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The Journal of Immunology, 1998, 160: 4580-4586.
Copyright © 1998 by The American Association of Immunologists

Cationic Lipids Enhance Cytokine and Cell Influx Levels in the Lung Following Administration of Plasmid: Cationic Lipid Complexes

Bruce D. Freimark1, H. Paul Blezinger, Valarie J. Florack, Jeffrey L. Nordstrom, Scott D. Long, Deepa S. Deshpande, Sam Nochumson and Karel L. Petrak

GeneMedicine, Inc., The Woodlands, TX 77381


    Abstract
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Administration of plasmid/lipid complexes to the lung airways may be associated, in addition to expression of transgene, with a range of other responses. We report here the induction of cytokines and cellular influx in the lung airway following intratracheal administration of an N-[1-(2–3-dioleyloxy)propyl]-N,N,N-trimethylammonium chloride/cholesterol/plasmid positively charged complex in mice. We show that 1) the appearance of the Th1-associated cytokines IFN-{gamma} and IL-12 in bronchoalveolar lavage fluid is caused by unmethylated CpG dinucleotide sequences present within the plasmid, and is enhanced by the lipid formulation; 2) cationic lipids by themselves do not induce IL-12 or IL-12p40; 3) TNF-{alpha} is rapidly induced by cationic lipids and plasmid/lipid complex, but not by plasmid alone; 4) an acute cellular influx is induced by cationic lipid alone and by a plasmid/lipid complex, but to a much lesser extent by plasmid alone; and 5) plasmid methylation does not influence the degree of inflammatory cell influx. The induction of the innate immune responses by plasmid/lipid complexes may be advantageous to gene therapy of lung diseases. In particular, induction of the Th1 cell-promoting cytokines by plasmid/lipid complexes could, in conjunction with an expressed transgene, be used to modulate immune responses in the lung airways in disease conditions that are deficient in Th1 cell responses or that have a dominant Th2 phenotype. Alternatively, the elimination of immunostimulatory sequences in plasmids may improve the tolerability and/or efficacy of nonviral gene therapy, especially for diseases requiring chronic administration.


    Introduction
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Gene transfer to the respiratory tract for the correction of genetic defects such as cystic fibrosis and {alpha}1-antitrypsin deficiency is currently being tested in human clinical trials (1, 2, 3). While the expression in vivo of genes transfected in human and animal lung tissue using cationic lipids has been well documented (4, 5, 6), recent clinical trials also showed that the administration of plasmid formulations induce other effects (e.g., inflammation) that must be considered (7). There is clearly a need for elucidating various mechanisms associated with the effects of plasmid formulations before safe and effective gene medicines can be developed.

It is known that in vitro and in vivo cellular immune responses to bacterial DNA (8, 9) and plasmid (10, 11, 12) are associated with specific CpG dinucleotide sequences. It has been demonstrated that these immune responses are primarily due to unmethylated CpG dinucleotide motifs contained within the RRCGYY sequence (13). Bacterial DNA contains about four to five times as many CpGs as mammalian DNA (14). CpGs are usually unmethylated in bacterial DNA, whereas in mammalian DNA some 75% of the CpGs are methylated to 5-methylcytosine (15). Methylation inactivates CpGs with respect to their immunostimulatory effects (14). The ratio of unmethylated CpGs contained within the RRCGYY hexamer sequences in the bacterial and mammalian DNAs is about 20 (14, 16). This structural difference between bacterial and mammalian DNA is a signal for the induction of innate immunity to microbial infections through the induction of Abs (14); generation of a variety of cytokines, including IFN-{gamma}, TNF-{alpha}, and IL-12, which promote Th1-dependent cell responses; and enhancement of NK cell activity (17).

Responses to cationic lipids that are frequently used for formulating plasmids and to the plasmid/lipid complexes themselves are much less well understood. In this study, we have examined the contribution of individual components of a plasmid/lipid complex to the immune responses in the lung airway of mice following intratracheal administration. We used N-[1-(2–3-dioleyloxy)propyl]-N,N,N-trimethylammonium chloride (DOTMA2)/cholesterol/plasmid 3:1 positively charged complexes that have been shown to enhance pulmonary transgene expression when delivered by intratracheal instillation (D. Deshpande, P. Blezinger, R. Pillai, G. Padmabandhu, J. Duguid, B. Freimark, J. Slater, M. Bruno, K. Petrak, and A. Rolland, manuscript in preparation). The identification of the components of plasmid/cationic lipid complexes that are responsible for inducing specific immune responses is important for the development of safe and effective nonviral gene therapies for the treatment of pulmonary disorders, and is the subject of this report.


    Materials and Methods
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Plasmid and genomic DNA

pCT0129 is an expression plasmid derived from a vector containing the human CMV immediate-early promoter (18) (Clontech, Palo Alto, CA) with the ß-galactosidase gene removed and a NotI-linked chloramphenicol acetyltransferase (CAT) gene inserted in its place. pVC0289 is a cloning vector with no cDNA insert based on pBluescript KS+ (Stratagene, San Diego, CA) that replaces the ampicillin resistance gene with the kanamycin resistance gene from pNEOßgal (Stratagene). Specific regions of plasmid were isolated by digestion with restriction endonucleases (New England Biolabs, Beverly, MA; and Promega, Madison, WI) and purified by HPLC as described below. A 1008-bp fragment containing the ß-lactamase promoter and ampicillin resistance gene was isolated from pBluescript KS+ using BspHI. A 1149-bp fragment containing the Tn5 promotor and kanamycin resistance gene was isolated from pVC0289 using NotI and DdeI. Two fragments, 673 bp and 409 bp, containing the pUC origin of replication were isolated from pBluescript KS+ using Acc65I and DdeI. A 548-bp fragment containing the CMV enhancer/promoter was isolated from pCMVß using EcoRI and HindIII. A 302-bp fragment encoding the amino-terminal portion of human IL-2 cDNA lacking CpG sequences was isolated from an IL-2 expression plasmid using BamHI and AflII. Plasmid (1–2 mg) was digested with a 10-fold excess of restriction endonuclease and digestion was confirmed by agarose gel electrophoresis before purification. Calf thymus DNA (Sigma, St. Louis, MO) was digested with EcoRI before HPLC purification. Escherichia coli genomic DNA (Sigma) was used without further purification. Analysis of CpG frequency in plasmid and plasmid fragments was determined using the VectorNTI software package (Informax, Gaithersburg, MD).

Plasmid methylation

pCT0129 (1–2 mg) was methylated with SssI CpG methylase (New England Biolabs) using 5 U of enzyme/µg DNA for 4 h and incubated for an additional 2 h following the further addition of S-adenosylmethionine substrate using buffer conditions suggested by the manufacturer. DNA was extracted with phenol-chloroform and precipitated with ethanol after methylation. The efficiency of methylation was confirmed to be >95% by enzyme digestion using BstUI, HhaI, HpaII, and MspI. DNA was further purified by HPLC chromatography.

DNA purification

Intact supercoiled plasmid was extracted from bacterial lysates by alkaline lysis and isolated by conventional chromatography techniques. Plasmid fragments, methylated plasmid, and restriction endonuclease-digested E. coli or calf thymus genomic DNA (Sigma) were purified by HPLC chromatography using a Hewlett Packard 1050 series HPLC unit (Hewlett Packard, Palo Alto, CA) interfaced with a BioCADJ Workstation (PerSeptive Biosystems, Cambridge, MA). Restriction endonuclease-digested plasmids (50–100 µg) were applied to a TSKgel DNA-NPR column (ToSoHaas, Montgomeryville, PA) and eluted using a 20-min salt gradient generated from 0.5 to 0.75 M NaCl containing 10 mM Tris-HCl (pH 8) and 1 mM EDTA at a flow rate of 0.5 ml/min. The EcoRI-digested calf thymus and E. coli genomic DNAs (1 mg) were purified using a 1-ml RESOURCE Q column (Pharmacia Biotech, Piscataway, NJ). DNA was applied to the column and then eluted using a 10-bed volume salt gradient formed from 0.5 M NaCl to 0.85 M NaCl containing 10 mM bis-Tris propane buffer (pH 7.5) at a flow rate of 8 ml/min. Purified DNAs were concentrated by ethanol precipitation. The purity of plasmid fragment isolation was assessed to be greater than 95% by agarose gel electrophoresis. Endotoxin levels were determined using a Limulus amebocyte lysate assay (BioWhittaker, Walkersville, MD). Levels of endotoxin were less than 50 EU/mg DNA. In some studies, endotoxin (E. coli subtype 055:B5; Sigma) was spiked into DNA before complexation with cationic liposomes.

Preparation of liposomes and DNA/lipid complexes

Small unilamellar vesicles, composed of the cationic lipid DOTMA:cholesterol at a 1:1 M ratio (hereafter referred to as lipid), were prepared by extrusion. Positively charged plasmid/lipid complexes were prepared at a 1:3 -/+ charge ratio in 10% (w/v) lactose by mixing the plasmid, plasmid fragment, or calf thymus DNA with the liposomes under controlled conditions (D. Deshpande, P. Blezinger, R. Pillai, G. Padmabandhu, J. Duguid, B. Freimark, J. Slater, M. Bruno, K. Petrak, and A. Rolland, manuscript in preparation; and Refs. 19 and 20). The DNA concentration in the formulation was 100 µg/ml. The mean diameter and {zeta} potential of the complexes were characterized using dynamic light scattering and Doppler electrophoretic light scattering. The complexation efficiency was determined by agarose gel electrophoresis (D. Deshpande, P. Blezinger, R. Pillai, G. Padmabandhu, J. Duguid, B. Freimark, J. Slater, M. Bruno, K. Petrak, and A. Rolland, manuscript in preparation).

Animals

Male C57BL/6 mice (20–25 g; Harlan Laboratories, Houston, TX) were maintained on ad libitum rodent feed and water at 23°C, 40% humidity, and a 12-h/12-h light-dark cycle. Animals were acclimated for at least 3 days before the start of the study.

In vivo administration

Animals were anesthetized with 30 µl of ketamine (Fort Dodge Animal Health, Overland Park, KS; 150 mg/kg) i.p. They were suspended in a vertical position and received either a 50-µl single bolus of formulation in 10% lactose or 10% lactose alone in the trachea using a 24-gauge gavage cannula. This volume of formulation has been found to produce the optimal gene expression with minimum lung trauma or animal mortality (data not shown).

Tissue harvest and extraction

Bronchoalveolar lavage fluid (BALF) and/or lung tissue were collected at various time points following administration. Animals were euthanized with a 50-µl mixture containing 73.96 mg/ml ketamine, 3.74 mg/ml xylazine, and 0.73 mg/ml acepromazine. For BALF collection, the trachea was exposed by making a mid-line incision, then cannulated endotracheally with a 22-gauge gavage needle (VWR, Houston, TX) attached to a 1-ml syringe, and lavaged twice with 1-ml aliquots of HBSS (Life Technologies, Grand Island, NY) without Ca2+ or Mg2+. Washes were pooled, centrifuged for 1 min at 200 x g, and the cellfree supernatant stored at -80°C. For determining cell influx counts, RBCs were removed by hypotonic shock using 0.1 ml of distilled water followed by the addition of 0.9 ml of HBSS. For preparation of total lung extracts, excised lung lobes were transferred to 2-ml screw-cap polypropylene tubes containing 0.25 g of zirconium beads (Biospec, Bartlesville, OK) and snap-frozen in liquid nitrogen for storage at -80°C. Protein was extracted from tissue by bead homogenization (Biospec) with 1 ml of ice-cold extraction buffer (50 mM Tris, pH 8, 150 mM NaCl, 1 mM EDTA, 0.5% Triton X-100, 1 µM pepstatin A, 0.25 mM PMSF, and 10 µM leupeptin). The tubes were centrifuged for 10 min at 4°C before immunoassay. Blood was obtained from animals by cardiac puncture and the serum was separated using serum separation tubes (catalog no. 5960; Becton Dickinson, Franklin Lakes, NJ).

In vitro cell culture

Tissues harvested from animals that were administered various formulations were cultured at 2 x 106/ml in DMEM supplemented with 10% FCS, sodium pyruvate, and antibiotics for 48 h at 37°C. Splenocytes were prepared by 0.83% NH4Cl lysis of RBCs (19). Lung airway cells were prepared by digestion with bovine pancreatic protease (Sigma) and DNase I (Sigma) (20). In some cultures, recombinant mouse IL-12, IL-2, and TNF-{alpha} (R & D, Minneapolis, MN) were added to activate cells. Culture supernatants were harvested and assayed for the presence of various cytokines by immunoassay.

Immunoassays

Cytokine levels in BALF and lung tissues were determined using specific immunoassay kits for mouse IL-12p40 and mouse IL-12p70 (Genzyme, Cambridge, MA), mouse IFN-{gamma}, mouse IL-1ß, mouse IL-4, and mouse TNF-{alpha} (Endogen, Woburn, MA). The sensitivity of these assays was 10 to 15 pg of cytokine/ml. The IL-12p40 immunoassay detects the total IL-12p40 that is present as a monomer, homodimer, or heterodimer, whereas the IL-12p70 immunoassay detects only the heterodimer. Expression levels of CAT were determined in lung extracts using a specific immunoassay (Boehringer Mannheim, Indianapolis, IN). Samples were analyzed in duplicate on a plate reader (model EL340; Bio-Tek Instruments, Winooski, VT) and cytokine levels were calculated by linear regression analysis (KC3; Bio-Tek Instruments) based on values obtained from a standard curve. The intra- and interassay coefficient of variation of sample readings was <10%.

Statistical analysis

Data were analyzed by the Mann-Whitney test using the SPSS Base 7.5 for Windows statistics software package (SPSS, Chicago, IL). Data were considered statistically significant if p values were < 0.05.


    Results
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Effect of CpG dinucleotide motif on cytokine induction

A summary of the number and frequency of CpG dinucleotide motifs present in plasmid and genomic DNA used in our studies is shown in Table IGo. Plasmids replicated in E. coli host cells typically contain CpGs at similar frequencies (1 per 16 dinucleotides) to bacterial DNA. In contrast, the CpGs are only about one-quarter as prevalent in mammalian DNA (14).


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Table I. CpG content of plasmid and genomic DNA

 
To determine the contribution of CpG motifs to the induction of IL-12 and IFN-{gamma}, intact plasmid and various fragments of plasmids were formulated with lipid and administered by intratracheal instillation. Total IL-12 (p40 monomer, homodimer, or heterodimer) and IFN-{gamma} production was assessed in the lung 24 h following administration of DNA/lipid complexes with a 1:3 (-/+) complex charge ratio. Increased levels of endogenous IL-12 and IFN-{gamma} were observed in lung tissues from animals administered plasmid/lipid complexes using two different plasmids (Fig. 1GoA) compared with a control group receiving 10% lactose (Fig. 1GoA). We obtained similar results with the same lipid formulation using other plasmids (data not shown). Administration of restriction endonuclease-digested plasmids formulated with cationic lipid did not reduce the levels of cytokine (Fig. 1GoB). Instillation of purified plasmid fragments consisting of the replication of origin, CMV promoter/enhancer elements, kanamycin resistance gene, ampicillin resistance gene, and bacterial genomic DNA (Fig. 1GoB) all resulted in the induction of IL-12. In contrast, lung tissue from animals instilled with calf thymus DNA/lipid complexes had low levels of IL-12. Animals receiving lipid alone had IL-12 levels that were indistinguishable from untreated controls.



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FIGURE 1. Evaluation of cytokine level following administration of plasmid or eukaryotic DNA/cationic lipid complexes. Groups of male C57BL/6 mice (n = 6) were administered DNA:DOTMA:cholesterol complexes and BALF was harvested 24 h afterward for determination of cytokine levels. Panel A, BALF IL-12p40 and IFN-{gamma} levels in animals that received 5 µg of intact pCT0129 (lane 1) or pVC0289 (lane 2) formulated with DOTMA:cholesterol liposomes compared with control noninstilled animals (lane 3). Panel B, IL-12p40 levels of whole lung extracts were determined in animals receiving EcoRI-digested pCT0129 (lane 1), 409- and 673-bp plasmid fragments containing the plasmid replication of origin (ori) (lane 2), a 548-bp fragment containing the CMV promoter and enhancer regions (lane 3), a 1149-bp plasmid fragment containing the kanamycin resistance (KanR) (lane 4), a 1008-bp plasmid fragment containing the ampicillin resistance (AmpR) (lane 4), bacterial genomic DNA (lane 5), and EcoRI-digested calf thymus DNA (lane 6), each formulated with DOTMA/cholesterol at a 1:3 -/+ complex charge ratio. Controls include lung extracts from animals administered DOTMA/cholesterol liposomes alone (lane 7) or noninstilled animals. Data represented as mean ± SEM; n = five to six animals per group. *, p < 0.05; **, p < 0.01 when comparing different treatments to control animals.

 
Effect of plasmid methylation on cytokine induction

The induction of IL-12 and IFN-{gamma} by CpG motifs was further evaluated by comparing the responses to mammalian DNA, methylated plasmid, or a plasmid fragment lacking CpG motifs. Intratracheal instillation of complexes consisting of lipid and mammalian DNA or methylated plasmid or a CpG-deficient plasmid fragment from the human IL-2 gene induce about 10-fold less IL-12 and IFN-{gamma} compared with animals treated with unmethylated plasmid/lipid complexes (Fig. 2Go). These observations are consistent with the previous studies, which show that the key element in induction of IL-12 and IFN-{gamma} is the presence of unmethylated CpG motifs in plasmids (8, 9, 10, 11).



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FIGURE 2. IL-12 and IFN-{gamma} induction by plasmid/lipid complexes is dependent on unmethylated CpG motifs. Groups of mice (n = 6) were treated with plasmid/DOTMA:cholesterol complexes and BALF collected 24 h following administration. DNA preparation included unmethylated pCT0129 (lane 1), CpG-methylated pCT0129 (lane 2), mock-methylated (no S-adenosylmethionine added to reaction) pCT0129 (lane 3), EcoRI-digested calf thymus DNA (lane 4), a 302-bp BamHI-AflII plasmid fragment from an IL-2 expression plasmid (lane 5), or noninstilled animals (lane 6). The levels of total IL-12 (IL-12p40 and p70) and IFN-{gamma} were determined by immunoassay. Data are represented as mean ± SEM; n = five to six animals per group. *, p < 0.05; **, p < 0.01 when comparing different treatments to animals receiving plasmid/lipid complexes.

 
Effect of separate components of formulation on cytokine induction

The contribution of separate plasmid and lipid components to the induction of cytokines was measured. For these studies, a 5-µg dose of plasmid was administered, since IL-12p40 and IFN-{gamma} were clearly induced when administered to the lungs as a plasmid/lipid complex (Figs. 1Go and 2Go). We show that administration of plasmid/lipid complexes induces IL-12p40, IL-12p70, TNF-{alpha}, and IFN-{gamma} (Fig. 3GoA) compared with animals instilled with isotonic 10% lactose (Fig. 3GoA). Levels of total IL-12 and IFN-{gamma} were higher at 24 h than 2 h following administration. Peak levels of TNF-{alpha} induced by either lipid alone or plasmid/lipid complexes were observed at 2 h and decreased by 24 h following administration. Instillation of lipid in 10% lactose induced low levels of IL-12p70, but IL-12p40 or IFN-{gamma} was not detected (Fig. 3GoA). Administration of plasmid in 10% lactose induced low levels of IL-12p40 and IL-12 p70, but not TNF-{alpha} or IFN-{gamma} (Fig. 3GoA). The levels of IL-1ß and IL-4 were not enhanced in BALF of animals administered plasmid/lipid complexes compared with controls (data not shown). The data show that the lipid alone does not induce IL-12 and IFN-{gamma} but induces TNF-{alpha}. Plasmids alone induce IL-12 (both p40 and p70) but not IFN-{gamma} and TNF-{alpha}.



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FIGURE 3. Contribution of plasmid and lipid to cytokine induction and airway cell influx. Groups of mice (n = 6) were instilled with 10% lactose (lane 1), DOTMA:cholesterol (1:1 M:M) in 10% lactose (lane 2), pCT0129 (5 µg) in 10% lactose (lane 3), or pCT0129 (5 µg):DOTMA/cholesterol in 10% lactose (lane 4). BALF was harvested at 2 or 24 h following treatment and total IL-12p40, IL-12p70, TNF-{alpha}, and IFN-{gamma} levels (panel A) and total BALF cell counts (panel B) determined. Note that the scale range is different for IL-12p40 and p70. Data are represented as mean ± SEM; n = five to six animals per group. *, p < 0.05; **, p < 0.01 when comparing different treatments to animals receiving 10% lactose.

 
Effect of separate components of formulation on cellular influx

Cellular influx was determined 24 h following the administration of the separate plasmid and lipid components and the plasmid/lipid complexes. The highest cell influxes in the airway were seen in animals given the lipid alone or plasmid/lipid complexes (Fig. 3GoB). Over 90% of the cells recovered from lungs were neutrophils and macrophages. No differences in the cell influx were observed when methylated or unmethylated plasmids complexed with lipid were compared with the lipid alone (data not shown). We conclude that the lipid component of the plasmid/lipid formulation is primarily responsible for the induction of cell influx into the airway.

Production of cytokines by resident and infiltrating cells of the lung

To ascertain whether cytokines induced in the lungs were secreted by cells in the lung airways or from a distal site such as the circulation, BALF cells from animals administered with plasmid/lipid complexes were cultured in vitro and the supernatants assayed for cytokines. BALF cells harvested from animals administered plasmid/lipid complexes or plasmid alone secreted IL-12p40, TNF-{alpha}, and IFN-{gamma} in vitro (Fig. 4Go), but not IL-12p70. TNF-{alpha} and IFN-{gamma} were highest in culture supernatants from animals administered plasmid/lipid complexes, whereas IL-12p40 levels were similar among all the plasmid treatment groups. The serum level of IFN-{gamma} among all plasmid treatment groups was similar (Fig. 5Go). Since IFN-{gamma} in the BALF is diluted approximately 20-fold (~100 µl diluted to 2 ml), the most likely source of this cytokine is in situ production. In the same group of animals, expression of CAT transgene was measured in the lung tissue as an indirect measurement of plasmid internalization (Fig. 6Go). Animals receiving 50 µg of plasmid alone had similar expression levels to animals receiving 5 µg of plasmid formulated with lipid. Administration of lower doses of plasmids alone or plasmid formulated with lipid resulted in significantly lower expression levels. If the level of expression is directly proportional to the copy number of plasmids internalized, then our data suggest that cytokine induction is not entirely dependent on internalization of plasmid. To determine whether the cytokines induced by plasmid/lipid complexes costimulate cells to produce IFN-{gamma}, splenocytes and crude epithelial lining cell preparations were stimulated with TNF-{alpha}, IL-12, or both together (Fig. 7Go). Stimulation of splenocytes with recombinant mouse IL-12 induced low levels of IFN-{gamma} and was enhanced by the presence recombinant mouse IL-2 or TNF-{alpha}. TNF-{alpha} did not induce detectable levels of IFN-{gamma} in splenocyte cultures. Stimulation of crude lung airway epithelial cells with IL-12 alone secreted IFN-{gamma} into the culture supernatant. Compared with splenocytes, there did not appear to be a costimulatory effect of TNF-{alpha} to IL-12-dependent IFN-{gamma} secretion.



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FIGURE 4. Production of cytokines from BALF cells cultured in vitro following administration of plasmid/lipid complexes. Animals were instilled with pCT0129 alone, pCT0129/lipid complexes, or 10% lactose and BALF samples were harvested 24 h following administration. Cells were cultured for an additional 48 h at 37°C. Cytokine measurements in samples were determined as described in Materials and Methods. Data are represented as mean ± SEM; n = five to six animals per group.

 


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FIGURE 5. Dose-dependent production of IFN-{gamma} in BALF is confined to lung airway. Animals were instilled with pCT0129 alone, pCT0129/lipid complexes, or 10% lactose and BALF and serum samples were harvested 24 h following administration. Cytokine measurements in samples were determined as described in Materials and Methods. Data are represented as mean ± SEM; n = five to six animals per group.

 


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FIGURE 6. Expression of transgene in lung following administration of plasmid and plasmid/lipid complexes. Animals were instilled with varying doses of pCT0129 or pCT0129/lipid complexes in 10% lactose and lung tissue was harvested 24 h following administration. Control animals received 10% lactose or were untreated. CAT measurements in samples were determined as described in Materials and Methods. Data are represented as mean ± SEM; n = five to six animals per group.

 


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FIGURE 7. Induction of IFN-{gamma} by in vitro stimulation of splenocytes or lung airway lining cells by IL-12 and TNF-{alpha}. Splenocytes (A) or lung airway lining cells (B) were culture in medium alone or medium containing various combinations of IL-2, IL-12, or TNF-{alpha}. Cells were cultured for 48 h in 96-well plates in triplicate. Cytokine measurements were determined in samples collected 48 h after in vitro culture as described in Materials and Methods. Data are represented as mean ± SEM.

 
Effect of endotoxin

Instillation of endotoxins is known to induce proinflammatory responses in the lung, including induction of IL-12, TNF-{alpha}, and IFN-{gamma} (21, 22). Thus, contamination of plasmid/lipid complexes by endotoxin could contribute to the induction of cytokines observed in this study. To test this, plasmid and calf thymus DNA were spiked with increasing amounts of purified E. coli endotoxin before complexing with lipid. The original level of endotoxin was 0.002 EU per 5 µg of plasmid and 0.129 EU per 5 µg of calf thymus DNA. Plasmid and calf thymus DNA were spiked with 1, 10, or 100 EU of endotoxin before complexing with lipid, and were then administered to animals. Cell influx and cytokine levels in BALF were determined at 24 h following administration. No increase in IL-12 and IFN-{gamma} levels over the levels induced by plasmid/lipid complexes was seen even at the highest (i.e., 100 EU) dose of endotoxin (Fig. 8GoA). IFN-{gamma} and IL-12p40 were found in BALF only when bacterial endotoxin was added to the calf thymus DNA formulation at a level that was 500-fold higher than the amount detected in purified plasmid. Significant increases in BALF cell counts were observed in animals receiving at least 1 EU of endotoxin added to plasmid or 10 EU of endotoxin added to calf thymus DNA complexed with lipid (Fig. 8GoB), i.e., at levels of endotoxin that were much higher than initially present in the plasmid and calf thymus DNA.



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FIGURE 8. Effect of endotoxin level in DNA on cytokine level and cell influx following administration of DNA/lipid complexes. E. coli endotoxin was spiked into 5 µg of pCT0129 or EcoRI-digested calf thymus DNA before complexing with DOTMA/cholesterol liposomes. Groups of mice (n = 6) were instilled with plasmid/lipid complexes and BALF was harvested 24 h following administration. Cytokine levels (panel A) and total cell counts (panel B) were determined in BALF. Data are represented as mean ± SEM; n = five to six animals per group. *, p < 0.05; **, p < 0.01 when comparing different treatments to animals receiving DNA/lipid complexes with no endotoxin added.

 

    Discussion
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Several studies have shown that bacterial DNA and plasmids induce a variety of cellular and humoral immunologic effects (8, 11, 12, 13, 14, 17, 23). It has also been demonstrated that administration of plasmid/lipid complexes to the lung airways induces a strong cellular and cytokine proinflammatory response (7). We extend these observations by demonstrating that in the lung airways, cytokine and cellular inflammatory responses elicited by plasmid/lipid complexes are distinct from those elicited by the separate components of the complexes. A summary of our findings is given in Table IIGo.


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Table II. Summary of immune responses induced by plasmid lipid complexes following administration to the lung airway1

 
The administration of plasmid alone to the lung airways induces detectable levels of IL-12p40 and IL-12p70 (Fig. 3GoA). For the same dose of plasmid (5 µg), IFN-{gamma} and TNF-{alpha} were not detected in lavage fluids. IFN-{gamma} was detectable only when larger doses (50 µg) of plasmid were administered. In other studies, instillation of 300 µg of plasmid alone in rat lungs induced detectable levels of TNF-{alpha} in the BALF (24). It is further shown that exposure of C3H mice to 10 µg of bacterial genomic DNA or immunostimulatory oligonucleotides can stimulate TNF-{alpha}, IL-6, macrophage inflammatory protein-2, and increased BALF cell counts (25). Taken together, it appears that a threshold dose of 1 to 5 µg of plasmid is required to elicit immunostimulatory responses in the lung. Data obtained from the these studies have shown that the immune response to plasmid or plasmid/lipid complexes used in this study is not due to bacterial endotoxin at levels present in plasmid preparations.

The immune responses elicited by plasmid were markedly enhanced when administered as a positively charged complex with cationic lipids. Plasmid/lipid complexes induce Th1-promoting cytokines, such as IL-12 and IFN-{gamma}. The induction is dependent on the presence of unmethylated CpG motifs. We have shown that administration of a plasmid fragment lacking CpG motifs, complexed with the lipid, does not induce IL-12 and IFN-{gamma}. It is likely that the stimulation of macrophages and neutrophils by plasmid/lipid complexes leads to IL-12 production, since both cell types have been demonstrated to produce this cytokine (26, 27, 28, 29, 30). By histologic analysis, low numbers of lymphocytes were observed in the proinflammatory cell influxes. It is not clear if these cells or other cell types, such as respiratory epithelial cells, are responsible for IFN-{gamma} production (31). Our data indicate that inflammatory cells infiltrating the lung following the administration of plasmid/lipid complexes consisted primarily of macrophages and neutrophils. In vitro culture of BALF cells demonstrates that these cells are capable of continued synthesis of TNF-{alpha}, IL-12p40, and IFN-{gamma} without further stimulation. In addition, in vitro stimulation of crude epithelial lining cells from untreated mice with IL-12 induces IFN-{gamma} production. These data suggest that the likely source of cytokines observed in the BALF were the resident and infiltrating inflammatory cells.

The enhanced immune responses by plasmid/lipid complexes may be due to several mechanisms. First, the immune responses to the separate plasmid and cationic lipid components produce two different sets of cytokines. Several studies have shown that IL-12, which is produced mainly by cells of the monocyte/macrophage lineage (28), is instrumental in the production of IFN-{gamma} by activated T cells and NK cells (32, 33). In addition, TNF-{alpha} has been to shown to enhance IL-12-dependent IFN-{gamma} production in vitro (34, 35) and in disease states (36, 37, 38). Hence, the induction of IFN-{gamma} by plasmid/lipid complexes and not by the individual components may be the combined result of induction of costimulatory cytokines such as TNF-{alpha} and IL-12. Data obtained in this study suggest that IL-12 alone is capable of stimulating IFN-{gamma} production in normal lung epithelial cell preparations and has no costimulatory effect of TNF-{alpha}. In contrast, stimulation of splenocytes with IL-12 and TNF-{alpha} or IL-2 resulted in higher IFN-{gamma} production than IL-12 alone. It is not known whether this represents an in vitro artifact or whether IFN-{gamma}-producing cells of the lung require different stimulatory signals. Second, plasmid/lipid complexes may enhance the induction of immune responses through increasing intracellular uptake. This view is supported by the observation that oligonucleotides immobilized on latex beads, which could not be taken up by cells, did not lead to cell activation (14). In addition, the cell uptake of stimulatory oligonucleotides when complexed with Lipofectin has been shown to induce IFN-{gamma} and NK activity 3000-fold more efficiently than plasmid alone (13). Our data show that the level of expression of a transgene in the lung (Fig. 6Go) correlates with elevated BALF cytokine levels (Fig. 5Go). Third, it is known (4) that plasmids degrade more slowly in the lung airways when complexed with lipids. The resulting increased persistence of plasmid in the airways could enhance both of the above mechanisms. Taken together, the induction of immune responses by plasmid/lipid complexes bears a striking resemblance to the innate immunity induced by bacterial infections in the lung (21, 22, 39, 40, 41, 42, 43) and is likely a composite response of intra- and extracellular triggering events.


    Acknowledgments
 
We thank Hector Alila, Alain Rolland, Harry Ledebur, Norman Hardman, and Eric Tomlinson for helpful discussions and critical review of the manuscript; Heather Davis, Loeb Research Institute, Ottawa, Canada, for discussion of data before publication; and the Departments of Integrated Manufacturing and Quality Control for supplying the plasmids.


    Footnotes
 
1 Address correspondence and reprint requests to Dr. Bruce D. Freimark, GeneMedicine, Inc., 8301 New Trails Drive, The Woodlands, TX 77381-4248. E-mail address: Back

2 Abbreviations used in this paper: DOTMA, N-[1-(2–3-dioleyloxy)propyl]-N,N,N-trimethylammonium chloride; BALF, bronchoalveolar lavage fluid, CAT, chloramphenicol acetyltransferase. Back

Received for publication August 15, 1997. Accepted for publication January 7, 1998.


    References
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 

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