement molecules (Fig. 2
B and
Ref. 34) consistent with an activation phase, they had not
undergone clonal expansion (Fig. 2
). To address this issue, clonotypic
cells were labeled with the fluorescent marker CFSE before adoptive
transfer. As the progeny of a CFSE-labeled cell each retain half of the
initial fluorescence, the profile of a cell populations fluorescence
intensity provides a quantitative measurement of the strength of the
proliferative response. Each peak on a FACS histogram plot represents a
cell division that is one greater than the one immediately to its right
(35). The CFSE-labeled clonotypic CD4 cells were retrieved
5 days posttransfer for analysis. While tolerance is not manifested
until day 7 (data not shown), this time point provides a good picture
of the initial response to Ag encounter. As expected, the clonotypic
cells transferred into the C3-HAhigh recipients
underwent extensive cell division (Fig. 4
A). More surprisingly, in the
C3-HAlow recipients in which clonal expansion was
not evident (Fig. 2
, A and C), the clonotypic
cells also underwent significant division, albeit the rate of mitosis
was less than in the C3-HAhigh animals. The
C3-HAlow recipients contained a lower frequency
of clonotypic cells that had undergone more than six rounds of cell
division and more that were undivided compared with
C3-HAhigh recipients (Fig. 4
, B and
C). Clonotypic T cells that were transferred into NT
recipients and then stimulated with a vacc-HA (37)
exhibited CFSE profiles intermediate to the
C3-HAhigh and C3-HAlow
groups (Fig. 4
, AC). While the relative differences in
proliferative responses observed between the various recipient groups
were consistent in both the spleen and LN, overall proliferation was
slightly greater in the spleen (Fig. 4
, AC), consistent
with the increased frequency of clonotypic cells observed in the spleen
relative to the LN in both the C3-HAlow and
C3-HAhigh recipients (Fig. 2
C). This
difference may result from more exposure to Ag due to the higher ratio
of APCs to CD4 cells in the spleen (5:1) than in the LN (2:1) (data not
shown).
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This data indicates that division of the HA-specific CD4 cells
precedes the induction of tolerance, suggesting that an inability to
proliferate upon Ag recognition was not the determining factor in the
differentiation of these T cells into a nonresponsive state. If
tolerance induction was the result of weak proliferative responses,
then one might predict that the clonotypic cells that had proliferated
at a more rapid rate when transferred into the
C3-HAhigh recipients would be in a less tolerant
state than those transferred into the C3-HAlow
recipients. To the contrary, HA-specific CD4 cells retrieved from both
HA transgenic recipients were equivalently tolerant 9 days posttransfer
(Fig. 6
A). In contrast, at both 9 (Fig. 6
A) and
14 days (Fig. 6
B) posttransfer, the clonotypic cells that
were stimulated in vivo with vacc-HA were able to incorporate
[3H]thymidine quite efficiently during in vitro
restimulation. Given that the clonotypic CD4 cells stimulated with
vacc-HA did not become tolerant, despite having undergone a
proliferative response that was similar if not slightly less robust
than those that had encountered HA as a peripheral self-Ag at both
early and later time points (Figs. 4
and 5
), indicates that the
kinetics of the proliferative response elicited upon Ag encounter does
not determine whether the functional outcome is tolerance or
priming.
| Discussion |
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Several previous studies have examined the effect of self-Ag
concentration on CD8+ T cell tolerance.
Transgenic expression of an allogenic class I MHC on an inducible
liver-specific promoter induced either partial or complete TCR
down-regulation on the cognate CD8 cell population when the Ag was
expressed at low and high levels, respectively (18). When
H-Y Ag was expressed on a relatively low proportion of hemopoietic
cells, the cognate CD8+ clonotypic population
were first activated, but soon disappeared. When H-Y Ag was expressed
on a greater proportion of hemopoietic cells, the T cells were rendered
anergic (38). CD8 cells specific for a pancreatic
cell
Ag are ignorant to low levels of Ag, but undergo proliferation followed
by deletion when the Ag is expressed at much higher levels
(39). When HA is expressed at a relatively high level in
pancreatic
cells, the cognate CD8 cells undergo an initial
proliferative response followed by the induction of tolerance. In mice
expressing only 2-fold higher levels of
cell HA, the HA-specific
CD8 cells undergo both a more rapid proliferative response and
induction of tolerance (40). In our system looking at CD4
cell tolerance induction, the level of peripheral Ag expression had a
more subtle effect. In animals that differ in their level of peripheral
Ag expression by at least 3 orders of magnitude, higher Ag levels
elicited a more rapid mitotic rate (compare CFSE profiles of
C3-HAlow and C3-HAhigh
recipients at day 5). However, CD4 cells exposed to low Ag levels
eventually developed a similar CFSE profile as those exposed to higher
Ag levels (compare CFSE profiles at day 14). In either case, a
significant proliferative response preceded the establishment of
tolerance. Taken together, both naive CD4 and CD8 cells might undergo
an initial proliferative response upon encountering their cognate
peripherally expressed self-Ags before the establishment of tolerance;
however, the threshold level of Ag expression required to drive this
response might be higher for CD8 than for CD4 cells. Given that naive T
cells encounter their cognate self-epitopes on cross-presenting APCs
(34, 41), the cross-tolerance pathway might be more
efficient at presenting class II than class I epitopes.
Following tolerance induction via clonal exhaustion, there is often a population of residual T cells that are hyporesponsive to subsequent antigenic stimulation (i.e., anergic) (19, 20, 21). In our system, anergy induction as well as deletion might be occurring simultaneously. The presence of a population of clonotypic cells in HA-expressing mice, 9 to 14 days after adoptive transfer, that are hyporesponsive to restimulation is consistent with anergy. The evidence for deletion is more indirect. As the steady-state number of clonotypic T cells remained constant in the C3-HAlow recipients despite the vast majority of T cells having undergone multiple rounds of cell division, cell death might have been occurring at a rate that balanced cell division. Furthermore, the clonotypic cells expanded 11-fold in the spleen of C3-HAhigh recipients, which could have occurred if each T cell had only divided three to four times. As virtually all of the clonotypic cells underwent at least six cell divisions, which could have produced a 64-fold or greater expansion, cell death might have limited the magnitude of the expansion in total cell number. Attempts to directly measure apoptosis using annexin V, which binds to the early cell-surface apoptosis marker phosphatidylserine (42), were unsuccessful (data not shown), possibly due to a combination of a short half life of apoptotic cells in vivo as well as the relatively small population size of the T cells being analyzed. Therefore, we cannot rule out the possibility that the less than expected clonal expansions observed in the lymphoid tissues was the result of a migration of a substantial fraction of the T cells into nonlymphoid organs. One way to resolve this issue might be to repeat this experiment using clonotypic CD4 cells prepared from TCR transgenic mice back-crossed onto a Fas-deficient (i.e., lpr) background. If Fas-dependent apoptosis does occur in this system, then Fas-deficient clonotypic T cells might undergo more robust clonal expansions that more closely resemble the hypothetical expansions predicted from the CFSE profiles. Thus, while future experiments will help to establish the relative contributions of anergy vs apoptosis in mediating tolerance induction in our system, the current study establishes that naive CD4 cells specific for a parenchymal Ag become functionally tolerant irrespective of the level of Ag expression.
This study also addressed the question of whether the rate of mitosis
induced upon TCR engagement determines whether a T cell will become
primed or tolerized. Previous in vitro studies of anergy induction
using T cell clones have suggested that the strength of the
proliferative response elicited upon TCR engagement is pivotal in
determining functional outcome. Thus, conditions that hinder T cell
proliferation induce anergy, while those promoting proliferation result
in activation (30). More recently, it has been shown that
toleragenic forms of Ag can induce an initial phase of T cell
proliferation (32, 33); however, it was possible that a
critical threshold in the rate of mitosis was not achieved for T cells
to be rescued from tolerance induction. In the present study, the
fluorescent marker CFSE was used to compare the rate of CD4 cell
division elicited upon recognition of the cognate Ag expressed in
either a toleragenic (i.e., self) or an immunogenic (i.e., viral) form.
When the CD4 cells encounter HA expressed as a viral Ag through
vaccination with a high titer of vacc-HA (i.e., 1 x
107 pfu), they divide vigorously, resulting in
100% of the cells having undergone multiple rounds of cell division
by day 5 (data not shown), and become primed (37).
However, this strong proliferative response is not the critical
determinant in inducing priming rather than tolerization as these T
cells are not tolerized when stimulated with a lower titer of vacc-HA
(i.e., 1 x 105 pfu), which elicits a
proliferative response that is similar if not slightly weaker than that
elicited by self-HA expression. Thus, while cell division clearly
precedes the establishment of tolerance to self-Ags, the context of Ag
expression determines the functional outcome of TCR engagement (i.e.,
priming vs tolerance induction) by a mechanism that is independent of
the induced rate of mitosis.
What then are the critical contextual factors that determine priming vs tolerance induction? While some in vivo studies have suggested that expression of the costimulatory ligand B7 on Ag-expressing cells results in T cell activation rather than tolerance (43, 44, 45), a more recent study provides evidence that B7-expressing cells can induce tolerance (46). In our system, tolerance is mediated by bone marrow-derived APCs that have acquired the HA epitope and presented it in a toleragenic manner (34). As all bone marrow-derived APCs are capable of expressing B7, this observation is consistent with the notion that the absence of B7 expression is not a cause of tolerance induction in vivo. However, we cannot rule out the possibility that the tolerizing APC either expresses low levels of B7 (i.e., resting B cells or macrophages) or a particular ratio of B7-1 to B7-2 that favors tolerance induction over priming as previously suggested (46). Alternatively, tolerance induction might be determined by the presence or absence of other factors on the tolerizing APC. The identification and characterization of the tolerizing APC should provide additional insight into this issue.
| Acknowledgments |
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| Footnotes |
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2 Address correspondence and reprint requests to Dr. Adam Adler at his current address: Center for Immunotherapy of Cancer and Infectious Diseases, University of Connecticut School of Medicine, Farmington, CT 06030-1601. E-mail address: ![]()
3 Current address: Molecular Biology Program, University of Utah, Salt Lake City, UT 84132. ![]()
4 Current address: Department of Surgery, New York University Medical School, New York, NY 10016. ![]()
5 Abbreviations used in this paper: HA, hemagluttinin; CFSE, 5,6-carboxyfluorescein diacetate succinimidyl ester; NT, nontransgenic; LN, lymph node; vacc-HA, recombinant vaccinia virus-expressing HA. ![]()
Received for publication August 4, 1999. Accepted for publication November 1, 1999.
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