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Department of Medicine, Division of Oncology, Stanford University Medical Center, Stanford, CA 94305
| Abstract |
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| Introduction |
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In addition to recruiting idiotype-specific humoral immunity, active immunization may also induce cellular immunity against idiotypic determinants. However, work with antiidiotypic protein vaccines in two murine B cell lymphoma models has yielded conflicting results regarding the protective role of cellular immunity. Specifically, depletion of T cell subsets diminished the protective effect of protein vaccines (7, 8, 9), but transfer of effector cells from immunized donors did not protect naive recipients against tumor growth (7, 10). Unlike protein vaccines, DNA vaccines may inherently favor the induction of cytotoxic cellular immunity since Ag can be presented through endogenous processing pathways in the context of class I MHC (reviewed in 11). Thus, the extent to which idiotype-specific cellular immunity contributes to tumor protection may be better evaluated in studies of DNA immunization.
The purpose of this study was to characterize the effector mechanisms recruited by DNA immunization in the 38C13 B cell lymphoma model. By identifying the immune responses that confer protection against tumor, improvements in vaccine design may be realized, and host immune status can be monitored appropriately. This information may potentially influence the conduct of clinical trials of DNA vaccination against B cell lymphoma (12).
| Materials and Methods |
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Six- to eight-week-old female C3H/HeN mice were obtained from Harlan Sprague-Dawley (San Diego, CA) and housed at the Laboratory Animal Facility at Stanford University Medical Center (Stanford, CA).
Cell lines
General background.
38C13 is a carcinogen-induced B cell lymphoma tumor that expresses
IgM/
on its surface and has been previously described
(5). All experiments were performed from a working cell
bank of uniformly frozen 38C13 cells. 38C13 cells were maintained in
RPM1 1640, 10% heat-inactivated FCS, 2 mM L-glutamine, 100
U/ml penicillin, 100 µg/ml streptomycin, and 50 µM 2-ME (cRPMI-10)
at 37°C, 5% CO2 in a humidified incubator. V1 cells, a
surface Ig-positive, idiotype-negative genetic variant of 38C13
(13), were similarly maintained.
Tumor challenge. 38C13 cells were grown for 72 h, and cells in logarithmic growth phase were washed three times in RPMI 1640 (no additives) and appropriately diluted. From 2 to 3 wk after the last immunization, mice were injected i.p. or s.c. with the designated number of tumor cells in 0.5 ml RPMI 1640. Statistical analysis of survival was performed using the Gehan test.
DNA vaccines
Design.
Construction and verification of plasmids used for DNA immunization
have been previously described (2), as has the mammalian
expression vector from which all DNA vaccines were constructed
(14). Briefly, the plasmids used for these experiments,
pId3-GM and pCtrl-GM, encode chimeric
Ig-GM-CSF fusion constructs (Fig. 1
). Specifically, the DNA vaccines
contain murine tumor Ig V region sequences, human Ig
1 and
C
region sequences, and the murine GM-CSF sequence fused to that of the
heavy chain C termini using a Gly-Gly linker as previously described
(2, 15). "Id" refers to the relevant 38C13 heavy and
light chain V regions (5), and "Ctrl" refers to those
from another murine B cell lymphoma, BCL1 (16). Ig heavy
and light chains are independently encoded within each plasmid, and
transcription of each chain is driven by a separate cytomegalovirus
promotor. For the purpose of DNA immunization, other eukaryotic drug
resistance genes were removed (14). Only coding regions
were cloned into the constructs, and each gene was followed by a
downstream poly(A) tail. All plasmids contain the bacterial ampicillin
resistance gene.
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Immunizations. Plasmids were injected i.m. three times at 1-wk intervals using a 0.3-ml ultrafine insulin syringe. Mice received a total of 100 µg of DNA, 50 µg (50 µl) in each quadriceps. From 2 to 3 wk after the final immunization, immune sera were collected by tail vein bleeding and assayed for the presence of anti-Id Abs as previously described (2). For tumor challenge experiments, mice were then injected i.p. or s.c. with 38C13 tumor cells.
Protein vaccines
The term "Id-GM protein" (Fig. 1
) refers to the product of
the pId-GM plasmid, which has been described above. Id-GM protein was
produced and affinity purified as previously described
(15) and brought to 0.25 mg/ml in PBS. Mice were immunized
two times at 2-wk intervals with 200 µl (50 µg) i.p.
Complement-mediated cytotoxicity
Immune serum was collected on the same day from mice immunized
two times with the chimeric Id-GM protein or three times with pId-GM or
pCtrl-GM DNA (10 days after the last protein vaccine or 17 days after
the last DNA vaccine). The pId-GM vaccine induced humoral responses
that were approximately two orders of magnitude below those generated
by the Id-GM protein. To equalize the concentration of
anti-idiotypic Abs, serum from mice vaccinated with Id-GM protein
was first appropriately diluted into normal mouse serum. Using
activated complement medium (RPMI 1640 containing 0.3% BSA, 50 µM
2-ME, and 25 mM HEPES), 50 µl containing 104
51Cr-labeled 38C13 cells were added to a 96-well U-bottom
tissue culture plate containing 50 µl of activated complement medium
alone or activated complement medium plus immune sera (final dilutions
of 1:10, 1:20, 1:40, or 1:80). The plate was then incubated on ice for
45 min to allow binding of immune serum to labeled cells. After this
period, the plate was spun for 5 min at 1000 rpm. The majority of the
supernatant was carefully removed, and 200 µl activated complement
medium containing a 1:10 dilution of rabbit complement (Low-Tox-M
rabbit complement, Cedarlane Laboratories, Hornby, Ontario, Canada) was
added to each well. The plate was incubated for 1 h at 37°C, 5%
CO2 in a humidified incubator. Following this incubation,
the plate was similarly spun, and 100 µl supernatant was removed from
each well in order to measure release of 51Cr. To determine
maximum 51Cr release, labeled 38C13 or V1 cells were lysed
with Triton X-100. The percentage of cytotoxicity was determined by
[(sample cpm - spontaneous cpm)/(maximum cpm - spontaneous
cpm)]. For the experiment shown in Figure 2
, spontaneous and maximum
release, respectively, were as follows: 38C13 = 171, 1557; V1
= 185, 2243. All points were performed in triplicate.
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Ten C3H/HeN mice per group were immunized with pId-GM or pCtrl-GM as described above. From 2 to 3 wk later, mice were sacrificed and serum was collected and pooled within each group. A previously described ELISA assay (2) demonstrated specific anti-idiotypic Ab responses of equivalent magnitude between the two groups, with an anti-Id Ab titer of 4.4 µg/ml in the pId-GM pooled serum. 38C13 tumor cells were grown, washed, and appropriately resuspended in RPMI 1640 (no additives) as described. A total of 4 ml of relevant or control serum were then added to 6 ml of tumor cells to give 200 cells/ml in a final volume of 10 ml. This mixture was incubated on ice in 50-ml conical tubes for 30 min. Following the incubation, two groups of 10 naive animals were injected i.p. with 1 ml of either suspension. Thus, each 1-ml aliquot contained 400 µl of relevant or control serum and 200 38C13 tumor cells. For the group treated with tumor plus relevant serum, each mouse received approximately 1.8 µg of anti-idiotypic Abs (400 µl/mouse x 4.4 µg/ml).
Depletion of T cell subsets
Mice were immunized three times with pId-GM or pCtrl-GM as described above. Approximately 2 wk after the last immunization, serum was collected and assayed by ELISA as previously described (2) to confirm the presence of specific anti-idiotypic Abs. On days -6, -5, and -4 before tumor challenge, mice were injected i.p. with 200 µg of an anti-mouse CD8 mAb (536.7, a rat IgG2a, or HB129, a mouse IgG2a), an anti-mouse CD4 mAb (GK1.5, a rat IgG2b), or an appropriate control mAb (H22155, a rat IgG2a, or 17F12, a mouse IgG2a). On day -1 before challenge, lymph nodes and/or PBL were collected from a representative mouse from each group and stained for flow cytometry analysis of T cell subsets. Staining reagents were not blocked by Abs used for in vivo depletions, and greater than 98% depletion of the appropriate subsets was achieved in the corresponding groups. Two additional Ab treatments were given following tumor challenge, and flow cytometry analysis of PBL demonstrated that depletion was maintained to a similar degree through day 13 after tumor challenge. Animals were followed for survival.
Winn assay
Ten C3H/HeN mice per group were immunized with pId-GM or pCtrl-GM as described above. From 2 to 3 wk after the third immunization, mice were sacrificed, and spleens and draining lymph nodes (inguinal and paraaortic) were collected and pooled within each group. Single cell suspensions were prepared using the frosted ends of sterile glass slides, and RBC were removed using a Lympholyte M density gradient (Cedarlane Laboratories). Cells were washed with RPMI 1640 medium and resuspended at 6 x 107 cells/ml in 5.0 ml RPMI 1640 medium supplemented with 2% normal mouse serum. 38C13 tumor cells were prepared as described above and brought to a final concentration of 400 cells/ml using RPMI 1640 medium (no additives). A total of 5 ml of the 38C13 cell suspension was added to the 5 ml pId-GM or pCtrl-GM lymphocyte suspension. Thus, each 10-ml suspension now contained 38C13 cells at 200 cells/ml, 1% normal mouse serum, and relevant or control lymphocytes at 3 x 107 cells/ml. The suspensions were incubated in 75-ml tissue culture flasks at 37°C, 5% CO2 in a humidified incubator for 1 to 2 h. Following the incubation, two groups of 10 naive mice were injected i.p. with 1 ml of the relevant or control suspension (200 38C13 cells and 3 x 107 relevant or control lymphocytes, effector:tumor cell ratio of 1.5 x 105). Animals were followed for survival.
Adoptive transfer of immune lymphocytes
Nine C3H/H3N mice per group were immunized three times with pId-GM or pCtrl-GM as described above. The presence of specific anti-idiotypic Abs was confirmed by ELISA as previously described (2). Approximately 2 wk after the last immunization, mice were sacrificed, and spleens and draining lymph nodes (inguinal and paraaortic) were collected, pooled within each group, prepared as described for the Winn assay, and resuspended in 3.0 ml RPMI 1640 (no additives). Two groups of nine naive C3H/HeN mice, which had been sublethally irradiated with 400 rad earlier in the day, were injected i.v. with 0.3 ml (about 4 x 107 cells) of the relevant or control lymphocyte suspension. Five days later, mice were challenged i.p. with 200 tumor cells in 0.5 ml RPMI 1640 as described above. Mice were followed for survival.
In vitro cytotoxicity against tumor cell line
Mice were immunized as described (except vaccines were given every 3 wk instead of every 1 wk) with pId-GM or pCtrl-GM. From 4 to 8 wk after the last immunization, mice were sacrificed, and spleens were harvested and prepared as described for the Winn assay. Briefly, splenocytes were incubated at 37°C, 5% CO2 in a humidified incubator in cRPMI-10 with irradiated 38C13 tumor cells (3000 rad) and 1-U/ml human IL-2 (added after 24 h) at an effector:stimulator cell ratio of 100:1 or 10:1. Six days later, cells were washed and similarly incubated with [3H]thymidine-labeled 38C13 target cells (3 x 1031 x 104 target cells/well, labeled with 4 µCi/ml for 610 h) in 96-well V-bottom tissue culture plates at specified E:T ratios. Four hours later, cells were harvested onto glass fiber filter paper (Tomtec Harvester 96, Orange, CT), and incorporation of radioactivity was measured by scintillation counting (Wallac Microbeta 1450, Gaithersburg, MD). In this assay, CTL lysis results in the breakdown of target cell DNA, diminishing the amount of radioactive DNA captured by the filter paper (17). Thus, maximum signal is derived from spontaneous target cell death in medium alone. The percentage of cytotoxicity was determined by [(maximum cpm - sample cpm)/maximum cpm] x 100. All points were performed in duplicate or triplicate (six wells for medium alone), and data are presented as mean cpm ± SD.
| Results |
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The antiidiotypic DNA and protein vaccines used in this study have
been previously described (2, 15). Briefly, DNA vaccines
pId-GM and pCtrl-GM encode a chimeric Ig-GM-CSF fusion construct (Fig. 1
). The use of the chimeric Ig-cytokine
fusion constructs was based on results from prior work with DNA
vaccines encoding Ig. Specifically, xenogeneic C regions were required
for the induction of humoral immunity (2) as well as tumor
protection (data not shown). Additionally, the use of the murine GM-CSF
sequence was found to induce earlier Ab responses in a higher
proportion of immunized animals. In this study, DNA-immunized mice
consistently developed Abs against the appropriate idiotype (data not
shown).
Protective role of humoral immunity
Prior work with DNA immunization against idiotypic determinants
has shown that protection against tumor growth correlates with the
induction of a threshold level of approximately 1 µg/ml
anti-idiotypic Abs (2, 3). In the present work, the
role of humoral immunity was further assessed using both in vitro and
in vivo approaches. In in vitro assays of complement-mediated
cytotoxicity, incubation of 38C13 tumor cells with serum from mice
immunized with pId-GM DNA resulted in lysis of tumor (Fig. 2
). The pId-GM immune serum did not
mediate lysis of a surface Ig-positive, idiotype-negative genetic
variant of this tumor, and serum from mice immunized with pCtrl-GM DNA
or Id-GM protein, the product of pId-GM DNA, did not appreciably lyse
tumor (Fig. 2
). The ability of immune serum to inhibit tumor growth was
also tested in vivo. Naive recipients given a mixture of pId-GM-immune
serum and an otherwise lethal dose of tumor cells were protected
against tumor growth, whereas mice similarly treated with pCtrl-GM
immune serum were not protected (Fig. 3
A). The presence of
anti-idiotypic Abs did not affect in vitro tumor growth (data not
shown). This result was consistent with that of a previous study in
which the presence of anti-idiotypic mAbs had no effect on the in
vitro growth of 38C13 cells (6, 18).
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In addition to recruiting humoral immunity, DNA immunization may
have also induced idiotype-specific cellular immunity. To further
explore this possibility, in vitro assays of cellular immunity were
initially conducted. Although specific proliferative responses against
human C regions were reproducibly demonstrated, in vitro stimulation of
immune lymphocytes with native tumor Ig failed to demonstrate
idiotype-specific proliferative response (data not shown). Furthermore,
immune lymphocytes that had been stimulated with irradiated tumor cells
also failed to exhibit detectable, idiotype-specific cytotoxicity
against this tumor (Fig. 4
).
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| Discussion |
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Although the protective effects of humoral immunity have been demonstrated in prior studies of protein vaccination in the 38C13 model (7), it is possible that DNA vaccines induce a humoral response that is preferable to that induced by protein vaccines. In our previous study, the anti-idiotypic Ab response induced by immunization with pId-GM DNA was predominantly of the IgG2a isotype, whereas that induced by immunization with the protein product of the DNA vaccine, namely Id-GM protein, was predominantly of the IgG1 isotype (2). Studies of passive immunization using anti-idiotypic mAbs have clearly demonstrated the superior antitumor effects of Abs of the IgG2a isotype (19). Using isotype-switch variants containing identical V regions, IgG2a anti-idiotypic mAbs induced superior in vitro Ab-dependent cellular cytotoxicity (ADCC) activity against the 38C13 tumor and, more importantly, were at least 100-fold more effective at conferring in vivo tumor protection in comparison to their IgG1 counterparts (19). Thus, the isotype profile induced by DNA vaccines may result in more effective targeting of tumor cells despite an anti-idiotypic Ab titer two orders of magnitude below that generated by protein immunization (2), whereas the higher titers induced by protein vaccines most likely compensate for the induction of a suboptimal class of Ab. Specifically, the predominance of IgG2a anti-idiotypic Abs following DNA vaccination may have resulted in more efficient recruitment of Ab-mediated effector mechanisms. The ability of immune serum from DNA but not protein-immunized animals to engage in vitro complement-mediated cytotoxicity against tumor supports this possibility.
At this time, the mechanism of Ab-mediated inhibition of tumor growth has not been precisely identified in the case of idiotype-directed DNA vaccines. Although studies of mAb isotype-switch variants implicate a role for Ab-dependent effector mechanisms such as complement and ADCC, these Abs may also inhibit tumor growth through direct signaling effects. In one study, passive transfer of anti-idiotypic F(ab')2 fragments, which lack the Ig domains necessary for the recruitment of effector mechanisms such as ADCC and complement, protected animals against the growth of 38C13 tumor (6). Thus, although anti-idiotypic Abs had no effect on the in vitro growth of 38C13 (6, 18), they appear to have had a direct cytotoxic effect in vivo. This isotype-independent mechanism may have also contributed to the therapeutic efficacy of Abs induced by DNA and protein vaccines. Interestingly, in a recent study also using the 38C13 model, a genetically engineered antiidiotypic scFv molecule, which contained only V regions, failed to show any in vivo therapeutic effect (20). In contrast, its Ig counterpart, which contained the identical V regions as well as C regions, protected animals against tumor growth (20). Since growth inhibition may depend on the level of surface receptor cross-linking (21), the inability of the monovalent scFv to cross-link tumor Ig may have abrogated a direct antitumor effect despite its ability to recognize tumor idiotype. Other studies of anti-idiotypic Ab have also provided evidence for direct antitumor activity. In a study of patients whose B cell lymphomas were treated with anti-idiotypic mAbs, Ab-induced intracellular signaling patterns correlated with clinical regression of the patients tumor (22). Additionally, several animal studies have implicated direct antitumor activity using various mAbs that target key B cell-signaling molecules, including CD19, CD40, and idiotype (21, 23, 24, 25). One of these studies clearly demonstrated that in vitro antitumor activity does not necessarily predict therapeutic efficacy in vivo (25). Thus, further work regarding the protective role of specific effector mechanisms should be conducted using in vivo experimental approaches.
Since depletion of CD4+ and CD8+ T cell subsets partially compromised the protective effect of protein vaccines (7, 8, 9), the inability of DNA immunization to generate any detectable cellular immunity in this study was somewhat unexpected. DNA-encoded Ag should, in theory, be processed and presented through both endogenous and exogenous pathways, whereas protein Ags should be processed predominantly through exogenous pathways. Thus, in comparison to protein immunization, DNA immunization was expected to have been more rather than less effective at recruiting idiotype-specific, cytotoxic cellular immunity. Indeed, DNA cancer vaccines have induced protective, cytotoxic cellular immunity in other models of malignant disease using tumor cells that had been transfected with one of several surrogate, nonself Ags (26, 27, 28, 29, 30, 31). However, in this study, in vitro proliferation and cytotoxicity assays, as well as in vivo adoptive transfer and T cell depletion experiments, failed to demonstrate the induction of or a protective role for idiotype-directed cellular immunity. Although prior work with protein vaccines demonstrated a partial role for cellular immunity using T cell depletion experiments (7, 8, 9), additional studies in both the BCL1 and 38C13 models failed to demonstrate either idiotype-specific in vitro cytotoxicity against tumor (7, 8, 10) or protection of naive animals following passive transfer of immune lymphocytes (7, 10). Since the protein vaccines were manufactured from tumor-derived ascites, it is possible that these vaccines also contained small amounts of another tumor-associated Ag against which cellular responses could be generated. Alternatively, since anti-idiotypic Abs remain present in T cell-deficient animals, it is possible that circulating IgG2a Abs may have recruited effector mechanisms more effectively in the DNA immunized animals, thereby masking the effects of a relatively weak cellular response. However, since studies of both protein (7) and now DNA vaccines have failed to demonstrate protection following passive transfer of immune lymphocytes, we believe it is unlikely that cellular immunity contributes a significant therapeutic effect against the 38C13 tumor.
Despite the inability to induce detectable idiotype-specific cellular immunity in this study, work with protein vaccines in other models of B cell malignancy has demonstrated the induction of idiotype-specific cytotoxicity (32, 33) as well as a protective role for idiotype-specific cellular immunity (33, 34). In the MOPC-315 plasmacytoma model, several studies have demonstrated that the protective effects of vaccination against idiotype depended on cellular rather than humoral effector mechanisms (35, 36, 37). Additionally, in a recent study of idiotype-directed DNA vaccines, immunization protected animals against the growth of a surface Ig-negative myeloma, 5T33 (4). In comparison with lymphomas, myelomas and plasmacytomas exhibit increased secretion and decreased surface expression of tumor Ig. As a result, adsorption by circulating tumor Ig and decreased surface Ig density may compromise the protective effect of anti-idiotypic Abs. Thus, depending on the nature of the B cell malignancy, anti-idiotypic vaccines should be designed to optimally recruit appropriate effector mechanisms.
For the purpose of B cell lymphoma immunotherapy, the induction of antiidiotypic humoral immunity appears to be a reliable marker of vaccine efficacy. Unlike antiidiotypic cellular effector mechanisms, antiidiotypic humoral immunity was induced in all of the aforementioned studies of murine B cell tumors. Furthermore, in an ongoing clinical trial of protein immunization against tumor idiotype, prolonged survival has correlated with the induction of anti-idiotypic Ab responses (38). With regard to cellular immunity, some tumor Ig may lack the idiotypic MHC epitopes necessary for the recruitment of tumor-specific helper and/or cytotoxic T cells. In contrast, idiotype-specific humoral immunity can be consistently induced (2, 15, 39, 40) or enhanced (4, 41, 42) by chemically or genetically attaching immunogenic, exogenously introduced helper epitopes to tumor Ig.
In addition to generating humoral immunity, DNA vaccines targeting Ig idiotype should also have the ability to recruit cellular effector mechanisms in cases in which tumor Ig contains idiotypic MHC epitopes that can be appropriately processed. This is especially important in the treatment of myeloma and plasmacytoma since these malignancies may be less susceptible to Ab-mediated effector mechanisms. Although the 38C13 idiotype may lack strong T cell epitopes, the isotype profile of the Ab response induced by this method is indicative of a Th1 response. Thus, in addition to possibly eliciting more effective humoral immunity, DNA vaccines may also prime the immune response for the recruitment of cellular immunity when idiotypic T cell epitopes are contained within tumor Ig and appropriately processed. To test this possibility, future work with antiidiotypic DNA vaccines can be conducted using B cell tumor models in which idiotype-specific cytotoxicity has been well documented.
| Acknowledgments |
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| Footnotes |
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2 Address correspondence and reprint requests to Dr. Ronald Levy, Department of Medicine, Division of Oncology, Stanford University Medical Center Room M207, Stanford, CA 94305. ![]()
3 Abbreviations used in this paper: Id, 38C13 murine B cell lymphoma idiotype; Ctrl, BCL1 murine B cell lymphoma idiotype; GM-CSF, murine granulocyte-macrophage CSF; ADCC, Ab-dependent cellular cytotoxiciy; scFv, single chain fragment of Ig V regions. ![]()
Received for publication July 1, 1998. Accepted for publication January 14, 1999.
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