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*
Laboratoire de Physiologie Cellulaire, Université Pierre et Marie Curie, Paris, France;
Laboratoire dImmunologie, Hôpital Necker, Paris, France;
Intramural Research Support Program, SAIC-Frederick, National Cancer Institute-Frederick Cancer Research and Development Center, Frederick, MD 21702;
§
Laboratory of Genomic Diversity, National Cancer Institute, Frederick MD 21702;
¶
Service de Cancérologie/SIDA, Hôpital Laennec, Paris, France; and
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Center for Neurovirology and Neurooncology, MCP Hahnemann University of Health Sciences, Philadelphia, PA 19102.
| Abstract |
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32 mutation. Among
HLA class I genes, A29
(p = 0.001) and B22
(p < 0.0001) are significantly associated
with rapid progression, whereas B14 (p =
0.001) and C8 (p = 0.004) are significantly
associated with nonprogression. The class I alleles B27, B57, C14
(protective), and C16, as well as B35 (susceptible), are also
influential, but their effects are less robust. Influence of class II
alleles was only observed for DR11. These results confirm the influence
of the immune system on disease progression and may have implications
on peptide-based vaccine development. | Introduction |
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Many cohort studies have looked for associations between HLA alleles
and HIV disease progression; however, although several alleles and
haplotypes have been associated with accelerated or retarded
progression to AIDS, results for many alleles have been inconsistent,
and a clear pattern of how HLA influences disease progression has not
emerged (reviewed in Refs. 3 and 1113). HLA presents difficult
statistical problems for disease association analysis. Due to the
extreme polymorphism of HLA class I and II loci,
most individual alleles are relatively rare. For the important case of
HLA B, 70% of Caucasian chromosomes carry alleles whose frequency is
10%; to account for 95% of the population, 19 different alleles,
with frequencies as low as 0.7%, must be considered (14). Small
numbers of subjects with individual alleles make associations difficult
to observe, whereas the large number of alleles being considered
requires a large multiple comparisons (Bonferroni) correction. Thus,
there are serious problems in detecting a signal of HLA influence on
disease progression through the statistical noise. The obvious solution
of greatly increasing the sample size is generally impractical,
primarily due to the difficulty of assembling a sufficiently large
cohort of well-characterized HIV-infected volunteers, and secondarily
due to the expense of thorough typing for HLA alleles.
The genetics of resistance to infection by HIV-1 (GRIV)3 cohort follows a different tactic of increasing the strength of the signal by assembling a cohort of well-characterized individuals representing the extremes of rapid progression and nonprogression. The cohort now consists of 200 slow progressors (SPs) and 75 rapid progressors (RPs). Because the definition of slow progression captures 1% of HIV-infected subjects, we are in effect looking at the extremes of a cohort of 20,000 individuals, when the largest cohort studied to date has involved <2,000 patients. The quality of the GRIV cohort using this comparative approach has been previously validated successfully on the CCR5, CCR2, and stromal cell-derived factor 1 (SDF1) genes (15, 16).
The GRIV panel allows us to identify new HLA alleles that are
significantly associated with slow and fast progression patterns. Our
results confirm the major role of HLA in the immune control of HIV
infection, which we show to be comparable in magnitude to the
protective influence of CCR5-
32 (16).
| Materials and Methods |
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The GRIV cohort was established in 1995 in France to generate a
large collection of DNAs for genetic studies of the candidate human
polymorphisms associated with rapid and slow progression to AIDS (12).
To avoid the confounding effects associated with racial/ethnic
differences in genetic analyses, only Caucasians of European descent
were recruited from hospital AIDS units throughout France. SPs were
defined as asymptomatic individuals seropositive for
8 years with a
CD4 cell count of >500/mm3 in the absence of
antiretroviral therapy. A seropositive test older than 8 years was
necessary for inclusion in the study. RPs were defined by a CD4 count
of <300/mm3 at <3 years after the last seronegative
testing. Upon enrollment, each patient signed an informed consent form
and donated 40 ml of blood. Blood was shipped overnight from the
collection centers and immediately processed in the laboratory. PBMCs
were collected, and EBV-transformed B cell lines were generated as a
renewable source of genetic material. Some serum (one tube) was spared,
allowing for some studies on the immune response of nonprogressors
(NPs) and fast progressors (FPs) (17). The analysis of the biological
parameters (cell counts, viral load, etc.) presented in a previous
study (16) showed that the viral load was low among most NP subjects
(in average 3.4 log) at enrollment. The viral load among FPs was
1.5
log higher, even though most of these individuals were being treated by
chemotherapy at the time of enrollment (16).
HLA genotyping
HLA class I and II DNA typing was performed by hybridization with sequence-specific oligonucleotide probes following amplification of the corresponding genes in the PCR according to the 12th International Histocompatibility Workshop and Conference protocols (14). We first used a sequence-specific oligonucleotide probe typing system that detects alleles at the HLA-A, -B, and -C loci (Life Codes, Stamford, CT) and DRB1, DRB3, DRB4, and DRB5 loci (BioMérieux, Lyon, France). In a second step, subtyping was performed for selected generic class I or II alleles (A29, B17, B27, and DR11) using sequence-specific primer amplification (Dynal, Oslo, Norway).
Statistical analysis
The odds ratio (OR) as an estimate of risk and the Fishers exact test were used to determine the strength of the allele-specific associations in the SP vs RP groups. The OR is used to estimate risk in case-control studies in which the relative risk computation is not appropriate. An OR of <1 indicates protection, whereas an OR of >1 indicates increased risk. Bonferroni corrections were conducted by multiplying the Fishers exact test p values by the number of allelic comparisons. p values of <0.05 were considered significant.
| Results |
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Table I
presents the alleles
exhibiting allelic/genotypic frequency differences between the SP and
RP categories. A number of alleles were associated with nonprogression,
such as B14, B27, B57, C8, and C14, whereas A29, B22, B35, C16, and
DR11 favored rapid progression. The results obtained were essentially
identical whether computing the allelic or genotypic frequencies in the
two categories of progression. In addition, several alleles exhibited a
trend toward allelic/genotypic frequency differences between the SP and
RP groups, with p values ranging between 0.06 and 0.1: C2
(SPs at 7.5% vs RPs at 3.3%, p = 0.09), C4 (SPs at
10.75% vs RPs at 16.45%, p = 0.078), C6 (SPs at
8.75% vs RPs at 3.95%, p = 0.057), and DR14 (SPs at
3.23% vs RPs at 7.24%, p = 0.057). Except for B14 and
B35, the frequencies found in the French control population were in
between the frequencies of the SP and RP groups, providing additional
support that the alleles are involved in the dichotomous SP and RP
phenotypes.
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To determine whether homozygosity had an effect on progression, we compared patients who were heterozygous at all four loci with patients who were homozygous at one or more loci. The frequency of homozygosity was similar between the SP and RP groups. However, the frequency of homozygotes at two or more loci was significantly increased within the RP group (p = 0.025).
Of interest, we computed whether some HLA associations would specially arise when combined with sex or specific routes of infection (homosexual, heterosexual, transfusion, and i.v. drug use): no association could be found, with the exception of DR11 and women.
Known HLA linkage disequilibrium
Some HLA alleles are known to be in linkage disequilibrium and
commonly occur on the same haplotype. We found the following
disequilibria to be equally represented in both the SP and RP groups:
A29-C16, B8-C7, B14-C8, B27-C1, B27-C2, B35-C4, B51-C14, B57-C6,
B57-DR7, and A1-B8-C7-DR3. This may explain the similar association
observed for some of the A, B, and C alleles, which are in positive
linkage disequilibrium (Table I
). Among C alleles, only C14 had a
stronger individual effect (p = 0.03) than its
counterpart B51 (p = 0.57). Unlike the findings
reported in other studies (11, 18), we did not observe a significant
frequency difference between the two groups for the A1-B8-C7-DR3
haplotype.
DR11 allele
Because of the unusual effect of DR11 with gender on progression,
we studied more carefully the patients carrying this allele.
Unexpectedly, there was a complete reversal of the DR11-negative effect
in the presence of DR4: the 12 subjects in the cohort who are both DR11
and DR4 were all in the SP group. If we removed patients carrying the
DR4 allele, the negative effect of DR11 became stronger
(p = 0.0001) between the 75% remaining RP and
SP patients. Table II
shows that the negative effect of DR11 occurs in
both males and females of the DR4-negative population. The overall
negative effect of DR11 (p = 0.0001) is
comparable in amplitude with the protective effect observed with
CCR5-
32, because 75% of the population is DR4-negative;
the DR11 allelic frequency (12%) is similar to that of
CCR5-
32. The removal of patients carrying the DR11 allele
revealed a negative effect for A1 (p = 0.01)
and a strong protective effect for A25 (p <
0.0001).
HLA associations independent of CCR5, CCR2, and SDF1 protective effects
In our previous analysis of CCR5 and CCR2
polymorphisms in the GRIV cohort, we found that the
CCR5-
32 allele had a predominant protective effect on
disease pattern, obscuring the less influential effects of
CCR264I and SDF13'A (15). We performed a
similar analysis for HLA by comparing the HLA allelic distribution
among wild-type individuals vs those carrying one protective allele for
each of the CCR5 or CCR2 genes, separately or
combined. Distinguishing wild-type and heterozygous subjects for
CCR5 or CCR2 did not significantly change the
frequency of distribution of the HLA alleles between the two groups.
Interestingly, the only two patients in the RP group carrying the
CCR5-
32 mutation were DR11+. We could not
analyze the effect of SDF13'A variant, because this
homozygous genotype was rare. Conversely, patients in the SP group
carrying HLA alleles associated with rapid progression did not show an
increase in the protective CCR5-
32 or
CCR264I mutant alleles.
Table III
presents the distribution of
individuals carrying combinations of the most significant alleles with
susceptible or protective effects. The protective HLA alleles
contribute at least as much as CCR5-
32 to long-term
survival. Individuals carrying both susceptible and protective HLA
alleles are equally likely to belong to either the SP or RP group,
suggesting that the strength of the HLA protective and negative effects
is approximately equal.
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| Discussion |
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Our work shows that HLA alleles are influential on slow or rapid
progression, and that the strength of the protective HLA alleles is
comparable with and independent of the protective effect afforded by
CCR5-
32, as shown in Table III
. The fact that
CCR5-
32 and some HLA alleles have independent protective
effects reflects the duality of their action on viral expansion: the
first by limiting viral colonization by decreased coreceptor
availability and the second by mounting an efficient immune response
against HIV. Because the CCR2 and SDF-1
protective effects have been observed to be as strong as
CCR5 in other cohorts (of all-stages patient) but occurring
later in infection (23, 24), the weakness of these effects in the GRIV
cohort (16) suggests that this cohort emphasizes early effects. Indeed,
the B14 allele, unlike the other HLA protective alleles, has an
increased prevalence among SPs, but no decrease among RP patients
(Table I
); it seems to prevent the initiation of disease progression.
Moreover, this allele was not detected in the other cohorts, which
confirms that the B14 effect must occur before the start of the disease
process. This early influence of HLA is in line with the results of
Pantaleo et al. (25). We also believe that the inclusion of 75
extremely rapid progressors defined by the stringent criteria of a CD4
T cell count within 3 years of the last seronegative HIV test
increases the power to detect deleterious HLA alleles that may be
missed by other studies with less sensitivity. This may be because many
cohort studies have a frailty bias that tends to exclude the most rapid
progressors (26).
The efficiency of the CTL response against HIV may be severely compromised by viral mutations that abrogate either peptide binding to HLA or CTL recognition of the HLA-peptide complex. The likelihood of such escape mutations occurring in an HLA peptide epitope is determined by two factors: whether mutations can occur without eliminating viral viability, and whether the HLA binding and the recognition of the epitope is eliminated by a given mutation. Conversely, presentation of an HIV epitope by a particular HLA allele will tend to be resistant to escape mutation if the epitope is in a region of the HIV genome for which detailed structure is essential for viral function, and if the peptide binding groove of the allele is tolerant of limited mutations in the peptide. In line with these ideas, the protective alleles we identified, namely B27, B14, and B57, have been shown to tolerate mutations in their epitopes, as shown B27 (27), B14 (28), B57 (29, 30). Reciprocally, the recognition by susceptibility alleles A29 and B35 has been shown to be sensitive to mutations (31, 32). The case of B35 is notable for the large number of epitopes recognized (32). It is possible that this is a consequence of the instability of its presentation, with repeated immune escape followed by a response to new epitopes.
These concepts offer important support to the existing theory that protective CTL responses are those that resist escape mutation. Following this theory, a plausible vaccine approach would involve the selection of those HIV peptides that, presented as epitopes, would have the maximum resistance to escape mutations. Those already identified as persistent epitopes associated with long-term survival, presented by HLA alleles associated with nonprogression, are obvious candidates. The case of the B14-associated epitopes is of interest, because B14 seems to favor the prevention of entry in disease progression, while not having an effect on more advanced stage patients (not detected by other all-stages patient cohorts, not decreased among RPs). However, such epitopes would not be sufficient, because a vaccine designed around them might not offer protection to individuals lacking these protective HLA alleles. For alleles that elicit a less protective response, a possible strategy would be to seek out HIV epitopes, among all those potentially presented by the allele, in which the mutations that would abrogate class I binding are most strongly constrained by viral function. To do this effectively may require a more precise ability to predict peptide binding to HLA receptors than currently exists, but advances both in empirical studies of peptide HLA binding (6, 7) and in numerical modeling of peptide binding may offer this knowledge in the near future.
Because the constraints on HIV are not sufficient to control viral infection even in individuals carrying protective alleles, it is clear that other processes are involved in the escape of HIV from immune control. The progressive loss of CD4+ T cells undoubtedly weakens the immune response, and may account for the failure of the CTL response against new escape mutant strains that arise late in infection. A number of HIV immunosuppressive factors have been identified; in particular, our group has shown that Tat protein can act as a potent immunosuppressive toxin (33), and disease progression correlates with the loss of anti-Tat Abs (17). Such an effect could explain the ultimate ineffectiveness of even the protective HLA alleles.
To conclude, the quality of the highly selected GRIV cohort has allowed
us to identify HLA alleles with effects as influential as the
CCR5-
32 mutation on HIV disease progression and to
identify, tentatively, a pattern determining the protective or
susceptible effects of a genotype. It must be emphasized that no HLA
alleles are truly protective in the very long term, and that HIV immune
escape and pathogenesis involve other immune evasive and destructive
factors, such as Tat, which are also potential targets for vaccine
approaches (34).
| Acknowledgments |
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| Footnotes |
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2 Address correspondence and reprint requests to Dr. Jean-François Zagury, Laboratoire de Physiologie Cellulaire, Université Pierre et Marie Curie, 4, Place Jussieu 75005 Paris, France. E-mail address: ![]()
3 Abbreviations used in this paper: GRIV, genetics of resistance to infection by HIV-1; SP, slow progressor; RP, rapid progressor; SDF, stromal cell-derived factor; OR, odds ratio. ![]()
Received for publication February 1, 1999. Accepted for publication March 18, 1999.
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and Tat involvement in the immunosuppression of uninfected T cells and C-C chemokines decline in AIDS. Proc. Natl. Acad Sci. USA 95:385.
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V. Novitsky, N. Rybak, M. F. McLane, P. Gilbert, P. Chigwedere, I. Klein, S. Gaolekwe, S. Y. Chang, T. Peter, I. Thior, et al. Identification of Human Immunodeficiency Virus Type 1 Subtype C Gag-, Tat-, Rev-, and Nef-Specific Elispot-Based Cytotoxic T-Lymphocyte Responses for AIDS Vaccine Design J. Virol., October 1, 2001; 75(19): 9210 - 9228. [Abstract] [Full Text] [PDF] |
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R. A. Kaslow, C. Rivers, J. Tang, T. J. Bender, P. A. Goepfert, R. El Habib, K. Weinhold, M. J. Mulligan, and the NIAID Aids Vaccine Evaluation Group Polymorphisms in HLA Class I Genes Associated with both Favorable Prognosis of Human Immunodeficiency Virus (HIV) Type 1 Infection and Positive Cytotoxic T-Lymphocyte Responses to ALVAC-HIV Recombinant Canarypox Vaccines J. Virol., September 15, 2001; 75(18): 8681 - 8689. [Abstract] [Full Text] [PDF] |
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T. M. Williams Human Leukocyte Antigen Gene Polymorphism and the Histocompatibility Laboratory J. Mol. Diagn., August 1, 2001; 3(3): 98 - 104. [Abstract] [Full Text] [PDF] |
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L. F. Ross Genetic Exceptionalism vs. Paradigm Shift: Lessons from HIV J. Law Med. Ethics, June 1, 2001; 29(2): 141 - 148. [PDF] |
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C. M. Hogan and S. M. Hammer Host Determinants in HIV Infection and Disease: Part 2: Genetic Factors and Implications for Antiretroviral Therapeutics Ann Intern Med, May 15, 2001; 134(10): 978 - 996. [Abstract] [Full Text] [PDF] |
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L. F. Ross Genetic Exceptionalism vs. Paradigm Shift: Lessons from HIV J. Law Med. Ethics, March 1, 2001; 29(1): 141 - 148. [PDF] |
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S. Goldstein, C. R. Brown, H. Dehghani, J. D. Lifson, and V. M. Hirsch Intrinsic Susceptibility of Rhesus Macaque Peripheral CD4+ T Cells to Simian Immunodeficiency Virus In Vitro Is Predictive of In Vivo Viral Replication J. Virol., October 15, 2000; 74(20): 9388 - 9395. [Abstract] [Full Text] |
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S. A. Migueles, M. S. Sabbaghian, W. L. Shupert, M. P. Bettinotti, F. M. Marincola, L. Martino, C. W. Hallahan, S. M. Selig, D. Schwartz, J. Sullivan, et al. HLA B*5701 is highly associated with restriction of virus replication in a subgroup of HIV-infected long term nonprogressors PNAS, March 14, 2000; 97(6): 2709 - 2714. [Abstract] [Full Text] [PDF] |
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P. O. Flores-Villanueva, E. J. Yunis, J. C. Delgado, E. Vittinghoff, S. Buchbinder, J. Y. Leung, A. M. Uglialoro, O. P. Clavijo, E. S. Rosenberg, S. A. Kalams, et al. Control of HIV-1 viremia and protection from AIDS are associated with HLA-Bw4 homozygosity PNAS, April 24, 2001; 98(9): 5140 - 5145. [Abstract] [Full Text] [PDF] |
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