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*
Lineberger Comprehensive Cancer Center and Department of Microbiology-Immunology, University of North Carolina at Chapel Hill, Chapel Hill, NC 27599; and
Department of Microbiology and Immunology, University of Rochester School of Medicine, Rochester, NY 14642
| Abstract |
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| Introduction |
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Another way in which cancerous cells evade immune recognition and destruction is via down-regulation of MHC class I through a variety of mechanisms (reviewed in 18). This is hypothesized to result in the lack of T lymphocyte surveillance of potential tumor Ags. One technique that has been suggested as an immunotherapeutic strategy for tumors (and is currently in clinical trials) is the introduction of genes encoding MHC class I molecules to restore the ability of the cells to present tumor-associated Ag(s). This was first proposed in the mid-1980s when it was discovered that the introduction of syngeneic MHC class I genes into some mouse cancer models led to tumor regression (19, 20, 21). Later, this observation was extended to MHC class II genes (reviewed in 22). One potential problem with these approaches is that although individual genes for the class I or class II molecules can be transfected into tumor cells, the full restoration of Ag processing and presentation requires other accessory proteins.
MHC class I Ag presentation is a complex process involving multiple
steps (reviewed in 23). First, proteins in the cytosol are
degraded by the proteasome complex. These peptides are then transported
into the endoplasmic reticulum by the TAP system. In the endoplasmic
reticulum, peptide associates with MHC class
I-ß2-microglobulin, and this complex is shunted through
the Golgi to the cell surface for presentation. In this process, the
lack of ß2-microglobulin, proteasome proteins, and/or TAP
can lead to the down-regulation of class I, even if there are
sufficient heavy chain products being transcribed and translated within
the cell (24, 25). In the MHC class II processing and presentation
pathway, the required elements include the class II
- and
ß-chains, the invariant chain (Ii), and the DM molecules (26). There
are at least two major difficulties with proposed cancer therapies for
both the MHC class I and class II pathways. First, there are codominant
alleles for a given MHC molecule. For instance, in humans there are
HLA-A, B, and C class I proteins and the HLA-DR, -DQ, -DP class II
molecules. If only a single molecule is introduced, the allele capable
of recognizing tumor-specific peptide may not be present, resulting in
a less than optimal immune response. Second, since for a given pathway
there are several accessory proteins, the introduction of genes for the
main complex chains (i.e., the heavy chain for class I and the
- and
ß-chains for class II) would not reconstitute the entire processing
and presentation pathway. For instance, in the class II pathway, the
lack of the DM heterodimer would lead to a failure to remove the
Ii-derived peptide in the class II compartment, hence a failure to load
foreign peptides. These caveats suggest that a global transcriptional
transactivator of a given peptide processing and presentation
pathway would be the most effective candidate in reconstituting the MHC
class I and/or class II pathways.
One candidate master regulator for tumor immunotherapy is the MHC class
II transactivator, CIITA.3 CIITA
was cloned by its ability to restore MHC class II expression in an in
vitro mutagenized cell line and was subsequently demonstrated to be the
defect in a subgroup of bare lymphocyte syndrome patients (27). This
gene was analyzed and found to be a global regulator of the class II
MHC genes. De novo expression of CIITA facilitates expression of all
the classical MHC class II
- and ß-chains (27), Ii, and the DM
genes (28, 29, 30, 31). Mice with a defective CIITA gene modified by homologous
recombination have a phenotype similar to that of bare lymphocyte
syndrome patients (32). Our recent work demonstrates that in one cell
line, CIITA by itself is able to reconstitute class II processing and
presentation (33), and others have also found that CIITA alone can
reconstitute intact class II Ag presentation (34, 35). However, Mach et
al. have shown that proper Ag presentation required an additional
protease (cathepsin S) that is not induced by CIITA (36, 37). These
studies demonstrate that the full reconstitution of the class II
pathway via CIITA may be cell specific.
An additional reason that CIITA is an excellent candidate as a global inducer of an immune response to cancer is its ability to induce the expression of the heavy chain of MHC class I in addition to MHC class II (38, 39). We have found that CIITA can induce significant amounts of MHC class I in cells with low or no class I expression. Class I induction by CIITA provides an additional mechanism by which CIITA may initiate an antitumor immune response.
These studies suggest that CIITA is a good candidate for cancer immunotherapy; however, CIITA alone may not be ideal due to the lack of costimulation. The engagement of class I or class II MHC without an additional costimulatory signal may induce deletion of reactive T lymphocytes or induction of an anergic response (2). This indicates that CIITA alone could actually negatively impact the immune response to tumor cells. Indeed, we have found that CIITA expression in a sarcoma model, SaI, does not change tumor growth properties (33); however, CIITA does not modify the high levels of MHC class I in this cell line (38). Also, in that report, we did not examine the contribution of costimulatory molecules such as CD86. Another possible negative element in CIITA therapy is the lack of NK cell surveillance. NK cells have receptors that recognize cells with decreased MHC class I expression (40, 41). Tumors that have been CIITA modified and have induced class I expression may no longer be effective NK cell targets. To test the contribution of these events in CIITA therapy, both by itself and in the context of the costimulatory molecule CD86, we investigated the changes in tumor growth and immunogenicity in a lung carcinoma model that has not been examined previously.
Here we demonstrate that CD86 expression in Line 1 cells leads to a markedly reduced tumor growth rate and decreased tumor incidence. CIITA expression by itself was mildly effective in decreasing the tumor growth rate at a low level of expression, but actually increased tumor growth at higher levels. In contrast to expectations, coexpression of CIITA and CD86 had no additive beneficial effect and actually resulted in the loss of CD86 protection. These data suggest that great caution should be considered in the use of CIITA tumor therapy. The relevance of these findings to proposed human tumor therapy is discussed.
| Materials and Methods |
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Line 1 is a poorly immunogenic lung carcinoma and has been described previously (42). The cell line was cultured in DMEM-H (Life Sciences, Gaithersburg, MD) supplemented with 7% FBS (Life Sciences) and penicillin-streptomycin (Life Sciences).
Retroviral constructs and transduction
The derivation of the CIITA retroviral construct has been described previously (38). Murine CD86 was kindly provided by Peter Linsley, Bristol-Myers Squibb, Princeton, NJ. The CD86 gene was excised from the pcDNAI/mB7-2 vector with XbaI and BamHI, followed by filling in the overhanging ends with the Klenow fragment of DNA polymerase. It was cloned into the LXSP vector (kindly provided by John C. Olsen, University of North Carolina, Chapel Hill, NC) at the HpaI site. Retroviral packaging and transduction of Line 1 cells was done as previously described (38). Briefly, plasmid DNA was transfected into the PA317 helper cell line via calcium phosphate precipitation, and the media were changed the following day. Forty-eight hours after transfection, the supernatant was collected, sterilized by filtration, and stored for later use at -70°C. Cells were transduced by adding 0.5 ml of virus supernatant to Line 1 cells with 8 µg/ml Polybrene (Sigma, St. Louis, MO) for 2 h. The media were changed, and the cells were allowed to grow for 48 h at which time they were split into selection media. Cells were selected in 400 µg/ml geneticin (Life Sciences) (in the case of LXSN-based clones) or 2.5 µg/ml puromycin (Sigma) (in the case of LXSP-based vectors). In cases where cells were transduced with both LXSN-based and LXSP-based vectors, they were first transduced with either LXSN or LCIITASN, then subsequently transduced with LXSP or LCD865P as indicated.
Flow cytometry
The Abs used for these studies were; mouse CD86 Ab (PharMingen, San Diego, CA) and class II Ab BP1072.2 (anti-I-Eb/I-Ab, reactive with haplotypes d, b, p, q, u, j) (provided by Dr. J. A. Frelinger). Secondary Abs used were goat anti-mouse IgG-FITC conjugate (PharMingen) and goat anti-rat IgG FITC (Sigma).
For flow cytometry, cells in mid-log growth phase were harvested and washed twice with 1x PBS containing 0.1% sodium azide. The cells were resuspended at 1 x 107 cells/ml, and 100 µl were used for each sample. The cells were incubated for 30 min with diluted primary Ab (20 µl total volume per sample). The cells were washed three times with 1x PBS-sodium azide and then incubated for 20 min in diluted secondary Ab (20 µl total volume per sample) followed by three washes with 1x PBS-sodium azide. These cells were either analyzed immediately or stored in 2% paraformaldehyde for <1 wk before analysis.
Flow cytometry was performed on a FACScan (Becton Dickinson, San Jose, CA) and analyzed using Cyclops software (Cytomation, Fort Collins, CO). Data are presented in table form as the fold induction of the secondary Ab vs the Ab in question. For instance, if the mean channel fluorescence of secondary Ab was 4.0 and the mean channel fluorescence of CD86 Ab was 24.0, then the fold induction is 6.0x.
Tumor studies
BALB/c mice were either purchased from The Jackson Laboratory (Bar Harbor, ME) or bred in University of North Carolina facilities from breeders purchase from Jackson. In all cases, cells in mid-log growth were harvested, washed three times in PBS, and then resuspended at the appropriate concentration. For primary tumor growth assays, mice were injected with the indicated tumor dose (5001000 cells in 50 µl) in the calf muscle of the hind limb. The mice were individually monitored for tumor growth. In each experiment, there were four to six mice per group. Graphs indicate the mean tumor size ± SE. Each experiment was repeated two to four times, and a representative experiment is shown.
For tumor challenge studies, 2.5 x 106 parental or modified Line 1 cells were irradiated at 10,000 rads. These cells were injected into BALB/c mice i.p. in a volume of 100 µl. One group of mice in each experiment was not injected and served as the control group. One week later, the mice were injected with wild-type Line 1 cells at the indicated dose. The mice were individually monitored for tumor growth. In each experiment, there were four to eight mice per group.
All mouse experiments were approved by the University of North Carolina at Chapel Hill Institutional Animal Care and Use Committee. University of North Carolina animal facilities are accredited by the American Association for the Accreditation of Laboratory Animal Care.
| Results |
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Line 1 is a poorly immunogenic spontaneous lung tumor derived from BALB/c mice (38). CD80 has been shown to cause a decrease in primary tumor growth in this system by enhancement of NK cell killing and not increased CTL activity (43). However, the influence of CD86 in Line 1 immunity has not been investigated. We began our studies by investigating the effect of CD86 on the primary tumor growth in syngeneic BALB/c mice. Line 1 cells were transduced with recombinant retrovirus encoding the gene for murine CD86. This virus also contained the gene for puromycin resistance. Cells were selected in puromycin, and the polyclonal population was analyzed for CD86 expression by flow cytometry.
As shown in Table I
, row A, Line 1 cells
are negative for MHC class II and CD86. However, after transduction
with CD86 retrovirus, surface CD86 expression was increased 12-fold in
the polyclonal population (Table I
, row B). Parental cells and
CD86-transduced cells exhibited no difference in growth rates in vitro
(data not shown). This polyclonal population of cells was injected into
immunocompetent BALB/c mice in the calf muscle. Mice injected with
unmodified Line 1 cells grow tumors progressively and require sacrifice
after 19 to 26 days. CD86-modified polyclonal Line 1 tumors grew
significantly slower than control tumors, delaying tumor growth by
10 days (Fig. 1
). The mean leg
diameter of Line 1 control mice at day 15 was similar to the mean leg
diameter of CD86-expressing tumors at day 25. These data show that CD86
is beneficial in the Line 1 tumor model, and a test of a cloned
population of CD86 expressing tumor was warranted because the CD86
polyclonal cells did have a low but significant number of
puromycin-resistant cells that had undetectable surface expression of
CD86. When using a polyclonal population, it is possible that the
CD86-negative cells eventually outgrew the CD86-expressing cells,
because any immune response elicited by these cells was insufficient to
overcome the growth of these negative cells. To investigate this
possibility, the LCD86SPD10 clone was isolated by limiting dilution and
tested by flow cytometry (Table I
, row C). This clone expressed high,
stable levels of CD86 and maintained stable expression over time in
culture (data not shown). This clone was injected into BALB/c mice, and
these mice were monitored for tumor growth. As shown in Fig. 2
, LCD86SPD10 grew with greatly delayed
kinetics. At the day of sacrifice for the control mice, the difference
in the tumor size of the mice in the two groups was highly significant
(p < 0.005). In fact, of eight mice in two
experiments, four did not develop tumors, demonstrating the great
beneficial effect of CD86 expression in the Line 1 model system.
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Line 1 expresses low to undetectable levels of MHC class I and is
MHC class II negative (38). However, IFN-
can effectively induce MHC
class I but not MHC class II in these tumor cells (data not shown)
(44). We have previously shown that CIITA-transduced Line 1 cells
up-regulate expression of both MHC class I and class II, whereas in a
sarcoma model only MHC class II is induced (38). This suggests that
Line 1 cells modified to express CIITA may have potential changes in
tumorigenicity and immunogenicity that could be mediated by MHC class
I, MHC class II, or both. The use of CIITA in combination with CD86 was
also worthy of analysis because cooperative interaction between these
molecules in tumor immunity induction has not been determined.
To study the effectiveness of CIITA/CD86 therapy, we first determined
the effect, if any, that CIITA alone has in the Line 1 model. Cells
were transduced with CIITA coding retrovirus, selected for G418
resistance, and analyzed for MHC class II expression (see Table I
, row
D). CIITA effectively induced class II expression, with >60% of the
polyclonal population expressing MHC class II Ags. As shown in Fig. 3
, polyclonal CIITA expression in Line 1
led to a small but significant decrease in the overall tumor growth
rate of this tumor line. High stable expression of CIITA could lead to
enhanced Ag presentation, hence increased tumor immunity. However, it
was also possible that high expression of class I MHC leads to loss of
surveillance by NK cells, hence hastening tumor growth. Also, high
expression in the absence of costimulation may, in fact, lead to
anergy, exacerbating tumor growth.
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Lack of cooperation between CIITA and CD86 in the induction of tumor immunity
The results with CD86 suggest that if CIITA and CD86 cooperate in
the induction of an antitumor response, then coexpression of both
proteins on the surface of cancer cells may increase the immunity
against the tumor. If they did not cooperate, then no difference in
overall growth should be observed. To test this hypothesis, the Line 1
polyclonal population expressing CIITA was additionally transduced with
the CD86 retroviral construct (puromycin resistant). Double-resistant
cells were isolated as a polyclonal population and examined by flow
cytometry as shown in Table I
, row N. These polyclonal cells had lower
levels of MHC class II expression than did the singly selected pools,
perhaps demonstrating the loss of expression during the second
selection. These polyclonal CIITA/CD86-expressing Line 1 cells were
injected into mice and compared with the both the CIITA and CD86 singly
transduced cells. As shown in Fig. 5
, the
doubly transduced pool did not have significantly changed growth
kinetics from that of either the CIITA or CD86 single populations.
These data suggest that CIITA and CD86 do not cooperate to protect
animals from primary tumor growth.
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All the data presented up to this point are primary tumor growth
assays in which the cells are modified and injected into mice. Clinical
protocols rely on the resection of primary tumor, ex vivo modification,
and cellular irradiation followed by injection back into the patient.
To more closely approximate this approach, cells were modified,
irradiated, and injected into the mouse. This was followed by injection
of unmodified cells, and tumor growth was monitored. Since Line 1 is a
poorly immunogenic tumor, we could test the ability of CIITA- and/or
CD86-modified tumors to stimulate an immune response to subsequent
challenge with control tumor. For this experiment, we chose an
injection and challenge scheme that would give
50% tumor incidence
in the group injected with vector control. This was necessary because
if CIITA and/or CD86 were beneficial, fewer mice would grow tumors, but
if CIITA and/or CD86 were detrimental, then more mice would develop a
tumor burden.
As shown in Table II
, no mice were tumor
free at day 28 without injection of irradiated cells. However, 53% of
the mice injected with irradiated vector control cells had no
measurable tumors at day 28. On the other hand, the CIITA group had
slightly fewer tumor-free individuals than did vector control (compare
53% with 43%); however, this difference was not significantly
different. Mice injected with irradiated CD86 tumors had significantly
more tumor free mice than did vector control (70% compared with 53%,
respectively). Only 38% of mice injected with CIITA/CD86 coexpressing
tumors were tumor free at day 28. The significant decrease in the
protection afforded by CD86 indicates that CIITA expression in the Line
1 system abrogates CD86-induced immunity, resulting in an increased
number of mice with tumor burden. These data demonstrate a positive
role for CD86 in the induction of Line 1 immunity, while CIITA appears
to have a deleterious role in tumor immunity in this model system.
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| Discussion |
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In this report, we show that introduction of the gene coding for the
mouse CD86 costimulatory molecule into the murine lung carcinoma, Line
1, results in a markedly decreased tumor growth rate. CD86 expression
in a tumor vaccine model also exhibits some efficacy. These results are
interesting since expression of CD86 without MHC molecule expression
would be expected to be ineffective. However, Line 1 does express very
low levels of class I, the levels of which are inducible with cytokines
such as IFN-
(38, 44). It may be possible that when cells are
injected into mice, cytokine expression in the local environment leads
to up-regulation of MHC class I and cooperative interaction with CD86
on engineered cells, leading to tumor rejection. These findings lend
additional support for the emerging theory that CD86 can be an
important costimulatory molecule to be considered for tumor
immunotherapy.
Early reports suggest that CD86 expression was ineffective in primary tumor therapy model systems. When direct comparisons were made between CD80 and CD86, CD80 was found to be the most effective (9, 10, 11, 12). Furthermore, CD86 was totally ineffective in other tumor systems (13). To some degree, the ineffectiveness of CD86 therapy was believed to be due to the propensity of CD80 to stimulate a Th1 T cell response, while CD86 was thought to induce a Th2 phenotype (45). Although CD86 was shown to be effective in the reduction of primary tumor growth in the CMT93 tumor, this expression actually led to a loss of immunogenic potential (46). These observations have undoubtedly deterred some researchers from pursuing the use of CD86 as a potential immunotherapeutic in their tumor systems. Increasingly, however, reports are showing that CD86 has marked effectiveness in several model systems. CD86 has been shown to induce T cell proliferation in a MLR and can effectively generate CTL (47). This suggests that CD86 can induce a CTL response against cancerous cells expressing CD86. It is also possible that a Th2-mediated Ab response can be protective in tumor immunity, since Abs have been shown to be efficacious in some cancers (48, 49). Several other tumor model systems have tested the effectiveness of CD86 therapy. CD86 expression in a vaccinia delivery system leads to protective tumor immunity (14). Other reports demonstrate the tumor model specificity of the CD86-mediated immunity (15, 16). In one study, expression of CD86 was clearly superior to that of CD80 in adenocarcinoma and melanoma systems (17). These reports and the data presented here show that the potential for immune recognition via the CD86 molecule varies according to the system being used. In human tumor systems it is possible that a means for testing the potential of tumor immunity via CD86 (such as in vitro T cell stimulation) can be used to determine in advance whether a given costimulatory molecule will be advantageous in human immunotherapy.
CIITA expression in the Line 1 system leads to increased survival in
primary tumor challenge when the expression levels of CIITA are low (as
measured by surface class II expression) (Figs. 3
and 4
A).
However, when expression levels of CIITA are high, the cells lose their
slow growth phenotype (Fig. 4
B), and in certain situations,
the cells can even grow faster than unmodified tumor (Fig. 4
C). Furthermore, when CIITA-modified cells are used in a
tumor vaccine setting, there is no protection from subsequent control
tumor challenge (see Table II
). Indeed, even more mice succumb to their
tumors than when injected with vector control tumor. Mice injected with
CIITA expressing tumor (either polyclonal or various clones) did not
have increased CTL activity against Line 1 as measured using T cells
obtained from tumor-infiltrating lymphocytes or from splenic
lymphocytes (data not shown). These data indicate a negative role for
CIITA expression in the absence of costimulatory molecules, perhaps
through tolerance induction.
There are several possible explanations for the ineffectiveness of CIITA immunotherapy. In instances where we have used clones, it is possible that simple clonal variation may play a factor; however, the data using polyclonal pools agree with the findings with clones, suggesting that clonal variation contributes minimally. There may also be nonimmune factors at work, such as the ability or inability to vascularize, but no other data in the literature indicate that CIITA and/or CD86 affects these processes. Finally, the changes in growth of the transductants may reflect differences in host immunity to those cells. This is the hypothesis that will be discussed in detail.
Part of the central tenet of MHC class I and class II presentation is that efficient induction of a T cell response must involve at least two signals. If there is MHC-peptide recognition in the absence of costimulation, an anergic response or the deletion of those reactive T cells may result (2, 3). In the situation where CIITA-expressing cells are presenting tumor Ag to T lymphocytes, the lack of a costimulatory signal on the tumor cell may lead to one of these events. We have also demonstrated that the coexpression of CIITA and CD86 does not lead to enhanced tumor immunity as measured by either primary tumor growth or tumor vaccination. Indeed, in the case of the fast growing LCIITASNF6 clone, coexpression of CD86 leads to an intermediate phenotype of growth faster than that of cells expressing B7-2 alone. In tumor challenge assays, coexpression of CIITA and B7-2 abrogated the protective effect of CD86 alone. These data show that CIITA is ineffective in this model system and in some cases represents a negative factor. However, the combination of CIITA and CD86 may be effective in other tumors. These results bring into question the prudence of beginning human CIITA tumor vaccine trials without being able to ascertain whether CIITA could lead to the induction of tolerance to the tumor that is being treated in proposed CIITA human trials.
The second possibility for failure of CIITA therapies involves NK cells. NK cells are lymphocytes that survey cells for those that have aberrant expression of MHC class I. Much progress has recently been made on the identification of NK cell receptors that are responsible for this surveillance (reviewed in Refs. 40 and 41). Line 1 has very low to nondetectable expression of MHC class I, making it a potential NK cell target (43). As we have shown previously, CIITA expression in the Line 1 system leads to up-regulation of transcription and surface expression of MHC class I (38). The Line 1 clones that have the highest MHC class II expression also have the highest MHC class I expression (data not shown). This suggests that cells with high CIITA-mediated MHC class I expression may not be susceptible to NK cell killing. This would be expected to lead to faster initial growth as is seen with the LCIITASNF6 clone. We believe that the most likely reason CIITA expression abrogates CD86 protection is the lack of NK cell surveillance in the coexpressing CIITA/CD86 transfectant. This hypothesis would be best tested in NK-deficient mice. However, the beige strain is not on the H-2d background; therefore, experiments conducted in nude mice are the only viable option by which to elucidate the mechanism of this effect.
A final reason that CIITA expression alone may be ineffective in this model system is the incomplete reconstitution of the class II processing and presentation pathway. An early report by Siegrist et al. (36) demonstrated that a human melanoma cell line engineered to express CIITA had induced surface expression of MHC class II but was unable to properly process and/or present exogenous Ag. Surface loading of MHC class II with free peptide was possible and led to the induction of an immune response. This was the first suggestion that CIITA alone did not reproduce the entire class II pathway. A subsequent report showed that the molecule missing in this cell line was the serine protease, cathepsin S (37). The gene for this molecule was not inducible by CIITA in this cell line. We and others have shown that in several other cell systems CIITA expression alone can reconstitute class II processing and presentation (33, 34, 35). CIITA expression induces only the heavy chain, not accessory proteins (38, 39). This indicates that CIITA enhancement of class I presentation is limited to cells in which there are sufficient accessory proteins to support an increased level of heavy chain product. These reports suggest once again that the ability of CIITA to fully reconstitute class I Ag presentation may be cell type dependent.
One of the earliest papers dealing with CIITA and Ag presentation suggested the benefit of CIITA in immunotherapy, either with or without costimulation (36). Our results with the SaI sarcoma model system (33) and now with the Line 1 system suggest that by itself, CIITA expression may have little benefit. In a worst case scenario, CIITA may be a negative factor in vaccination strategies. Even combination gene therapy with CD86 and CIITA lacked efficacy in our model system. This report indicates that the use of CIITA in clinical protocols without additional costimulation or without first defining the costimulatory capacity of the tumor being treated should be approached with extreme caution. On the other hand, CIITA therapy with other costimulatory molecules such as CD40 ligand, CD80, and ICAM-1 should be tested to assess what contribution they might have for CIITA tumor immunotherapy.
| Acknowledgments |
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| Footnotes |
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2 Address correspondence and reprint requests to Dr. Jenny P.-Y. Ting, Lineberger Comprehensive Cancer Center, CB# 7295, University of North Carolina at Chapel Hill, Chapel Hill, NC 27599-7295. E-mail address: ![]()
3 Abbreviation used in this paper: CIITA, MHC class II transactivator. ![]()
Received for publication December 21, 1998. Accepted for publication March 8, 1999.
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-induced MHC class I transactivation: the ISRE-mediated route and a novel pathway involving CIITA. Immunity 6:601.[Medline]
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