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The Journal of Immunology, 1998, 160: 1677-1686.
Copyright © 1998 by The American Association of Immunologists

Bispecific Molecules Directed to the Fc Receptor for IgA (Fc{alpha}RI, CD89) and Tumor Antigens Efficiently Promote Cell-Mediated Cytotoxicity of Tumor Targets in Whole Blood

Yashwant M. Deo1,*, Karuna Sundarapandiyan*, Tibor Keler*, Paul K. Wallace{dagger} and Robert F. Graziano*

* Medarex, Inc., Annandale, NJ 08801; and {dagger} Department of Microbiology, Dartmouth Medical School, Lebanon, NH 03756


    Abstract
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
The FcR for IgA (Fc{alpha}RI, CD89) is primarily expressed on cytotoxic immune effector cells. By chemically cross-linking F(ab') fragments of the FcR for IgA (Fc{alpha}RI)-specific mAb (A77) with tumor Ag-specific mAb (anti-HER2/neu and anti-epidermal growth factor receptor), we have developed bispecific molecules (BSM) that simultaneously bind to respective tumor Ags and Fc{alpha}RI-expressing effector cells in whole blood. These BSM mediated up to 55% of specific lysis of appropriate tumor Ag-expressing target cells (from a variety of tumors) with purified polymorphonuclear leukocytes, monocytes, or whole blood effector cells without preactivation with exogenous cytokines. To our knowledge, this is the first demonstration of Ab-dependent cell-mediated cytotoxic activity via Fc{alpha}RI in whole blood. Also, monocyte-derived macrophages mediated phagocytosis of HER2/neu-expressing tumor cells (>95% tumor cell loss). These BSM-mediated cytotoxic activities were completely inhibited by F(ab')2 of A77, demonstrating the specific role of Fc{alpha}RI as a trigger molecule. Furthermore, the binding of these BSM to monocytes or polymorphonuclear leukocytes in whole blood did not induce modulation of Fc{alpha}RI in the absence of the target Ag. Therefore, immune effector cells may be "armed" with Fc{alpha}RI-directed BSM in whole blood. These Fc{alpha}RI-directed BSM may offer new treatment options for various malignancies and other disease conditions.


    Introduction
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
IgA is the most abundant Ig in the human body (1). A single class of IgA FcR that binds to monomeric IgA, known as Fc{alpha}RI2 or CD89, has been identified and characterized (2, 3). Fc{alpha}RI is constitutively expressed primarily on cytotoxic immune effector cells including polymorphonuclear leukocytes (PMN), monocytes, macrophages, neutrophils, and eosinophils (4). Fc{alpha}RI expression on a subpopulation of lymphocytes (4) and glomerular mesangial cells has been reported (5). Its expression on monocytes and PMN can be enhanced by TNF-{alpha} (6, 7), IL-1, granulocyte macrophage-CSF, LPS, or phorbol esters (8, 9), whereas IFN-{gamma} and TGF-ß1 decrease Fc{alpha}RI expression (10). The {alpha}-chain of human Fc{alpha}RI is a heavily glycosylated, type 1 transmembrane molecule belonging to the Ig supergene family, which also includes receptors for IgG and IgE. One gene located on chromosome 19 encodes several alternatively spliced isoforms of the Fc{alpha}RI {alpha}-chain (55–110 kDa) (4). It has been shown previously that myelocytic Fc{alpha}RI are associated with the FcR {gamma}-chain that is thought to play a role in Fc{alpha}RI signal transduction (11, 12, 13). Fc{alpha}RI binds both Ag-complexed and monomeric IgA1 and IgA2 (14), suggesting that the receptor may be saturated in vivo with monomeric IgA in the same manner that the FcR for IgG (Fc{gamma}RI) and the FcR for IgE are saturated with IgG and IgE, respectively. Cross-linking Fc{alpha}RI on myeloid effector cells by polymeric IgA, IgA immune complexes, or mAbs specific for epitopes within or outside the ligand-binding domain stimulates degranulation, superoxide release, secretion of inflammatory cytokines, endocytosis, and phagocytosis (15, 16, 17, 18). It is presumed that these physiologic responses triggered via Fc{alpha}RI may be important in the first line of humoral defense on mucosal surfaces (4). Thus, Fc{alpha}RI appears to be a clinically relevant trigger receptor on cytotoxic immune effector cells, and its activity can be exploited to develop novel immunotherapies. However, to date the cytotoxic potential of Fc{alpha}RI has not been carefully explored, since almost all mAb-based therapies are being developed with mAbs of IgG class that do not bind to Fc{alpha}RI.

To our knowledge, tumor-specific mAbs of human IgA class are not available. Also, it is likely that serum IgA (up to 4.0 mg/ml) interferes with the activity of IgA mAbs under physiologic conditions. Therefore, we used another approach by employing bispecific molecules (BSM) to study Fc{alpha}RI-dependent cell-mediated cytotoxicity of tumor targets. BSM, which simultaneously bind to target cells (tumor cells, pathogens) and a trigger receptor (e.g., CD3, CD2, Fc{gamma}RI) on immune effector cells, have been previously described (19, 20). BSM can be generated from heterohybridomas or by chemically or genetically linking the F(ab') fragments of two Abs with different specificities or an F(ab') fragment and a ligand (21, 22). BSM that is produced using a trigger receptor-specific Ab, which binds outside the natural ligand-binding domain of the trigger receptor, can circumvent interference by serum Abs and recruit immune effector cells in the presence of a saturating concentration of the natural ligand (23). This strategy has been used to produce Fc{gamma}RI-specific BSM, which promote Ab-dependent cell-mediated cytotoxity (ADCC) of tumor cells in the presence of monomeric or aggregated IgG (19) and have shown promising results in clinical settings (24). Four Fc{alpha}RI-specific mAbs that bind outside the IgA ligand-binding domain have been described previously (25). Using one of these mAbs (A77), we developed BSM by chemically linking the F(ab') of A77 to the F(ab') of anti-tumor mAbs specific for HER2/neu or epidermal growth factor receptor (EGF-R). Both HER2/neu and EGF-R are well-characterized tumor-associated Ags that are overexpressed on the surface of a variety of tumors and therefore provide a suitable target for specific tumor recognition. Several immunotherapies targeted to these two tumor-associated Ags are being developed (24). The biochemical, immunologic, and functional characterization of these Fc{alpha}RI-directed BSM and the potential applications of Fc{alpha}RI-directed immunotherapies are described in this report.


    Materials and Methods
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
mAbs and cell lines

The anti-Fc{alpha}RI mAb, A77, the anti-HER2/neu mAb (520C9), and the anti-EGF-R mAb (H425) were purified from respective cell culture supernatants by protein A chromatography. The A77- and 520C9-producing murine hybridomas have been described previously (25, 26). The genetic construct for the humanized anti-EGF-R mAb (H425) and its transient expression in COS cells has also been described previously (27). This genetic construct was transfected into a nonsecretory myeloma cell line (NS 0) to stably produce H425 mAb. This H425 mAb-producing cell line was generously provided by Dr. W. Strittmatter of Merck KGaA (Darmstadt, Germany). All of the mAb-producing cell lines were cultivated in Iscove’s modified Dulbecco’s medium (Life Technologies, Grand Island, NY) supplemented with 10% FBS. SKBR-3 and SKOV-3 cell lines that overexpress HER2/neu proto-oncogene, as well as A431 and MDA-MB-468 cell lines that overexpress EGF-R, were obtained from the American Type Culture Collection (Rockville, MD). Another EGF-R-overexpressing cell line, LICR-LON-HN5 (HN5), was kindly provided by Dr. C. J. Dean from the Institute of Cancer Research (Sutton, U.K). All of the tumor cell lines were cultivated in Iscove’s modified Dulbecco’s medium supplemented with 10% FBS.

BSM coupling procedure

BSM were constructed using the method of Glennie et al. (28). mAbs A77, 520C9, or H425 were separately digested with pepsin to F(ab')2 and subsequently reduced to Fab' by the addition of 10 mM mercaptoethylamine for 30 min at 30°C. The Fab' fragments were applied to a Sephadex G-25 column (Pharmacia, Piscataway, NJ) equilibrated in 50 mM sodium acetate, 0.5 mM EDTA, pH 5.3 (4°C). To produce A77 x 520C9 BSM, ortho-phenylenedimaleimide (o-PDM) (12 mM) that had dissolved in dimethylformamide and chilled in a methanol/ice bath was added (one-half volume) to the 520C9 Fab' and incubated for 30 min on ice. The Fab'-maleimide was then separated from free o-PDM on a Sephadex G-25 column equilibrated in 50 mM sodium acetate and 0.5 mM EDTA, pH 5.3 (4°C). The 520C9 Fab'-maleimide was added to A77 Fab' at a 1:1 M ratio. The reactants were concentrated using nitrogen to the starting volume using a Diaflo membrane (Amicon, Beverly, MA) in an Amicon chamber (all at 4°C). After 18 h, the pH was adjusted to 8.0 with 1 M Tris-HCl (pH 8.0). The mixture was then reduced with 10 mM mercaptoethylamine (30 min, 30°C) and alkylated with 25 mM iodoacetamide. The bispecific F(ab')2/F(ab')3 was separated from unreacted Fab and other products by a Superdex 200 column (Pharmacia, Piscataway, NJ) equilibrated in PBS. The A77 x H425 BSM was produced using the same method, except that A77 F(ab')/o-PDM derivative was initially prepared and was then conjugated with the H425 F(ab') as described above. All of the BSM preparations were tested for endotoxin contamination by chromogenic Limulus amebocyte lysate assay (BioWhittaker, Walkersville, MD) and all were found to be free of contamination (assay sensitivity limit 0.1 endotoxin unit/ml).

Binding by flow cytometry

BSM binding to Fc{alpha}RI, HER2/neu, or EGF-R was assessed by flow cytometry. Various concentrations of BSM were diluted in PBS (pH 7.4) containing 2 mg/ml BSA and 0.05% NaN3 (PBA) and were then incubated with either SKBR-3 or A431 cells for 1 h on ice. The cells were washed with PBA and incubated with FITC-labeled goat anti-mouse or anti-human Ab for 1 h on ice. Next, the cells were washed and fixed with 1% paraformaldehyde. Cell-associated fluorescence was analyzed using a Becton Dickinson FACScan (San Jose, CA). To examine BSM binding to Fc{alpha}RI and to evaluate modulation of Fc{alpha}RI after BSM or A77 binding, various concentrations of the respective Abs were added directly to the whole blood. For binding assays, the blood was incubated at 4°C for 1 h with BSM. For modulation assays, the blood was incubated overnight at 37°C, 5% CO2. Erythrocytes were lysed by a lysis buffer (1.7 M NH4Cl, 0.1 M KHCO3 and 1 mM EDTA) (Becton Dickinson) and the remaining leukocytes were stained with phycoerythrin12 (PE)-labeled goat anti-murine Ab for binding assay or goat anti-human IgA-PE Ab for modulation assay. The cells were washed, fixed with 1% paraformaldehyde, and the lymphocyte, monocyte, or PMN-associated fluorescence was analyzed using the FACScan. Lymphocyte, monocyte, or granulocyte populations were gated using forward light scatter and side light scatter parameters.

Ab-dependent cell-mediated cytotoxicity (ADCC)

HER2/neu-overexpressing SKBR-3 cells or EGF-R-overexpressing A431 cells were used as targets for lysis by heparinized whole blood, PMN purified from whole blood, or monocytes purified from leukopacs (Advanced Biotechnologies Inc., Columbia, MD) as previously described (29). These freshly purified PMN and monocytes were used as effector cells without any preactivation or cultivation. Targets were labeled with 100 µCi of 51Cr for 1 h before combining with effector cells and BSM in a U-bottom microtiter plate. After incubation for 16 to 18 h at 37°C, supernatants were collected and analyzed for radioactivity. BSM-dependent lysis of other EGF-R- or HER2/neu-overexpressing cell lines was examined similarly. Cytotoxicity was calculated by the formula: % lysis = (experimental cpm - target leak cpm/detergent lysis cpm - target leak cpm) x 100%. BSM-dependent lysis = % lysis with BSM - % lysis without BSM. Assays were performed in triplicate.

BSM-mediated phagocytosis

BSM-mediated phagocytosis of SKBR-3 cells by monocyte-derived macrophages (MDM) was examined by a modification of the method described by D. Munn and N.-K. Cheung (30). Briefly, monocytes that had been purified from normal adult source leukopacs (Advanced Biotechnologies Inc.) were differentiated in 24-well plates in macrophage serum-free medium (Life Technologies) supplemented with 10% FBS and 10 µg/ml of macrophage-CSF for 7 to 10 days. SKBR-3 cells were labeled with the lipophilic red fluorescent dye PKH 26 (Sigma, St. Louis, MO). The labeled SKBR-3 cells were added to the wells containing MDM in the absence or presence of BSM and incubated at 37°C for 24 h. MDM and nonphagocytized SKBR-3 cells were recovered with trypsin and stained with an FITC-labeled anti-CD14 mAb (AML-2-23) for 1 h on ice. Cells were washed and analyzed by two-color fluorescence using the FACScan. The percentage of phagocytosis was calculated as the number of dual-positive target cells (ingested by MDM) divided by the total number of target cells.

Confocal imaging

To confirm that the dual-positive events in the flow cytometric phagocytic assay represented true phagocytosis of SKBR-3 by MDM, dual-positive cells were sorted and examined by confocal microscopy. After fixation and flow cytometric analysis, the dual-positive cells were sorted with a FACStarPlus flow cytometer (Becton Dickinson), centrifuged, and then placed on glass slides for imaging with a Bio-Rad MRC1024 laser-scanning confocal microscope (Bio-Rad, Hercules, CA). Cells were scanned for fluorescence using the 488-nm line from a 15-mW KR/AR laser and two photodetectors (Bio-Rad) (522/32-nm dichroic for FITC fluorescence and 585-nm longpass for PKH-26 fluorescence). A 63x Plan-Apo 1.4 NA objective (Carl Zeiss, Inc., Thornwood, NY) in conjunction with an iris setting of 2.5 allowed for detection of optical sections of the fluorescence image that were ~1.5 µm thick. Representative images were selected from the slices through the center of each MDM after sectioning the entire cell.


    Results
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
Structure and binding specificity of BSM

To determine the potential use of BSM for recruiting Fc{alpha}RI-mediated cytotoxic activity, two BSM were constructed by chemical conjugation of Fc{alpha}RI-specific mAb (A77) with two tumor Ag-specific Abs that have been well characterized; one anti-tumor Ab (520C9) specific for HER2/neu and the second specific for EGF-R (H425). Analysis of A77 x 520C9 BSM by HPLC showed that this BSM comprised two main species: 75 to 85% of F(ab')2 heterodimer (100 kDa, 10.43 min) and 15 to 25% of F(ab')3 heterotrimer (~150 kDa, 9.86 min) (Fig. 1Go). Based on the method of preparation, the F(ab')3 species is believed to comprise two 520C9 F(ab') and one A77 F(ab'). The other BSM (A77 x H425) had similar composition except that here the F(ab')3 species is believed to comprise two A77 F(ab') and one H425 F(ab'). The m.w. distribution was confirmed by SDS-PAGE analysis (data not shown) and is consistent with that of an Fc{gamma}R-specific BSM prepared by the same o-PDM linkage procedure (31). A control experiment in which an F(ab')o-PDM derivative was incubated without a nonderivatized second F(ab') confirmed that the F(ab')/o-PDM derivative does not cross-link with itself, since all of the hinge sulfhydryl groups are occupied by o-PDM and no free-sulfhydryl group is available for linkage (data not shown). Thus, the F(ab')2 and F(ab')3 species in these BSM preparations are heterocomplexes of F(ab') fragments with two different specificities. This dual specificity was examined by the determination of binding activity using flow cytometry.



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FIGURE 1. Gel filtration HPLC elution profile of A77 x 520C9 bispecific molecule. The peak at 9.86 min (~150 kD) represents a F(ab')3 heterocomplex comprising one A77 F(ab') and two 520C9 F(ab') molecules. The peak at 10.43 min represents a F(ab')2 heterocomplex comprising one F(ab') molecule each of A77 and 520C9.

 
Figure 2Go shows that in whole blood, A77 x 520C9 BSM binds to Fc{alpha}RI-expressing PMN and monocytes, but not to Fc{alpha}R-negative lymphocytes. This binding activity was not inhibited by physiologic levels of serum IgA, which are sufficient to saturate all of the Fc{alpha}RI expressed in vivo. The binding specificity of the tumor Ag-specific arm of A77 x 520C9 BSM to HER2/neu-positive SKBR-3 cells is shown in Figure 3GoA. As expected, only the BSM and 520C9 F(ab')2, and not A77 F(ab')2 control, bound to these tumor cells. Similarly, Figure 3GoB shows that the A77 x H425 and H425 F(ab')2, but not the A77 F(ab')2, bound to A431 cells.



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FIGURE 2. The A77 x 520C9 BSM binds to monocytes and PMN in whole blood. Control Ab or BSM (10 µg/ml, final concentration) was added to heparinized whole blood and incubated on ice for 1 h. The samples were washed, and PE-labeled anti-mouse IgG was added and incubated with the cells for another hour on ice. Cells were washed, RBC were lysed, and samples were analyzed by FACScan. The histograms depict the relative binding of either control Ab (filled) or BSM (open) to lymphocytes, monocytes, or neutrophils (represented by PMN).

 


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FIGURE 3. A, A77 x 520C9 BSM binds to cells expressing HER2/neu. SKBR-3 cells were incubated with various concentrations of A77 x 520C9, A77 F(ab')2, or 520C9 F(ab')2 on ice. After washing, the cells were stained with anti-mouse IgG conjugated with FITC. The cells were then analyzed by FACScan. B, A77 x H425 BSM binds to cells expressing EGF-R. A431 cells were incubated with various concentrations of A77 x H425, A77F(ab')2, or with H425 F(ab')2. After washing, the cells were stained with anti-human IgG conjugated with FITC. The cells were then analyzed by FACScan.

 
BSM-mediated ADCC of tumor cells

BSM-mediated destruction of tumor cells by Fc{alpha}RI-expressing cytotoxic effector cells was examined using freshly purified effector cells (monocytes and PMN) as well as whole blood as a source of effector cells. Figure 4GoA shows that A77 x 520C9 BSM mediated up to 37% of BSM-dependent lysis of HER2/neu-positive SKBR-3 cells by purified PMN. This cytotoxic activity was dose dependent and saturated at 1.0 µg/ml of the BSM. Figure 4GoB shows that A77 x 520C9 also mediated up to 40% of BSM-dependent lysis of SKBR-3 cells when purified monocytes were used as effector cells. Finally, A77 x 520C9 BSM mediated up to 40% of BSM-dependent lysis of the same target cells when whole blood was used as a source of effector cells (Fig. 4GoC). In all three experiments, A77 F(ab')2 inhibited the ADCC activity of this BSM, but the anti-CD64 M22 F(ab')2 did not. The background lysis (without BSM) in all the experiments was ~10%.



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FIGURE 4. A77 x 520C9 BSM mediates lysis of SKBR-3 cells by PMN, monocytes, or whole blood effector cells. A, PMN were purified from whole blood (E:T ratio 200:1). SKBR-3 cells were labeled with 100 µCi of 51Cr for 1 h before combining with PMN and BSM in the presence or absence of 50 µg/ml of A77 F(ab')2 or M22 F(ab')2 in a U-bottom microtiter plate (M22 is an Fc{gamma}RI (CD64)-specific mAb). After incubation for 16 h at 37°C, supernatants were collected and analyzed for radioactivity. Cytotoxicity was calculated by the formula: % lysis = (experimental cpm - target leak cpm/detergent lysis of cpm target leak cpm) x 100%. BSM-dependent lysis = % lysis with BSM - % lysis without BSM. The E:T ratio was 200:1. B and C, Monocytes purified from Leukopak (E:T ratio 100:1) and whole blood were used as effector cells. Error bars represent ± SD of triplicate values. The background (BSM-independent) lysis in all the experiments was ~10%.

 
Similarly, A77 x H425 BSM mediated up to 52% of BSM-dependent lysis of A431 cells with purified PMN as effector cells (Fig. 5GoA), up to 55% of BSM-dependent lysis with purified monocytes as effector cells (Fig. 5GoB), and up to 43% of BSM-dependent lysis with whole blood as a source of effector cells (Fig. 5GoC). Again, in all three experiments only A77 F(ab')2, and not M22 F(ab')2, inhibited the cytotoxic activity. The background lysis (without BSM) was ~10%. Experiments in which lower E:T ratios were used showed that significant ADCC was achieved at an E:T ratio as low as 12:1 (data not shown).



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FIGURE 5. A77 x H425 BSM mediates lysis of A431 cells by PMN, monocytes, or whole blood as effector cells. A, PMN were purified from whole blood (E:T ratio 200:1). A431 cells were labeled with 100 µCi of 51Cr for 1 h and ADCC assay was performed as in 4A. B and C, Monocytes purified from leukopaks (E:T ratio 100:1) and whole blood were used as effector cells. Error bars represent ± SD of triplicate values. The background (BSM-independent) lysis in these experiments was ~10%.

 
BSM-mediated phagocytosis of tumor cells

MDM are known to mediate phagocytosis of tumor cells (32). However, phagocytosis of tumor cells mediated by Fc{alpha}RI has not been described. To determine whether A77 x 520C9 BSM could induce phagocytosis, MDM were incubated with dye-labeled SKBR-3 cells in the presence of varying concentrations of BSM. The level of phagocytosis was determined by two-color flow cytometric analysis. Figure 6GoA shows that the MDM (panel 1, FL1+, FL2-) and SKBR-3 cells (panel 2, FL1-, FL2+) are distinguished from each other in a mixture of these two cell types by their unique fluorescence patterns (panel 3). When the A77 x 520C9 BSM was added to the mixture of these target and effector cells, the BSM mediated nearly a complete loss of tumor cells (panel 5, lower right quadrant). This was confirmed by an almost total lack of tumor cells that could be recovered from the BSM-containing wells as determined by tumor-specific ELISA (data not shown). MDM alone mediated phagocytosis (~53%) of SKBR-3 cells without the BSM (panel 3). However, the addition of 0.1 µg/ml A77 x 520C9 was sufficient to enhance the phagocytosis to >95% (panel 5). This BSM-mediated phagocytic activity was almost completely inhibited by A77 F(ab')2 (panel 6). Furthermore, a mixture of uncoupled A77 F(ab')2 and 520C9 F(ab')2 could not enhance phagocytosis (panel 4), indicating the need for a conjugated A77 F(ab') x 520C9 F(ab') BSM to target tumor cells to effector cells leading to activation of the MDM.



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FIGURE 6. BSM-mediated phagocytosis of SKBR-3 cells by MDM. A, SKBR-3 target cells were labeled with the lipophilic red fluorescent dye PKH 26 and cultured with MDM in the absence or presence of A77 x 520C9 BSM (or control Abs) at 37°C for 24 h. MDM and nonphagocytized tumor cells were recovered with trypsin and were stained with a FITC-labeled anti-CD14. Samples were analyzed by two-color fluorescence by FACScan. Percent phagocytosis was calculated as the number of dual-positive target cells (ingested by MDM) divided by the total number of target cells (all FL2+ cells). B, Actual ingestion of SKBR-3 cell/cell fragments by MDM. Confocal imaging of dual-positive cells was conducted using a laser scanning confocal microscope. The E:T ratio was 20:1.

 
The actual ingestion of SKBR-3 cells/cell fragments by MDM was confirmed by laser-scanning confocal microscopy. As shown in Figure 6GoB, optical sections encompassing the central portion of dual-positive cells show the green CD14 fluorescence (from MDM) appearing as a ring surrounding the red PKH-26-stained SKBR-3 cell fragments. In a random analysis of 476 cells, 98% of dual-positive cells showed the presence of SKBR-3 cell fragments inside the MDM. No MDM/SKBR-3 cell conjugates were observed. Also, no intact SKBR-3 cells were observed inside MDM. Figure 7Go shows that the BSM-mediated phagocytic activity was dose dependent and saturated (nearly complete loss of tumor cells) at 0.1 µg/ml of the BSM. A77 F(ab')2 almost completely blocked this BSM-mediated phagocytosis.



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FIGURE 7. Phagocytosis of SKBR-3 cells with A77 x 520C9 BSM. Specific phagocytosis of SKBR-3 cells was induced by A77 x 520C9 BSM as compared with the uncoupled F(ab')2 fragments of A77 and 520C9. The BSM-mediated phagocytosis was blocked by the addition of 10 µg/ml A77 F(ab')2. BSM-dependent phagocytosis was calculated as: % phagocytosis with BSM - % phagocytosis without BSM. The total phagocytosis was ~98% and the background (BSM-independent) phagocytosis was ~53%. The E:T ratio was 20:1.

 
BSM binding to monocytes/PMN does not mediate Fc{alpha}RI modulation

The modulation of Fc{alpha}RI expression upon BSM or A77 mAb binding to monocytes or PMN was examined by flow cytometry. Figure 8Go shows that 1 and 10 µg/ml whole A77 mAbs induced a ~40 to 50% reduction of Fc{alpha}RI on PMN and monocytes after overnight incubation at 37°C. This modulation activity did not require cross-linking of the bound A77 by an anti-murine Ab. However, 1 and 10 µg/ml of A77 x 520C9 BSM or A77 F(ab')2 induced little or no modulation of Fc{alpha}RI under similar conditions, indicating that the Fc region of the A77 mAb may be required to down-modulate Fc{alpha}RI expression.



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FIGURE 8. BSM binding to monocytes/PMN does not mediate Fc{alpha}R modulation. The modulation of Fc{alpha}R after A77 x 520C9, A77 F(ab')2, or A77 mAb binding to PMN and monocytes was examined by flow cytometry. Various concentrations of Abs were added directly to whole blood and incubated overnight at 37°C, 5% CO2. Erythrocytes were lysed, and the surface level of Fc{alpha}R expression on PMN and monocytes was determined by incubation with an anti-human IgA-PE probe at 4°C. Modulation was calculated as: (1 - [mean fluorescence intensity of sample/mean fluorescence intensity of no Ab/BSM control]) x 100%.

 

    Discussion
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
 References
 
FcR for Igs, expressed primarily on immune effector cells, play a key role in the activation of these effector cells by mediating their cytotoxic functions and promoting Ag presentation (24). The results presented here suggest that the cytotoxic functions mediated via Fc{alpha}RI (CD89) can be exploited to develop effective immunotherapies. The ability of Fc{alpha}RI to mediate phagocytosis, superoxide generation, and induction of cytokine secretion has been described before (15, 16, 17, 18). This report extends these observations to demonstrate the role of Fc{alpha}RI in mediating ADCC of tumor targets by effector cells in the whole blood or by freshly purified PMN or monocytes. The Fc{alpha}RI-mediated cytolytic activity was demonstrated using two BSM targeted to two distinct, well-characterized tumor-associated Ags (HER2/neu and EGF-R) expressed on two different tumor cell lines (SKBR-3 and A431). These BSM also mediated lysis of additional tumor cell lines overexpressing EGF-R or HER2/neu. In whole blood ADCC assays, A77 x H425 BSM-dependent lysis (40–50%) of both HN5 (head and neck carcinoma line) and MDA-MB468 (breast carcinoma line), which express levels of EGF-R comparable with A431 (skin carcinoma line), was observed. Similarly, A77 x 520C9 BSM-mediated lysis of another HER2/neu overexpressing tumor line, SKOV-3 (ovarian carcinoma line), in a whole blood ADCC assay. These results suggest that Fc{alpha}RI-directed BSM may be broadly applicable in a variety of malignancies. In addition, the results reported here demonstrate that the Fc{alpha}RI-directed BSM also mediate phagocytosis of HER2/neu-expressing tumor cells by MDM. Thus, the Fc{alpha}RI-directed BSM could promote tumor cell destruction via the effector cells circulating in peripheral blood (PMN and monocytes) as well as the tissue macrophages (including tumor-associated macrophages) without exogenous cytokine activation.

PMN are prolific effector cells involved in the defense against invading infectious agents and at sites of inflammation. In addition to Fc{alpha}RI, two known IgG-FcR (the transmembrane Fc{gamma}RIIa and glycosylphosphatidylinositol-linked Fc{gamma}RIIIb) are constitutively expressed on naive PMN. PMN can be stimulated in vivo with granulocyte-CSF (G-CSF), IFN-{gamma}, or granulocyte macrophage-CSF and in vitro with IFN-{gamma} to up-regulate expression of Fc{gamma}RI (33). Valerius et al. (34) and Stockmeyer et al. (35) have reported that Fc{gamma}R-directed BSM could mediate ADCC of tumor cells by PMN from G-CSF-treated individuals. In this report, we demonstrate that Fc{alpha}RI-directed BSM can promote the specific destruction of tumor cells with purified PMN or whole blood (from volunteers without cytokine treatments) as effector cells. Stockmeyer et al. (3 5) have reported that when whole blood was used as a source of effector cells, very limited Ab-dependent lysis (~10%) of 520C9 Ab-coated SKBR-3 cells was observed. We have also confirmed that 520C9 could not mediate ADCC of SKBR-3 cells in whole blood (data not shown). These results indicate that murine mAbs of IgG class may not be effective in mediating ADCC of target cells under physiologic conditions. Results presented in this report show that the BSM directed to Fc{alpha}RI could mediate such ADCC activity with whole blood as effector cells in the absence of presensitization of tumor cells by the BSM. This is relevant for solid tumor therapy because if presensitization of tumor cells by mAb/BSM is a prerequisite for tumor cell lysis in vivo, the tumor cell destruction could be an inefficient process since a very small portion of i.v.-administered mAb penetrates solid tumors (36). However, i.v.-administered mAb/BSM immediately encounter FcR-expressing effector cells in peripheral blood, of which PMN constitute the largest population. The Fc{alpha}RI-directed BSM could coat effector cells in peripheral blood, as shown for Fc{gamma}R-directed BSM (37), and could engage in the destruction of tumor cells in circulation or upon penetration into solid tumors that have not been presensitized. Furthermore, this ADCC activity of Fc{alpha}RI-directed BSM may not be dependent upon engagement of the IgA binding domain of Fc{alpha}RI, since both the BSM used in our studies were directed to an epitope outside the Fc binding domain of Fc{alpha}RI. It is expected that the Fc{alpha}RI on effector cells in whole blood is saturated with serum IgA. It is not known whether this receptor saturation plays a role in functional activation of Fc{alpha}RI. On the other hand, the potent ADCC activity mediated by these BSM in whole blood ADCC assays shows that saturation of the Fc binding domain of the Fc{alpha}RI by serum IgA does not block BSM-mediated ADCC activity under physiologic conditions. In addition to the ADCC activity, some preliminary data indicate that PMN may also participate in BSM-mediated Fc{alpha}RI-specific phagocytosis of target cells (data not shown). Collectively, these results suggest that Fc{alpha}RI is an important trigger receptor on PMN, and that BSM directed to Fc{alpha}RI can be used to specifically recruit the cytotoxic potential of PMN without exogenous activation with cytokines.

Fc{alpha}RI-directed BSM engage not only the cytotoxic activity of PMN but also that of monocytes. A77 x 520C9 and A77 x H425 BSM could mediate ADCC of either HER2/neu- or EGF-R-expressing tumor cells by freshly purified monocytes from normal volunteers. Again the Fc{alpha}RI-mediated cytolytic activity was not tumor Ag restricted. The low level of BSM-independent (~10%) lysis in all the experiments described above indicates that freshly purified or whole blood PMN and monocytes are incapable of inducing tumor cell lysis without activation via a trigger receptor. Almost complete inhibition of BSM-directed tumor cell lysis by A77 F(ab')2 suggests that these BSM mediated the ADCC activity only via Fc{alpha}RI.

In addition to promoting extracellular lysis, the Fc{alpha}RI-directed BSM mediated potent phagocytic activity. In particular, when MDM were used as effector cells nearly 100% of tumor cells were phagocytosed. It is likely that the BSM mediated both ADCC and phagocytic activities simultaneously, and entire cells or fragments of lysed cells were phagocytosed by the MDM via Fc{alpha}RI. These two mechanisms have been shown to occur in concert for Fc{gamma}RI-mediated phagocytosis (32). Confocal microscopy confirmed that the tumor cells are actually ingested by MDM. It has been shown that Ag-presenting phagocytic cells (such as MDM) can present Ags via both class I and class II pathways after ingestion of Ag-bearing particles (38). Thus, the potent phagocytosis of tumor cells via Fc{alpha}RI may lead to activation of both humoral and cellular immune functions specifically directed to the tumor-associated Ags.

These cytotoxic activities of Fc{alpha}RI-directed BSM are of therapeutic value, because Fc{alpha}RI expression is limited primarily to only those immune effector cells (PMN, monocytes, and macrophages) that demonstrated the BSM-dependent cytotoxic activities described in this report (4). On the other hand, FcR for IgG (Fc{gamma}R), the isotype of almost all of the tumor-specific mAbs explored to date, are expressed on noncytotoxic effector cells (e.g., Fc{gamma}RII on B cells and platelets) or do not trigger cytotoxic functions on certain cytotoxic effector cells (e.g., the glycosylphosphatidylinositol-linked Fc{gamma}RIIIb on PMN) (33). Therefore, mAbs of IgG class may have limited cell-mediated cytotoxic potential in vivo. This is indirectly suggested by the very limited tumor cell lysis by 520C9 mAb (murine IgG1) in the whole blood ADCC assay (35). On the other hand, because of its distribution only on cytotoxic effector cells and its potent triggering activity, Fc{alpha}RI appears to be an attractive candidate for cell-mediated immunotherapies. Furthermore, the approach described here can be employed to prepare Fc{alpha}RI-directed BSM using the existing high affinity tumor-specific IgG mAbs. This will obviate the need to generate new IgA class tumor-specific mAbs to exploit the cytotoxic potential of Fc{alpha}RI.

Several BSM that engage Fc{gamma}RI to trigger effector cell functions have been described (19, 22, 24, 31, 32, 34, 35). Included in these are BSM that direct HER2/neu- or EGF-R-expressing tumor cells to Fc{gamma}RI (22, 34, 35). Fc{gamma}RI, like Fc{alpha}RI, is found primarily on cytotoxic myeloid effector cells. However, unlike the results reported here for targeting Fc{alpha}RI, to achieve efficient PMN-mediated killing through Fc{gamma}RI the PMN must be preactivated by cytokines. Valerius et al. (34) and Stockmeyer et al. (35) have shown that PMN isolated from G-CSF-treated individuals mediated potent ADCC through Fc{gamma}RI, whereas PMN isolated from untreated individuals did not. Furthermore, when whole blood from G-CSF-treated subjects was used as a source of effector cells, significant ADCC using Fc{gamma}RI-directed bispecific Ab was observed; little, if any, Fc{gamma}RI-mediated ADCC was observed using whole blood from untreated donors (35). Interestingly, PMN in whole blood from G-CSF-treated patients appear to be significantly less efficient in Fc{alpha}RI-mediated tumor cell lysis, although the total lysis is substantially enhanced because of the dramatic rise in the PMN population after G-CSF treatment (39). Keler et al. (31) demonstrated that although untreated monocytes could mediate Fc{gamma}RI-directed ADCC, this activity was enhanced by treating the monocytes with IFN-{gamma} in vitro. Similarly, PMN isolated from normal volunteers required treatment in vitro with IFN-{gamma} to express Fc{gamma}RI and to mediate ADCC through this receptor (31). In contrast to these observations, the data presented here show that ADCC mediated through Fc{alpha}RI required no prior activation of the effector cells. Studies are ongoing to determine whether the already potent cytotoxicity mediated via Fc{alpha}RI can be enhanced even further by cytokine treatment of effector cells.

Finally, BSM binding to monocytes and PMN did not lead to cross-linking and subsequent down-modulation of Fc{alpha}RI in the absence of target Ag or target cells (Fig. 8Go). Therefore, the Fc{alpha}RI-directed BSM can be used to "arm" the effector cells without activation by receptor cross-linking, thus avoiding undesired systemic side effects. These BSM-armed effectors are expected to be activated locally only upon cross-linking of Fc{alpha}RI by tumor cells expressing appropriate tumor Ag. Similar arming of monocytes by Fc{alpha}RI-directed BSM has been shown (37); however, in this case pretreatment with G-CSF or IFN-{gamma} is required to engage the PMN effector population in vivo (40, 41). The Fc{alpha}RI-directed BSM described here could engage monocytes, PMN, and macrophages without cytokine pretreatment. In addition to the data presented here, Fc{alpha}RI-directed BSM could be used to combat infectious diseases, since most infectious agents (bacteria, viruses, fungi, etc.) express unique Ags on their surface and several pathogen-specific Abs have been described. This technology would be applicable in combating antibiotic-resistant pathogens such as methicillin-resistant Staphylococcus aureus or Candida spp., which cause deleterious infections in T cell-deficient immunocompromised patients. Intriguing results demonstrating phagocytosis of fungal targets by Fc{alpha}RI-directed BSM have been described elsewhere (39). In conclusion, the potent and specific cytotoxic activity of Fc{alpha}RI-directed BSM described in this report point to a versatile technology for the development of novel immunotherapies to combat various malignancies and other disease conditions.


    Acknowledgments
 
The authors are grateful to Dr. M. Mahadevan for providing Abs, Ms. L. Vitale and Ms. C. Russoniello for technical assistance, Dr. T. Valerius for sharing unpublished data, and Ms. K. Wunder for assistance in the preparation of this manuscript.


    Footnotes
 
1 Address correspondence and reprint requests to Dr. Yashwant M. Deo, Medarex Inc., 1545 Route 22 E, Annandale, NJ 08801. E-mail address: Back

2 Abbreviations used in this paper: Fc{alpha}RI, FcR for IgA; EGF-R, epidermal growth factor receptor; PMN, polymorphonuclear leukocytes; ADCC, Ab-dependent cell-mediated cytotoxicity; MDM, monocyte-derived macrophages; Fc{gamma}RI, FcR for IgG; o-PDM, ortho-phenylenedimaleimide; PE, phycoerythrin; G-CSF, granulocyte-CSF; BSM, bispecific molecules. Back

Received for publication August 15, 1997. Accepted for publication October 29, 1997.


    References
 Top
 Abstract
 Introduction
 Materials and Methods
 Results
 Discussion
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